EMNLP 2024 Papers

Conference on Empirical Methods in Natural Language Processing

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2,379papers

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Unified Active Retrieval for Retrieval Augmented Generation

Qinyuan Cheng, Xiaonan Li, Shimin Li, Qin Zhu, Zhangyue Yin, Yunfan Shao, Linyang Li, Tianxiang Sun, Hang Yan, Xipeng Qiu

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In Retrieval-Augmented Generation (RAG), retrieval is not always helpful and applying it to every instruction is sub-optimal. Therefore, determining whether to retrieve is crucial for RAG, which is usually referred to as Active Retrieval. However, existing active retrieval methods face two challenges: 1. They usually rely on a single criterion, which struggles with handling various types of instructions. 2. They depend on specialized and highly differentiated procedures, and thus combining them makes the RAG system more complicated and leads to higher response latency. To address these challenges, we propose Unified Active Retrieval (UAR). UAR contains four orthogonal criteria and casts them into plug-and-play classification tasks, which achieves multifaceted retrieval timing judgements with negligible extra inference cost. We further introduce the Unified Active Retrieval Criteria (UAR-Criteria), designed to process diverse active retrieval scenarios through a standardized procedure. Experiments on four representative types of user instructions show that UAR significantly outperforms existing work on the retrieval timing judgement and the performance of downstream tasks, which shows the effectiveness of UAR and its helpfulness to downstream tasks.

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UniTabNet: Bridging Vision and Language Models for Enhanced Table Structure Recognition

Zhenrong Zhang, Shuhang Liu, Pengfei Hu, Jiefeng Ma, Jun Du, Jianshu Zhang, Yu Hu

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In the digital era, table structure recognition technology is a critical tool for processing and analyzing large volumes of tabular data. Previous methods primarily focus on visual aspects of table structure recovery but often fail to effectively comprehend the textual semantics within tables, particularly for descriptive textual cells. In this paper, we introduce UniTabNet, a novel framework for table structure parsing based on the image-to-text model. UniTabNet employs a “divide-and-conquer” strategy, utilizing an image-to-text model to decouple table cells and integrating both physical and logical decoders to reconstruct the complete table structure. We further enhance our framework with the Vision Guider, which directs the model’s focus towards pertinent areas, thereby boosting prediction accuracy. Additionally, we introduce the Language Guider to refine the model’s capability to understand textual semantics in table images. Evaluated on prominent table structure datasets such as PubTabNet, PubTables1M, WTW, and iFLYTAB, UniTabNet achieves a new state-of-the-art performance, demonstrating the efficacy of our approach. The code will also be made publicly available.

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UniSumEval: Towards Unified, Fine-grained, Multi-dimensional Summarization Evaluation for LLMs

Yuho Lee, Taewon Yun, Jason Cai, Hang Su, Hwanjun Song

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Existing benchmarks for summarization quality evaluation often lack diverse input scenarios, focus on narrowly defined dimensions (e.g., faithfulness), and struggle with subjective and coarse-grained annotation schemes. To address these shortcomings, we create UniSumEval benchmark, which extends the range of input context (e.g., domain, length) and provides fine-grained, multi-dimensional annotations. We use AI assistance in data creation, identifying potentially hallucinogenic input texts, and also helping human annotators reduce the difficulty of fine-grained annotation tasks. With UniSumEval, we benchmark nine latest language models as summarizers, offering insights into their performance across varying input contexts and evaluation dimensions. Furthermore, we conduct a thorough comparison of SOTA automated summary evaluators. Our benchmark data will be available at https://github.com/DISL-Lab/UniSumEval-v1.0.

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UniMEEC: Towards Unified Multimodal Emotion Recognition and Emotion Cause

Guimin Hu, Zhihong Zhu, Daniel Hershcovich, Lijie Hu, Hasti Seifi, Jiayuan Xie

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Multimodal emotion recognition in conversation (MERC) and multimodal emotion-cause pair extraction (MECPE) have recently garnered significant attention. Emotions are the expression of affect or feelings; responses to specific events, or situations – known as emotion causes. Both collectively explain the causality between human emotion and intents. However, existing works treat emotion recognition and emotion cause extraction as two individual problems, ignoring their natural causality. In this paper, we propose a Unified Multimodal Emotion recognition and Emotion-Cause analysis framework (UniMEEC) to explore the causality between emotion and emotion cause. Concretely, UniMEEC reformulates the MERC and MECPE tasks as mask prediction problems and unifies them with a causal prompt template. To differentiate the modal effects, UniMEEC proposes a multimodal causal prompt to probe the pre-trained knowledge specified to modality and implements cross-task and cross-modality interactions under task-oriented settings. Experiment results on four public benchmark datasets verify the model performance on MERC and MECPE tasks and achieve consistent improvements compared with the previous state-of-the-art methods.

