EMNLP 2022 Papers

Conference on Empirical Methods in Natural Language Processing

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1,439papers

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Do Charge Prediction Models Learn Legal Theory?

Zhenwei An, Quzhe Huang, Cong Jiang, Yansong Feng, Dongyan Zhao

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The charge prediction task aims to predict the charge for a case given its fact description. Recent models have already achieved impressive accuracy in this task, however, little is understood about the mechanisms they use to perform the judgment.For practical applications, a charge prediction model should conform to the certain legal theory in civil law countries, as under the framework of civil law, all cases are judged according to certain local legal theories. In China, for example, nearly all criminal judges make decisions based on the Four Elements Theory (FET).In this paper, we argue that trustworthy charge prediction models should take legal theories into consideration, and standing on prior studies in model interpretation, we propose three principles for trustworthy models should follow in this task, which are sensitive, selective, and presumption of innocence.We further design a new framework to evaluate whether existing charge prediction models learn legal theories. Our findings indicate that, while existing charge prediction models meet the selective principle on a benchmark dataset, most of them are still not sensitive enough and do not satisfy the presumption of innocence. Our code and dataset are released at https://github.com/ZhenweiAn/EXP_LJP.

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Diving Deep into Modes of Fact Hallucinations in Dialogue Systems

Souvik Das, Sougata Saha, Rohini Srihari

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Knowledge Graph(KG) grounded conversations often use large pre-trained models and usually suffer from fact hallucination. Frequently entities with no references in knowledge sources and conversation history are introduced into responses, thus hindering the flow of the conversation—existing work attempt to overcome this issue by tweaking the training procedure or using a multi-step refining method. However, minimal effort is put into constructing an entity-level hallucination detection system, which would provide fine-grained signals that control fallacious content while generating responses. As a first step to address this issue, we dive deep to identify various modes of hallucination in KG-grounded chatbots through human feedback analysis. Secondly, we propose a series of perturbation strategies to create a synthetic dataset named FADE (FActual Dialogue Hallucination DEtection Dataset). Finally, we conduct comprehensive data analyses and create multiple baseline models for hallucination detection to compare against human-verified data and already established benchmarks.

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Diverse Parallel Data Synthesis for Cross-Database Adaptation of Text-to-SQL Parsers

Abhijeet Awasthi, Ashutosh Sathe, Sunita Sarawagi

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Text-to-SQL parsers typically struggle with databases unseen during the train time. Adapting Text-to-SQL parsers to new database schemas is a challenging problem owing to a vast diversity of schemas and zero availability of natural language queries in new schemas. We present ReFill, a framework for synthesizing high-quality and textually diverse parallel datasets for adapting Text-to-SQL parsers. Unlike prior methods that utilize SQL-to-Text generation, ReFill learns to retrieve-and-edit text queries in existing schemas and transfer them to the new schema. ReFill utilizes a simple method for retrieving diverse existing text, masking their schema-specific tokens, and refilling with tokens relevant to the new schema. We show that this process leads to significantly more diverse text queries than achievable by standard SQL-to-Text generation models. Through experiments on several databases, we show that adapting a parser by finetuning it on datasets synthesized by ReFill consistently outperforms prior data-augmentation methods.

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DivEMT: Neural Machine Translation Post-Editing Effort Across Typologically Diverse Languages

Gabriele Sarti, Arianna Bisazza, Ana Guerberof-Arenas, Antonio Toral

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We introduce DivEMT, the first publicly available post-editing study of Neural Machine Translation (NMT) over a typologically diverse set of target languages. Using a strictly controlled setup, 18 professional translators were instructed to translate or post-edit the same set of English documents into Arabic, Dutch, Italian, Turkish, Ukrainian, and Vietnamese. During the process, their edits, keystrokes, editing times and pauses were recorded, enabling an in-depth, cross-lingual evaluation of NMT quality and post-editing effectiveness. Using this new dataset, we assess the impact of two state-of-the-art NMT systems, Google Translate and the multilingual mBART-50 model, on translation productivity. We find that post-editing is consistently faster than translation from scratch. However, the magnitude of productivity gains varies widely across systems and languages, highlighting major disparities in post-editing effectiveness for languages at different degrees of typological relatedness to English, even when controlling for system architecture and training data size. We publicly release the complete dataset including all collected behavioral data, to foster new research on the translation capabilities of NMT systems for typologically diverse languages.

