EMNLP 2024 Papers

Conference on Empirical Methods in Natural Language Processing

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2,379papers

Counted from the official paper list; may differ slightly from the number the conference announced.

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CoEvol: Constructing Better Responses for Instruction Finetuning through Multi-Agent Cooperation

Renhao Li, Minghuan Tan, Derek F. Wong, Min Yang

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In recent years, instruction fine-tuning (IFT) on large language models (LLMs) has garnered considerable attention to enhance model performance on unseen tasks. Attempts have been made on automatic construction and effective selection for IFT data. However, we posit that previous methods have not fully harnessed the potential of LLMs for enhancing data quality. The responses within IFT data could be further enhanced by leveraging the capabilities of LLMs themselves.In this paper, we propose CoEvol, an LLM-based multi-agent cooperation framework for the improvement of responses for instructions. To effectively refine the responses, we develop an iterative framework following a _debate-advise-edit-judge_ paradigm. A two-stage multi-agent debate strategy is further devised to ensure the diversity and reliability of editing suggestions within the framework. Empirically, models equipped with CoEvol outperform competitive baselines evaluated by MT-Bench and AlpacaEval, demonstrating its effectiveness in enhancing instruction-following capabilities for LLMs.

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CoCoST: Automatic Complex Code Generation with Online Searching and Correctness Testing

Xinyi He, Jiaru Zou, Yun Lin, Mengyu Zhou, Shi Han, Zejian Yuan, Dongmei Zhang

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Large Language Models have revolutionized code generation ability by converting natural language descriptions into executable code. However, generating complex code within real-world scenarios remains challenging due to intricate structures, subtle bugs, understanding of advanced data types, and lack of supplementary contents. To address these challenges, we introduce the CoCoST framework, which enhances complex code generation by online searching for more information with planned queries and correctness testing for code refinement. Moreover, CoCoST serializes the complex inputs and outputs to improve comprehension and generates test cases to ensure the adaptability for real-world applications. CoCoST is validated through rigorous experiments on the DS-1000 and ClassEval datasets. Experimental results show that CoCoST substantially improves the quality of complex code generation, highlighting its potential to enhance the practicality of LLMs in generating complex code.

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CoCoLoFa: A Dataset of News Comments with Common Logical Fallacies Written by LLM-Assisted Crowds

Min-Hsuan Yeh, Ruyuan Wan, Ting-Hao Kenneth Huang

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Detecting logical fallacies in texts can help users spot argument flaws, but automating this detection is not easy. Manually annotating fallacies in large-scale, real-world text data to create datasets for developing and validating detection models is costly. This paper introduces CoCoLoFa, the largest known logical fallacy dataset, containing 7,706 comments for 648 news articles, with each comment labeled for fallacy presence and type. We recruited 143 crowd workers to write comments embodying specific fallacy types (e.g., slippery slope) in response to news articles. Recognizing the complexity of this writing task, we built an LLM-powered assistant into the workers’ interface to aid in drafting and refining their comments. Experts rated the writing quality and labeling validity of CoCoLoFa as high and reliable. BERT-based models fine-tuned using CoCoLoFa achieved the highest fallacy detection (F1=0.86) and classification (F1=0.87) performance on its test set, outperforming the state-of-the-art LLMs. Our work shows that combining crowdsourcing and LLMs enables us to more effectively construct datasets for complex linguistic phenomena that crowd workers find challenging to produce on their own.

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CoCoHD: Congress Committee Hearing Dataset

Arnav Hiray, Yunsong Liu, Mingxiao Song, Agam Shah, Sudheer Chava

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U.S. congressional hearings significantly influence the national economy and social fabric, impacting individual lives. Despite their importance, there is a lack of comprehensive datasets for analyzing these discourses. To address this, we propose the **Co**ngress **Co**mmittee **H**earing **D**ataset (CoCoHD), covering hearings from 1997 to 2024 across 86 committees, with 32,697 records. This dataset enables researchers to study policy language on critical issues like healthcare, LGBTQ+ rights, and climate justice. We demonstrate its potential with a case study on 1,000 energy-related sentences, analyzing the Energy and Commerce Committee’s stance on fossil fuel consumption. By fine-tuning pre-trained language models, we create energy-relevant measures for each hearing. Our market analysis shows that natural language analysis using CoCoHD can predict and highlight trends in the energy sector.