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UniGen: Universal Domain Generalization for Sentiment Classification via Zero-shot Dataset Generation

Juhwan Choi, Yeonghwa Kim, Seunguk Yu, JungMin Yun, YoungBin Kim

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Although pre-trained language models have exhibited great flexibility and versatility with prompt-based few-shot learning, they suffer from the extensive parameter size and limited applicability for inference. Recent studies have suggested that PLMs be used as dataset generators and a tiny task-specific model be trained to achieve efficient inference. However, their applicability to various domains is limited because they tend to generate domain-specific datasets. In this work, we propose a novel approach to universal domain generalization that generates a dataset regardless of the target domain. This allows for generalization of the tiny task model to any domain that shares the label space, thus enhancing the real-world applicability of the dataset generation paradigm. Our experiments indicate that the proposed method accomplishes generalizability across various domains while using a parameter set that is orders of magnitude smaller than PLMs.

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UniFashion: A Unified Vision-Language Model for Multimodal Fashion Retrieval and Generation

Xiangyu Zhao, Yuehan Zhang, Wenlong Zhang, Xiao-Ming Wu

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The fashion domain encompasses a variety of real-world multimodal tasks, including multimodal retrieval and multimodal generation. The rapid advancements in artificial intelligence generated content, particularly in technologies like large language models for text generation and diffusion models for visual generation, have sparked widespread research interest in applying these multimodal models in the fashion domain. However, tasks that use embeddings, such as image-to-text or text-to-image retrieval, have been largely ignored from this perspective due to the diverse nature of the multimodal fashion domain. And current research on multi-task single models lack focus on image generation. In this work, we present UniFashion, a unified framework that simultaneously tackles the challenges of multimodal generation and retrieval tasks within the fashion domain, integrating image generation with retrieval tasks and text generation tasks. UniFashion unifies embedding and generative tasks by integrating a diffusion model and LLM, enabling controllable and high-fidelity generation. Our model significantly outperforms previous single-task state-of-the-art models across diverse fashion tasks, and can be readily adapted to manage complex vision-language tasks. This work demonstrates the potential learning synergy between multimodal generation and retrieval, offering a promising direction for future research in the fashion domain.

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Understanding “Democratization” in NLP and ML Research

Arjun Subramonian, Vagrant Gautam, Dietrich Klakow, Zeerak Talat

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Recent improvements in natural language processing (NLP) and machine learning (ML) and increased mainstream adoption have led to researchers frequently discussing the “democratization” of artificial intelligence. In this paper, we seek to clarify how democratization is understood in NLP and ML publications, through large-scale mixed-methods analyses of papers using the keyword “democra*” published in NLP and adjacent venues. We find that democratization is most frequently used to convey (ease of) access to or use of technologies, without meaningfully engaging with theories of democratization, while research using other invocations of “democra*” tends to be grounded in theories of deliberation and debate. Based on our findings, we call for researchers to enrich their use of the term democratization with appropriate theory, towards democratic technologies beyond superficial access.

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Understanding the Therapeutic Relationship between Counselors and Clients in Online Text-based Counseling using LLMs

Anqi Li, Yu Lu, Nirui Song, Shuai Zhang, Lizhi Ma, Zhenzhong Lan

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Robust therapeutic relationships between counselors and clients are fundamental to counseling effectiveness. The assessment of therapeutic alliance is well-established in traditional face-to-face therapy but may not directly translate to text-based settings. With millions of individuals seeking support through online text-based counseling, understanding the relationship in such contexts is crucial.In this paper, we present an automatic approach using large language models (LLMs) to understand the development of therapeutic alliance in text-based counseling. We adapt a theoretically grounded framework specifically to the context of online text-based counseling and develop comprehensive guidelines for characterizing the alliance. We collect a comprehensive counseling dataset and conduct multiple expert evaluations on a subset based on this framework. Our LLM-based approach, combined with guidelines and simultaneous extraction of supportive evidence underlying its predictions, demonstrates effectiveness in identifying the therapeutic alliance. Through further LLM-based evaluations on additional conversations, our findings underscore the challenges counselors face in cultivating strong online relationships with clients. Furthermore, we demonstrate the potential of LLM-based feedback mechanisms to enhance counselors’ ability to build relationships, supported by a small-scale proof-of-concept.