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Distinguish Sense from Nonsense: Out-of-Scope Detection for Virtual Assistants

Cheng Qian, Haode Qi, Gengyu Wang, Ladislav Kunc, Saloni Potdar

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Out of Scope (OOS) detection in Conversational AI solutions enables a chatbot to handle a conversation gracefully when it is unable to make sense of the end-user query. Accurately tagging a query as out-of-domain is particularly hard in scenarios when the chatbot is not equipped to handle a topic which has semantic overlap with an existing topic it is trained on. We propose a simple yet effective OOS detection method that outperforms standard OOS detection methods in a real-world deployment of virtual assistants. We discuss the various design and deployment considerations for a cloud platform solution to train virtual assistants and deploy them at scale. Additionally, we propose a collection of datasets that replicates real-world scenarios and show comprehensive results in various settings using both offline and online evaluation metrics.

Industry
Distilling Multilingual Transformers into CNNs for Scalable Intent Classification

Besnik Fetahu, Akash Veeragouni, Oleg Rokhlenko, Shervin Malmasi

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We describe an application of Knowledge Distillation used to distill and deploy multilingual Transformer models for voice assistants, enabling text classification for customers globally. Transformers have set new state-of-the-art results for tasks like intent classification, and multilingual models exploit cross-lingual transfer to allow serving requests across 100+ languages. However, their prohibitive inference time makes them impractical to deploy in real-world scenarios with low latency requirements, such as is the case of voice assistants. We address the problem of cross-architecture distillation of multilingual Transformers to simpler models, while maintaining multilinguality without performance degradation. Training multilingual student models has received little attention, and is our main focus. We show that a teacher-student framework, where the teacher’s unscaled activations (logits) on unlabelled data are used to supervise student model training, enables distillation of Transformers into efficient multilingual CNN models. Our student model achieves equivalent performance as the teacher, and outperforms a similar model trained on the labelled data used to train the teacher model. This approach has enabled us to accurately serve global customer requests at speed (18x improvement), scale, and low cost.

Industry
Distilling Causal Effect from Miscellaneous Other-Class for Continual Named Entity Recognition

Junhao Zheng, Zhanxian Liang, Haibin Chen, Qianli Ma

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Continual Learning for Named Entity Recognition (CL-NER) aims to learn a growing number of entity types over time from a stream of data. However, simply learning Other-Class in the same way as new entity types amplifies the catastrophic forgetting and leads to a substantial performance drop. The main cause behind this is that Other-Class samples usually contain old entity types, and the old knowledge in these Other-Class samples is not preserved properly. Thanks to the causal inference, we identify that the forgetting is caused by the missing causal effect from the old data.To this end, we propose a unified causal framework to retrieve the causality from both new entity types and Other-Class.Furthermore, we apply curriculum learning to mitigate the impact of label noise and introduce a self-adaptive weight for balancing the causal effects between new entity types and Other-Class. Experimental results on three benchmark datasets show that our method outperforms the state-of-the-art method by a large margin. Moreover, our method can be combined with the existing state-of-the-art methods to improve the performance in CL-NER.

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Distilled Dual-Encoder Model for Vision-Language Understanding

Zekun Wang, Wenhui Wang, Haichao Zhu, Ming Liu, Bing Qin, Furu Wei

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On vision-language understanding (VLU) tasks, fusion-encoder vision-language models achieve superior results but sacrifice efficiency because of the simultaneous encoding of images and text. On the contrary, the dual encoder model that separately encodes images and text has the advantage in efficiency, while failing on VLU tasks due to the lack of deep cross-modal interactions. To get the best of both worlds, we propose DiDE, a framework that distills the knowledge of the fusion-encoder teacher model into the dual-encoder student model. Since the cross-modal interaction is the key to the superior performance of teacher model but is absent in the student model, we encourage the student not only to mimic the predictions of teacher, but also to calculate the cross-modal attention distributions and align with the teacher. Experimental results demonstrate that DiDE is competitive with the fusion-encoder teacher model in performance (only a 1% drop) while enjoying 4 times faster inference. Further analyses reveal that the proposed cross-modal attention distillation is crucial to the success of our framework.