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CoBa: Convergence Balancer for Multitask Finetuning of Large Language Models

Zi Gong, Hang Yu, Cong Liao, Bingchang Liu, Chaoyu Chen, Jianguo Li

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Multi-task learning (MTL) benefits the fine-tuning of large language models (LLMs) by providing a single model with improved performance and generalization ability across tasks, presenting a resource-efficient alternative to developing separate models for each task. Yet, existing MTL strategies for LLMs often fall short by either being computationally intensive or failing to ensure simultaneous task convergence. This paper presents CoBa, a new MTL approach designed to effectively manage task convergence balance with minimal computational overhead. Utilizing Relative Convergence Scores (RCS), Absolute Convergence Scores (ACS), and a Divergence Factor (DF), CoBa dynamically adjusts task weights during the training process, ensuring that the validation loss of all tasks progress towards convergence at an even pace while mitigating the issue of individual task divergence. The results of our experiments involving three disparate datasets underscore that this approach not only fosters equilibrium in task improvement but enhances the LLMs’ performance by up to 13% relative to the second-best baselines. Code is open-sourced at https://github.com/codefuse-ai/MFTCoder.

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CmdCaliper: A Semantic-Aware Command-Line Embedding Model and Dataset for Security Research

Sian-Yao Huang, Cheng-Lin Yang, Che-Yu Lin, Chun-Ying Huang

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This research addresses command-line embedding in cybersecurity, a field obstructed by the lack of comprehensive datasets due to privacy and regulation concerns. We propose the first dataset of similar command lines, named CyPHER, for training and unbiased evaluation. The training set is generated using a set of large language models (LLMs) comprising 28,520 similar command-line pairs. Our testing dataset consists of 2,807 similar command-line pairs sourced from authentic command-line data.In addition, we propose a command-line embedding model named CmdCaliper, enabling the computation of semantic similarity with command lines. Performance evaluations demonstrate that the smallest version of CmdCaliper (30 million parameters) suppresses state-of-the-art (SOTA) sentence embedding models with ten times more parameters across various tasks (e.g., malicious command-line detection and similar command-line retrieval).Our study explores the feasibility of data generation using LLMs in the cybersecurity domain. Furthermore, we release our proposed command-line dataset, embedding models’ weights and all program codes to the public. This advancement paves the way for more effective command-line embedding for future researchers.

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Clustering and Ranking: Diversity-preserved Instruction Selection through Expert-aligned Quality Estimation

Yuan Ge, Yilun Liu, Chi Hu, Weibin Meng, Shimin Tao, Xiaofeng Zhao, Mahong Xia, Zhang Li, Boxing Chen, Hao Yang, Bei Li, Tong Xiao, Jingbo Zhu

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With contributions from the open-source community, a vast amount of instruction tuning (IT) data has emerged. Given the significant resource allocation required by training and evaluating models, it is advantageous to have an efficient method for selecting high-quality IT data. However, existing methods for instruction data selection have limitations such as relying on fragile external APIs, being affected by biases in GPT models, or reducing the diversity of the selected instruction dataset. In this paper, we propose an industrial-friendly, expert-aligned and diversity-preserved instruction data selection method: Clustering and Ranking (CaR). CaR consists of two steps. The first step involves ranking instruction pairs using a scoring model that is well aligned with expert preferences (achieving an accuracy of 84.25%). The second step involves preserving dataset diversity through a clustering process. In our experiment, CaR selected a subset containing only 1.96% of Alpaca’s IT data, yet the underlying AlpaCaR model trained on this subset outperforms Alpaca by an average of 32.1% in GPT-4 evaluations. Furthermore, our method utilizes small models (550M parameters) and requires only 11.2% of the monetary cost compared to existing methods, making it easily deployable in industrial scenarios.

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Cluster-Norm for Unsupervised Probing of Knowledge

Walter Laurito, Sharan Maiya, Grégoire Dhimoïla, Owen Ho Wan Yeung, Kaarel Hänni

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The deployment of language models brings challenges in generating reliable text, especially when these models are fine-tuned with human preferences. To extract the encoded knowledge in these models without (potentially) biased human labels, unsupervised probing techniques like Contrast-Consistent Search (CCS) have been developed (Burns et al., 2022). However, salient but unrelated features in activation space can mislead these probes (Farquhar et al., 2023). Addressing this, we propose a cluster-normalization method to minimize the impact of such features by clustering and normalizing activations of contrast pairs before applying unsupervised probing techniques. While this approach does not address the issue of distinguishing between latent knowledge and that portrayed by a simulated agent—a major issue in the literature of eliciting latent knowledge (Paul Christiano and Xu, 2021)—it still significantly improves the accuracy of probes in identifying the intended knowledge amidst distractions.