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Understanding and Mitigating Language Confusion in LLMs

Kelly Marchisio, Wei-Yin Ko, Alexandre Berard, Théo Dehaze, Sebastian Ruder

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We investigate a surprising limitation of LLMs: their inability to consistently generate text in a user’s desired language. We create the Language Confusion Benchmark (LCB) to evaluate such failures, covering 15 typologically diverse languages with existing and newly-created English and multilingual prompts. We evaluate a range of LLMs on monolingual and cross-lingual generation reflecting practical use cases, finding that Llama Instruct and Mistral models exhibit high degrees of language confusion and even the strongest models fail to consistently respond in the correct language. We observe that base and English-centric instruct models are more prone to language confusion, which is aggravated by complex prompts and high sampling temperatures. We find that language confusion can be partially mitigated via few-shot prompting, multilingual SFT and preference tuning. We release our language confusion benchmark, which serves as a first layer of efficient, scalable multilingual evaluation.

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Understanding Slang with LLMs: Modelling Cross-Cultural Nuances through Paraphrasing

Ifeoluwa Wuraola, Nina Dethlefs, Daniel Marciniak

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In the realm of social media discourse, the integration of slang enriches communication, reflecting the sociocultural identities of users. This study investigates the capability of large language models (LLMs) to paraphrase slang within climate-related tweets from Nigeria and the UK, with a focus on identifying emotional nuances. Using DistilRoBERTa as the base-line model, we observe its limited comprehension of slang. To improve cross-cultural understanding, we gauge the effectiveness of leading LLMs ChatGPT 4, Gemini, and LLaMA3 in slang paraphrasing. While ChatGPT 4 and Gemini demonstrate comparable effectiveness in slang paraphrasing, LLaMA3 shows less coverage, with all LLMs exhibiting limitations in coverage, especially of Nigerian slang. Our findings underscore the necessity for culturally sensitive LLM development in emotion classification, particularly in non-anglocentric regions.

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Understanding Higher-Order Correlations Among Semantic Components in Embeddings

Momose Oyama, Hiroaki Yamagiwa, Hidetoshi Shimodaira

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Independent Component Analysis (ICA) offers interpretable semantic components of embeddings.While ICA theory assumes that embeddings can be linearly decomposed into independent components, real-world data often do not satisfy this assumption. Consequently, non-independencies remain between the estimated components, which ICA cannot eliminate. We quantified these non-independencies using higher-order correlations and demonstrated that when the higher-order correlation between two components is large, it indicates a strong semantic association between them, along with many words sharing common meanings with both components. The entire structure of non-independencies was visualized using a maximum spanning tree of semantic components. These findings provide deeper insights into embeddings through ICA.

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Understanding Faithfulness and Reasoning of Large Language Models on Plain Biomedical Summaries

Biaoyan Fang, Xiang Dai, Sarvnaz Karimi

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Generating plain biomedical summaries with Large Language Models (LLMs) can enhance the accessibility of biomedical knowledge to the public. However, how faithful the generated summaries are remains an open yet critical question. To address this, we propose FaReBio, a benchmark dataset with expert-annotated Faithfulness and Reasoning on plain Biomedical Summaries. This dataset consists of 175 plain summaries ($,445 sentences) generated by seven different LLMs, paired with source articles. Using our dataset, we identify the performance gap of LLMs in generating faithful plain biomedical summaries and observe a negative correlation between abstractiveness and faithfulness. We also show that current faithfulness evaluation metrics do not work well in the biomedical domain and confirm the over-confident tendency of LLMs as faithfulness evaluators. To better understand the faithfulness judgements, we further benchmark LLMs in retrieving supporting evidence and show the gap of LLMs in reasoning faithfulness evaluation at different abstractiveness levels. Going beyond the binary faithfulness labels, coupled with the annotation of supporting sentences, our dataset could further contribute to the understanding of faithfulness evaluation and reasoning.