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Distillation-Resistant Watermarking for Model Protection in NLP

Xuandong Zhao, Lei Li, Yu-Xiang Wang

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How can we protect the intellectual property of trained NLP models? Modern NLP models are prone to stealing by querying and distilling from their publicly exposed APIs. However, existing protection methods such as watermarking only work for images but are not applicable to text. We propose Distillation-Resistant Watermarking (DRW), a novel technique to protect NLP models from being stolen via distillation. DRW protects a model by injecting watermarks into the victim’s prediction probability corresponding to a secret key and is able to detect such a key by probing a suspect model. We prove that a protected model still retains the original accuracy within a certain bound. We evaluate DRW on a diverse set of NLP tasks including text classification, part-of-speech tagging, and named entity recognition. Experiments show that DRW protects the original model and detects stealing suspects at 100% mean average precision for all four tasks while the prior method fails on two.

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Distill The Image to Nowhere: Inversion Knowledge Distillation for Multimodal Machine Translation

Ru Peng, Yawen Zeng, Jake Zhao

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Past works on multimodal machine translation (MMT) elevate bilingual setup by incorporating additional aligned vision information.However, an image-must requirement of the multimodal dataset largely hinders MMT’s development — namely that it demands an aligned form of [image, source text, target text].This limitation is generally troublesome during the inference phase especially when the aligned image is not provided as in the normal NMT setup.Thus, in this work, we introduce IKD-MMT, a novel MMT framework to support the image-free inference phase via an inversion knowledge distillation scheme.In particular, a multimodal feature generator is executed with a knowledge distillation module, which directly generates the multimodal feature from (only) source texts as the input.While there have been a few prior works entertaining the possibility to support image-free inference for machine translation, their performances have yet to rival the image-must translation.In our experiments, we identify our method as the first image-free approach to comprehensively rival or even surpass (almost) all image-must frameworks, and achieved the state-of-the-art result on the often-used Multi30k benchmark. Our code and data are availableat: https://github.com/pengr/IKD-mmt/tree/master..

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Disentangling Uncertainty in Machine Translation Evaluation

Chrysoula Zerva, Taisiya Glushkova, Ricardo Rei, André F. T. Martins

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Trainable evaluation metrics for machine translation (MT) exhibit strong correlation with human judgements, but they are often hard to interpret and might produce unreliable scores under noisy or out-of-domain data. Recent work has attempted to mitigate this with simple uncertainty quantification techniques (Monte Carlo dropout and deep ensembles), however these techniques (as we show) are limited in several ways – for example, they are unable to distinguish between different kinds of uncertainty, and they are time and memory consuming. In this paper, we propose more powerful and efficient uncertainty predictors for MT evaluation, and we assess their ability to target different sources of aleatoric and epistemic uncertainty. To this end, we develop and compare training objectives for the COMET metric to enhance it with an uncertainty prediction output, including heteroscedastic regression, divergence minimization, and direct uncertainty prediction.Our experiments show improved results on uncertainty prediction for the WMT metrics task datasets, with a substantial reduction in computational costs. Moreover, they demonstrate the ability of these predictors to address specific uncertainty causes in MT evaluation, such as low quality references and out-of-domain data.

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Disentangling Task Relations for Few-shot Text Classification via Self-Supervised Hierarchical Task Clustering

Juan Zha, Zheng Li, Ying Wei, Yu Zhang

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Few-Shot Text Classification (FSTC) imitates humans to learn a new text classifier efficiently with only few examples, by leveraging prior knowledge from historical tasks. However, most prior works assume that all the tasks are sampled from a single data source, which cannot adapt to real-world scenarios where tasks are heterogeneous and lie in different distributions. As such, existing methods may suffer from their globally knowledge-shared mechanisms to handle the task heterogeneity. On the other hand, inherent task relationships are not explicitly captured, making task knowledge unorganized and hard to transfer to new tasks. Thus, we explore a new FSTC setting where tasks can come from a diverse range of data sources. To address the task heterogeneity, we propose a self-supervised hierarchical task clustering (SS-HTC) method. SS-HTC not only customizes the cluster-specific knowledge by dynamically organizing heterogeneous tasks into different clusters in hierarchical levels but also disentangles the underlying relations between tasks to improve the interpretability. Empirically, extensive experiments on five public FSTC benchmark datasets demonstrate the effectiveness of SS-HTC.