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Closing the Loop: Learning to Generate Writing Feedback via Language Model Simulated Student Revisions

Inderjeet Jayakumar Nair, Jiaye Tan, Xiaotian Su, Anne Gere, Xu Wang, Lu Wang

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Providing feedback is widely recognized as crucial for refining students’ writing skills. Recent advances in language models (LMs) have made it possible to automatically generate feedback that is actionable and well-aligned with human-specified attributes. However, it remains unclear whether the feedback generated by these models is truly effective in enhancing the quality of student revisions. Moreover, prompting LMs with a precise set of instructions to generate feedback is nontrivial due to the lack of consensus regarding the specific attributes that can lead to improved revising performance. To address these challenges, we propose PROF that PROduces Feedback via learning from LM simulated student revisions. PROF aims to iteratively optimize the feedback generator by directly maximizing the effectiveness of students’ overall revising performance as simulated by LMs. Focusing on an economic essay assignment, we empirically test the efficacy of PROF and observe that our approach not only surpasses a variety of baseline methods in effectiveness of improving students’ writing but also demonstrates enhanced pedagogical values, even though it was not explicitly trained for this aspect.

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ClimRetrieve: A Benchmarking Dataset for Information Retrieval from Corporate Climate Disclosures

Tobias Schimanski, Jingwei Ni, Roberto Spacey Martín, Nicola Ranger, Markus Leippold

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To handle the vast amounts of qualitative data produced in corporate climate communication, stakeholders increasingly rely on Retrieval Augmented Generation (RAG) systems. However, a significant gap remains in evaluating domain-specific information retrieval – the basis for answer generation. To address this challenge, this work simulates the typical tasks of a sustainability analyst by examining 30 sustainability reports with 16 detailed climate-related questions. As a result, we obtain a dataset with over 8.5K unique question-source-answer pairs labeled by different levels of relevance. Furthermore, we develop a use case with the dataset to investigate the integration of expert knowledge into information retrieval with embeddings. Although we show that incorporating expert knowledge works, we also outline the critical limitations of embeddings in knowledge-intensive downstream domains like climate change communication.

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CliMedBench: A Large-Scale Chinese Benchmark for Evaluating Medical Large Language Models in Clinical Scenarios

Zetian Ouyang, Yishuai Qiu, Linlin Wang, Gerard De Melo, Ya Zhang, Yanfeng Wang, Liang He

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With the proliferation of Large Language Models (LLMs) in diverse domains, there is a particular need for unified evaluation standards in clinical medical scenarios, where models need to be examined very thoroughly. We present CliMedBench, a comprehensive benchmark with 14 expert-guided core clinical scenarios specifically designed to assess the medical ability of LLMs across 7 pivot dimensions. It comprises 33,735 questions derived from real-world medical reports of top-tier tertiary hospitals and authentic examination exercises. The reliability of this benchmark has been confirmed in several ways. Subsequent experiments with existing LLMs have led to the following findings: (i) Chinese medical LLMs underperform on this benchmark, especially where medical reasoning and factual consistency are vital, underscoring the need for advances in clinical knowledge and diagnostic accuracy. (ii) Several general-domain LLMs demonstrate substantial potential in medical clinics, while the limited input capacity of many medical LLMs hinders their practical use. These findings reveal both the strengths and limitations of LLMs in clinical scenarios and offer critical insights for medical research.

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CleanGen: Mitigating Backdoor Attacks for Generation Tasks in Large Language Models

Yuetai Li, Zhangchen Xu, Fengqing Jiang, Luyao Niu, Dinuka Sahabandu, Bhaskar Ramasubramanian, Radha Poovendran

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The remarkable performance of large language models (LLMs) in generation tasks has enabled practitioners to leverage publicly available models to power custom applications, such as chatbots and virtual assistants. However, the data used to train or fine-tune these LLMs is often undisclosed, allowing an attacker to compromise the data and inject backdoors into the models. In this paper, we develop a novel inference time defense, named CleanGen, to mitigate backdoor attacks for generation tasks in LLMs. CleanGen is a lightweight and effective decoding strategy that is compatible with the state-of-the-art (SOTA) LLMs. Our insight behind CleanGen is that compared to other LLMs, backdoored LLMs assign significantly higher probabilities to tokens representing the attacker-desired contents. These discrepancies in token probabilities enable CleanGen to identify suspicious tokens favored by the attacker and replace them with tokens generated by another LLM that is not compromised by the same attacker, thereby avoiding generation of attacker-desired content. We evaluate CleanGen against five SOTA backdoor attacks. Our results show that CleanGen achieves lower attack success rates (ASR) compared to five SOTA baseline defenses for all five backdoor attacks. Moreover, LLMs deploying CleanGen maintain helpfulness in their responses when serving benign user queries with minimal added computational overhead.