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Uncertainty in Language Models: Assessment through Rank-Calibration

Xinmeng Huang, Shuo Li, Mengxin Yu, Matteo Sesia, Hamed Hassani, Insup Lee, Osbert Bastani, Edgar Dobriban

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Language Models (LMs) have shown promising performance in natural language generation. However, as LMs often generate incorrect or hallucinated responses, it is crucial to correctly quantify their uncertainty in responding to given inputs. In addition to verbalized confidence elicited via prompting, many uncertainty measures (e.g., semantic entropy and affinity-graph-based measures) have been proposed. However, these measures can differ greatly, and it is unclear how to compare them, partly because they take values over different ranges (e.g., [0,∞) or [0,1]). In this work, we address this issue by developing a novel and practical framework, termed *Rank-Calibration*, to assess uncertainty and confidence measures for LMs. Our key tenet is that higher uncertainty (or lower confidence) should imply lower generation quality, on average. Rank-calibration quantifies deviations from this ideal relationship in a principled manner, without requiring ad hoc binary thresholding of the correctness score (e.g., ROUGE or METEOR). The broad applicability and the granular interpretability of our methods are demonstrated empirically.

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Uncertainty Calibration for Tool-Using Language Agents

Hao Liu, Zi-Yi Dou, Yixin Wang, Nanyun Peng, Yisong Yue

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There is increasing interest in equipping language models with the ability to leverage external tools for complex, goal-oriented tasks. However, interacting with external tools introduces inherent uncertainties due to imperfections and misalignments between the tools’ outputs and the agents’ internal models, often leading to suboptimal outcomes. We thus study the problem of tool-use calibration in language agents, and identify prompt design and execution trace selection as two primary areas that suffer from miscalibration. We then propose ProbeCal, which recalibrates the internal probabilities of tool-using language agents to better reflect the actual effectiveness of tool, and enables a more appropriate selection of prompts and execution paths. We empirically show that ProbeCal can significantly and consistently improve off-the-shelf language models in tool-using applications.

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Ukrainian Resilience: A Dataset for Detection of Help-Seeking Signals Amidst the Chaos of War

Msvpj Sathvik, Abhilash Dowpati, Srreyansh Sethi

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We propose a novel dataset “Ukrainian Resilience” that brings together a collection of social media posts in the Ukrainian language for the detection of help-seeking posts in the Russia-Ukraine war. It is designed to help us analyze and categorize subtle signals in these posts that indicate people are asking for help during times of war. We are using advanced language processing and machine learning techniques to pick up on the nuances of language that show distress or urgency. The dataset is the binary classification of the social media posts that required help and did not require help in the war. The dataset could significantly improve humanitarian efforts, allowing for quicker and more targeted help for those facing the challenges of war. Moreover, the baseline models are implemented and GPT 3.5 achieved an accuracy of 81.15%.

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UOUO: Uncontextualized Uncommon Objects for Measuring Knowledge Horizons of Vision Language Models

Xinyu Pi, Mingyuan Wu, Jize Jiang, Haozhen Zheng, Beitong Tian, ChengXiang Zhai, Klara Nahrstedt, Zhiting Hu

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Smaller-scale Vision-Language Models (VLMs) often claim to perform on par with larger models in general-domain visual grounding and question-answering benchmarks while offering advantages in computational efficiency and storage. However, their ability to handle rare objects, which fall into the long tail of data distributions, is less understood. To rigorously evaluate this aspect, we introduce the “Uncontextualized Uncommon Objects” (UOUO) benchmark. This benchmark focuses on systematically testing VLMs with both large and small parameter counts on rare and specialized objects. Our comprehensive analysis reveals that while smaller VLMs maintain competitive performance on common datasets, they significantly underperform on tasks involving uncommon objects. We also propose an advanced, scalable pipeline for data collection and cleaning, ensuring the UOUO benchmark provides high-quality, challenging instances. These findings highlight the need to consider long-tail distributions when assessing the true capabilities of VLMs. Code and project details for UOUO can be found at https://zoezheng126.github.io/UOUO-Website/.

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UNO Arena for Evaluating Sequential Decision-Making Capability of Large Language Models

Zhanyue Qin, Haochuan Wang, Deyuan Liu, Ziyang Song, Cunhang Fan, Zhao Lv, Jinlin Wu, Zhen Lei, Zhiying Tu, Dianhui Chu, Xiaoyan Yu, Dianbo Sui

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Sequential decision-making refers to algorithms that take into account the dynamics of the environment, where early decisions affect subsequent decisions. With large language models (LLMs) demonstrating powerful capabilities between tasks, we can’t help but ask: Can Current LLMs Effectively Make Sequential Decisions? In order to answer this question, we propose the UNO Arena based on the card game UNO to evaluate the sequential decision-making capability of LLMs and explain in detail why we choose UNO. In UNO Arena, We evaluate the sequential decision-making capability of LLMs dynamically with novel metrics based Monte Carlo methods. We set up random players, DQN-based reinforcement learning players, and LLM players (e.g. GPT-4, Gemini-pro) for comparison testing. Furthermore, in order to improve the sequential decision-making capability of LLMs, we propose the TUTRI player, which can involves having LLMs reflect their own actions with the summary of game history and the game strategy. Numerous experiments demonstrate that the TUTRI player achieves a notable breakthrough in the performance of sequential decision-making compared to the vanilla LLM player.