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Discrete Cross-Modal Alignment Enables Zero-Shot Speech Translation

Chen Wang, Yuchen Liu, Boxing Chen, Jiajun Zhang, Wei Luo, Zhongqiang Huang, Chengqing Zong

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End-to-end Speech Translation (ST) aims at translating the source language speech into target language text without generating the intermediate transcriptions. However, the training of end-to-end methods relies on parallel ST data, which are difficult and expensive to obtain. Fortunately, the supervised data for automatic speech recognition (ASR) and machine translation (MT) are usually more accessible, making zero-shot speech translation a potential direction. Existing zero-shot methods fail to align the two modalities of speech and text into a shared semantic space, resulting in much worse performance compared to the supervised ST methods. In order to enable zero-shot ST, we propose a novel Discrete Cross-Modal Alignment (DCMA) method that employs a shared discrete vocabulary space to accommodate and match both modalities of speech and text. Specifically, we introduce a vector quantization module to discretize the continuous representations of speech and text into a finite set of virtual tokens, and use ASR data to map corresponding speech and text to the same virtual token in a shared codebook. This way, source language speech can be embedded in the same semantic space as the source language text, which can be then transformed into target language text with an MT module. Experiments on multiple language pairs demonstrate that our zero-shot ST method significantly improves the SOTA, and even performers on par with the strong supervised ST baselines.

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Discovering Low-rank Subspaces for Language-agnostic Multilingual Representations

Zhihui Xie, Handong Zhao, Tong Yu, Shuai Li

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Large pretrained multilingual language models (ML-LMs) have shown remarkable capabilities of zero-shot cross-lingual transfer, without direct cross-lingual supervision. While these results are promising, follow-up works found that, within the multilingual embedding spaces, there exists strong language identity information which hinders the expression of linguistic factors shared across languages. For semantic tasks like cross-lingual sentence retrieval, it is desired to remove such language identity signals to fully leverage semantic information. In this work, we provide a novel view of projecting away language-specific factors from a multilingual embedding space. Specifically, we discover that there exists a low-rank subspace that primarily encodes information irrelevant to semantics (e.g., syntactic information). To identify this subspace, we present a simple but effective unsupervised method based on singular value decomposition with multiple monolingual corpora as input. Once the subspace is found, we can directly project the original embeddings into the null space to boost language agnosticism without finetuning. We systematically evaluate our method on various tasks including the challenging language-agnostic QA retrieval task. Empirical results show that applying our method consistently leads to improvements over commonly used ML-LMs.

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Discovering Language-neutral Sub-networks in Multilingual Language Models

Negar Foroutan, Mohammadreza Banaei, Rémi Lebret, Antoine Bosselut, Karl Aberer

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Multilingual pre-trained language models transfer remarkably well on cross-lingual downstream tasks. However, the extent to which they learn language-neutral representations (i.e., shared representations that encode similar phenomena across languages), and the effect of such representations on cross-lingual transfer performance, remain open questions.In this work, we conceptualize language neutrality of multilingual models as a function of the overlap between language-encoding sub-networks of these models. We employ the lottery ticket hypothesis to discover sub-networks that are individually optimized for various languages and tasks. Our evaluation across three distinct tasks and eleven typologically-diverse languages demonstrates that sub-networks for different languages are topologically similar (i.e., language-neutral), making them effective initializations for cross-lingual transfer with limited performance degradation.

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Discovering Differences in the Representation of People using Contextualized Semantic Axes

Li Lucy, Divya Tadimeti, David Bamman

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A common paradigm for identifying semantic differences across social and temporal contexts is the use of static word embeddings and their distances. In particular, past work has compared embeddings against “semantic axes” that represent two opposing concepts. We extend this paradigm to BERT embeddings, and construct contextualized axes that mitigate the pitfall where antonyms have neighboring representations. We validate and demonstrate these axes on two people-centric datasets: occupations from Wikipedia, and multi-platform discussions in extremist, men’s communities over fourteen years. In both studies, contextualized semantic axes can characterize differences among instances of the same word type. In the latter study, we show that references to women and the contexts around them have become more detestable over time.