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ClaimVer: Explainable Claim-Level Verification and Evidence Attribution of Text Through Knowledge Graphs

Preetam Prabhu Srikar Dammu, Himanshu Naidu, Mouly Dewan, Youngmin Kim, Tanya Roosta, Aman Chadha, Chirag Shah

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In the midst of widespread misinformation and disinformation through social media and the proliferation of AI-generated texts, it has become increasingly difficult for people to validate and trust information they encounter. Many fact-checking approaches and tools have been developed, but they often lack appropriate explainability or granularity to be useful in various contexts. A text validation method that is easy to use, accessible, and can perform fine-grained evidence attribution has become crucial. More importantly, building user trust in such a method requires presenting the rationale behind each prediction, as research shows this significantly influences people’s belief in automated systems. Localizing and bringing users’ attention to the specific problematic content is also paramount, instead of providing simple blanket labels. In this paper, we present ClaimVer, a human-centric framework tailored to meet users’ informational and verification needs by generating rich annotations and thereby reducing cognitive load. Designed to deliver comprehensive evaluations of texts, it highlights each claim, verifies it against a trusted knowledge graph (KG), presents the evidence, and provides succinct, clear explanations for each claim prediction. Finally, our framework introduces an attribution score, enhancing applicability across a wide range of downstream tasks.

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ClaimLens: Automated, Explainable Fact-Checking on Voting Claims Using Frame-Semantics

Jacob Devasier, Rishabh Mediratta, Phuong Anh Le, David Huang, Chengkai Li

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We present ClaimLens, an automated fact-checking system focused on voting-related factual claims. Existing fact-checking solutions often lack transparency, making it difficult for users to trust and understand the reasoning behind the outcomes. In this work, we address the critical need for transparent and explainable automated fact-checking solutions. We propose a novel approach that leverages frame-semantic parsing to provide structured and interpretable fact verification. By focusing on voting-related claims, we can utilize publicly available voting records from official United States congressional sources and the established Vote semantic frame to extract relevant information from claims. Furthermore, we propose novel data augmentation techniques for frame-semantic parsing, a task known to lack robust annotated data, which leads to a +9.5% macro F1 score on frame element identification over our baseline.

System Demonstrations
ChatRetriever: Adapting Large Language Models for Generalized and Robust Conversational Dense Retrieval

Kelong Mao, Chenlong Deng, Haonan Chen, Fengran Mo, Zheng Liu, Tetsuya Sakai, Zhicheng Dou

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Conversational search requires accurate interpretation of user intent from complex multi-turn contexts. This paper presents ChatRetriever, which inherits the strong generalization capability of large language models to robustly represent complex conversational sessions for dense retrieval. To achieve this, we propose a simple and effective dual-learning approach that adapts LLM for retrieval via contrastive learning while enhancing the complex session understanding through masked instruction tuning on high-quality conversational instruction tuning data. Extensive experiments on five conversational search benchmarks demonstrate that ChatRetriever significantly outperforms existing conversational dense retrievers, achieving state-of-the-art performance on par with LLM-based rewriting approaches. Furthermore, ChatRetriever exhibits superior robustness in handling diverse conversational contexts. Our work highlights the potential of adapting LLMs for retrieval with complex inputs like conversational search sessions and proposes an effective approach to advance this research direction.

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ChatHF: Collecting Rich Human Feedback from Real-time Conversations

Andrew Li, Zhenduo Wang, Ethan Mendes, Duong Minh Le, Wei Xu, Alan Ritter

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We introduce ChatHF, an interactive annotation framework for chatbot evaluation, which integrates configurable annotation within a chat interface. ChatHF can be flexibly configured to accommodate various chatbot evaluation tasks, for example detecting offensive content, identifying incorrect or misleading information in chatbot responses, and chatbot responses that might compromise privacy. It supports post-editing of chatbot outputs and supports visual inputs, in addition to an optional voice interface. ChatHF is suitable for collection and annotation of NLP datasets, and Human-Computer Interaction studies, as demonstrated in case studies on image geolocation and assisting older adults with daily activities. ChatHF is publicly accessible at https://chat-hf.com.