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UNICORN: A Unified Causal Video-Oriented Language-Modeling Framework for Temporal Video-Language Tasks

Yuanhao Xiong, Yixin Nie, Haotian Liu, Boxin Wang, Jun Chen, Rong Jin, Cho-Jui Hsieh, Lorenzo Torresani, Jie Lei

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The great success of large language models has encouraged the development of large multimodal models, with a focus on image-language interaction. Despite promising results in various image-language downstream tasks, it is still challenging and unclear how to extend the capabilities of these models to the more complex video domain, especially when dealing with explicit temporal signals. To address the problem in existing large multimodal models, in this paper we adopt visual instruction tuning to build a unified causal video-oriented language modeling framework, named UNICORN. Specifically, we collect a comprehensive dataset under the instruction-following format, and instruction-tune the model accordingly. Experimental results demonstrate that without customized training objectives and intensive pre-training, UNICORN can achieve comparable or better performance on established temporal video-language tasks including moment retrieval, video paragraph captioning and dense video captioning. Moreover, the instruction-tuned model can be used to automatically annotate internet videos with temporally-aligned captions. Compared to commonly used ASR captions, we show that training on our generated captions improves the performance of video-language models on both zero-shot and fine-tuning settings. Source code can be found at https://github.com/xyh97/UNICORN.

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ULMR: Unlearning Large Language Models via Negative Response and Model Parameter Average

Shaojie Shi, Xiaoyu Tan, Xihe Qiu, Chao Qu, Kexin Nie, Yuan Cheng, Wei Chu, Xu Yinghui, Yuan Qi

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In recent years, large language models (LLMs) have attracted significant interest from the research community due to their broad applicability in many language-oriented tasks, and are now widely used in numerous areas of production and daily life. One source of the powerful capabilities of LLMs is the massive scale of their pre-training dataset. However, these pre-training datasets contain many outdated, harmful, and personally sensitive information, which inevitably becomes memorized by LLM during the pre-training process. Eliminating this undesirable data is crucial for ensuring the model’s safety and enhancing the user experience. However, the cost of extensively cleaning the pre-training dataset and retraining the model from scratch is very high. In this work, we propose ULMR , a unlearning framework for LLMs , which first uses carefully designed prompts to rewrite the instructions in the specified dataset, and generate corresponding negative responses. Subsequently, to ensure that the model does not excessively deviate post-training, we perform model parameter averaging to preserve the performance of the original LLM. We conducted experiments on two public datasets, TOFU and RWKU, demonstrating that our method can effectively forget specified information while retaining the capabilities of the original LLM.

Industry
ULLME: A Unified Framework for Large Language Model Embeddings with Generation-Augmented Learning

Hieu Man, Nghia Trung Ngo, Franck Dernoncourt, Thien Huu Nguyen

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Large Language Models (LLMs) excel in various natural language processing tasks, but leveraging them for dense passage embedding remains challenging. This is due to their causal attention mechanism and the misalignment between their pre-training objectives and the text ranking tasks. Despite some recent efforts to address these issues, existing frameworks for LLM-based text embeddings have been limited by their support for only a limited range of LLM architectures and fine-tuning strategies, limiting their practical application and versatility. In this work, we introduce the Unified framework for Large Language Model Embedding (ULLME), a flexible, plug-and-play implementation that enables bidirectional attention across various LLMs and supports a range of fine-tuning strategies. We also propose Generation-augmented Representation Learning (GRL), a novel fine-tuning method to boost LLMs for text embedding tasks. GRL enforces consistency between representation-based and generation-based relevance scores, leveraging LLMs’ powerful generative abilities for learning passage embeddings. To showcase our framework’s flexibility and effectiveness, we release three pre-trained models from ULLME with different backbone architectures, ranging from 1.5B to 8B parameters, all of which demonstrate strong performance on the Massive Text Embedding Benchmark. Our framework is publicly available at: https://github.com/nlp-uoregon/ullme. A demo video for ULLME can also be found at https://rb.gy/ws1ile.

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