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Discourse-Aware Soft Prompting for Text Generation

Marjan Ghazvininejad, Vladimir Karpukhin, Vera Gor, Asli Celikyilmaz

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Current efficient fine-tuning methods(e.g., adapters, prefix-tuning, etc.) have optimized conditional text generation via training a small set of extra parameters of the neural language model, while freezing the rest for efficiency. While showing strong performance on some generation tasks, they don’t generalize across all generation tasks. We show that soft-prompt based conditional text generation can be improved with simple and efficient methods that simulate modeling the discourse structure of human written text.We investigate two design choices: First, we apply hierarchical blocking on the prefix parameters to simulate a higher-level discourse structure of human written text. Second, we apply attention sparsity on the prefix parameters at different layers of the network and learn sparse transformations on the softmax-function. We show that structured design of prefix parameters yields more coherent, faithful and relevant generations than the baseline prefix-tuning on all generation tasks.

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Discourse Context Predictability Effects in Hindi Word Order

Sidharth Ranjan, Marten van Schijndel, Sumeet Agarwal, Rajakrishnan Rajkumar

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We test the hypothesis that discourse predictability influences Hindi syntactic choice. While prior work has shown that a number of factors (e.g., information status, dependency length, and syntactic surprisal) influence Hindi word order preferences, the role of discourse predictability is underexplored in the literature. Inspired by prior work on syntactic priming, we investigate how the words and syntactic structures in a sentence influence the word order of the following sentences. Specifically, we extract sentences from the Hindi-Urdu Treebank corpus (HUTB), permute the preverbal constituents of those sentences, and build a classifier to predict which sentences actually occurred in the corpus against artificially generated distractors. The classifier uses a number of discourse-based features and cognitive features to make its predictions, including dependency length, surprisal, and information status. We find that information status and LSTM-based discourse predictability influence word order choices, especially for non-canonical object-fronted orders. We conclude by situating our results within the broader syntactic priming literature.

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Discourse Comprehension: A Question Answering Framework to Represent Sentence Connections

Wei-Jen Ko, Cutter Dalton, Mark Simmons, Eliza Fisher, Greg Durrett, Junyi Jessy Li

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While there has been substantial progress in text comprehension through simple factoid question answering, more holistic comprehension of a discourse still presents a major challenge (Dunietz et al., 2020). Someone critically reflecting on a text as they read it will pose curiosity-driven, often open-ended questions, which reflect deep understanding of the content and require complex reasoning to answer (Ko et al., 2020; Westera et al., 2020). A key challenge in building and evaluating models for this type of discourse comprehension is the lack of annotated data, especially since collecting answers to such questions requires high cognitive load for annotators.This paper presents a novel paradigm that enables scalable data collection targeting the comprehension of news documents, viewing these questions through the lens of discourse. The resulting corpus, DCQA (Discourse Comprehension by Question Answering), captures both discourse and semantic links between sentences in the form of free-form, open-ended questions. On an evaluation set that we annotated on questions from Ko et al. (2020), we show that DCQA provides valuable supervision for answering open-ended questions. We additionally design pre-training methods utilizing existing question-answering resources, and use synthetic data to accommodate unanswerable questions.

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Discord Questions: A Computational Approach To Diversity Analysis in News Coverage

Philippe Laban, Chien-Sheng Wu, Lidiya Murakhovs’ka, Xiang Chen, Caiming Xiong

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There are many potential benefits to news readers accessing diverse sources. Modern news aggregators do the hard work of organizing the news, offering readers a plethora of source options, but choosing which source to read remains challenging.We propose a new framework to assist readers in identifying source differences and gaining an understanding of news coverage diversity.The framework is based on the generation of Discord Questions: questions with a diverse answer pool, explicitly illustrating source differences.To assemble a prototype of the framework, we focus on two components: (1) discord question generation, the task of generating questions answered differently by sources, for which we propose an automatic scoring method, and create a model that improves performance from current question generation (QG) methods by 5%, (2) answer consolidation, the task of grouping answers to a question that are semantically similar, for which we collect data and repurpose a method that achieves 81% balanced accuracy on our realistic test set.We illustrate the framework’s feasibility through a prototype interface. Even though model performance at discord QG still lags human performance by more than 15%, generated questions are judged to be more interesting than factoid questions and can reveal differences in the level of detail, sentiment, and reasoning of sources in news coverage. Code is available at https://github.com/Salesforce/discord_questions.

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