System Demonstrations
ChatGPT Doesn’t Trust Chargers Fans: Guardrail Sensitivity in Context

Victoria R. Li, Yida Chen, Naomi Saphra

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While the biases of language models in production are extensively documented, the biases of their guardrails have been neglected. This paper studies how contextual information about the user influences the likelihood of an LLM to refuse to execute a request. By generating user biographies that offer ideological and demographic information, we find a number of biases in guardrail sensitivity on GPT-3.5. Younger, female, and Asian-American personas are more likely to trigger a refusal guardrail when requesting censored or illegal information. Guardrails are also sycophantic, refusing to comply with requests for a political position the user is likely to disagree with. We find that certain identity groups and seemingly innocuous information, e.g., sports fandom, can elicit changes in guardrail sensitivity similar to direct statements of political ideology. For each demographic category and even for American football team fandom, we find that ChatGPT appears to infer a likely political ideology and modify guardrail behavior accordingly.

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ChatGLM-Math: Improving Math Problem-Solving in Large Language Models with a Self-Critique Pipeline

Yifan Xu, Xiao Liu, Xinghan Liu, Zhenyu Hou, Yueyan Li, Xiaohan Zhang, Zihan Wang, Aohan Zeng, Zhengxiao Du, Zhao wenyi, Jie Tang, Yuxiao Dong

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Large language models (LLMs) have shown excellent mastering of human language but still struggle in real-world applications that require mathematical problem-solving. While many strategies and datasets to enhance LLMs’ mathematics are developed, it remains a challenge to simultaneously maintain and improve both language and mathematical capabilities in deployed LLM systems. In this work, we tailor the Self-Critique pipeline, which addresses the challenge in the feedback learning stage of LLM alignment. We first train a general Math-Critique model from the LLM itself to provide feedback signals. Then, we sequentially employ rejective fine-tuning and direct preference optimization over the LLM’s own generations for data collection. Based on ChatGLM3-32B, we conduct experiments on both academic and our newly created challenging dataset, MathUserEval. Results show that our pipeline significantly enhances the LLM’s mathematical problem-solving while still improving its language ability, outperforming LLMs that could be two times larger. Related techniques have been deployed to ChatGLM, an online serving LLM. Related evaluation datasets and scripts are released at https://github.com/THUDM/ChatGLM-Math.

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ChartInsights: Evaluating Multimodal Large Language Models for Low-Level Chart Question Answering

Yifan Wu, Lutao Yan, Leixian Shen, Yunhai Wang, Nan Tang, Yuyu Luo

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Chart question answering (ChartQA) tasks play a critical role in interpreting and extracting insights from visualization charts. While recent advancements in multimodal large language models (MLLMs) like GPT-4o have shown promise in high-level ChartQA tasks, such as chart captioning, their effectiveness in low-level ChartQA tasks (*e.g.*, identifying correlations) remains underexplored.In this paper, we address this gap by evaluating MLLMs on low-level ChartQA using a newly curated dataset, *ChartInsights*, which consists of 22,347 (chart, task, query, answer) covering 10 data analysis tasks across 7 chart types. We systematically evaluate 19 advanced MLLMs, including 12 open-source and 7 closed-source models. The average accuracy rate across these models is 39.8%, with GPT-4o achieving the highest accuracy at 69.17%.To further explore the limitations of MLLMs in low-level ChartQA, we conduct experiments that alter visual elements of charts (*e.g.*, changing color schemes, adding image noise) to assess their impact on the task effectiveness. Furthermore, we propose a new textual prompt strategy, *Chain-of-Charts*, tailored for low-level ChartQA tasks, which boosts performance by 14.41%, achieving an accuracy of 83.58%. Finally, incorporating a visual prompt strategy that directs attention to relevant visual elements further improves accuracy to 84.32%.

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Characterizing Text Datasets with Psycholinguistic Features

Marcio Monteiro, Charu Karakkaparambil James, Marius Kloft, Sophie Fellenz

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Fine-tuning pretrained language models on task-specific data is a common practice in Natural Language Processing (NLP) applications. However, the number of pretrained models available to choose from can be very large, and it remains unclear how to select the optimal model without spending considerable amounts of computational resources, especially for the text domain. To address this problem, we introduce PsyMatrix, a novel framework designed to efficiently characterize text datasets. PsyMatrix evaluates multiple dimensions of text and discourse, producing interpretable, low-dimensional embeddings. Our framework has been tested using a meta-dataset repository that includes the performance of 24 pretrained large language models fine-tuned across 146 classification datasets. Using the proposed embeddings, we successfully developed a meta-learning system capable of recommending the most effective pretrained models (optimal and near-optimal) for fine-tuning on new datasets.

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