EMNLP 2021 Papers

Conference on Empirical Methods in Natural Language Processing

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1,311papers

Counted from the official paper list; may differ slightly from the number the conference announced.

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Cross-Attention is All You Need: Adapting Pretrained Transformers for Machine Translation

Mozhdeh Gheini, Xiang Ren, Jonathan May

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We study the power of cross-attention in the Transformer architecture within the context of transfer learning for machine translation, and extend the findings of studies into cross-attention when training from scratch. We conduct a series of experiments through fine-tuning a translation model on data where either the source or target language has changed. These experiments reveal that fine-tuning only the cross-attention parameters is nearly as effective as fine-tuning all parameters (i.e., the entire translation model). We provide insights into why this is the case and observe that limiting fine-tuning in this manner yields cross-lingually aligned embeddings. The implications of this finding for researchers and practitioners include a mitigation of catastrophic forgetting, the potential for zero-shot translation, and the ability to extend machine translation models to several new language pairs with reduced parameter storage overhead.

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Cross Attention Augmented Transducer Networks for Simultaneous Translation

Dan Liu, Mengge Du, Xiaoxi Li, Ya Li, Enhong Chen

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This paper proposes a novel architecture, Cross Attention Augmented Transducer (CAAT), for simultaneous translation. The framework aims to jointly optimize the policy and translation models. To effectively consider all possible READ-WRITE simultaneous translation action paths, we adapt the online automatic speech recognition (ASR) model, RNN-T, but remove the strong monotonic constraint, which is critical for the translation task to consider reordering. To make CAAT work, we introduce a novel latency loss whose expectation can be optimized by a forward-backward algorithm. We implement CAAT with Transformer while the general CAAT architecture can also be implemented with other attention-based encoder-decoder frameworks. Experiments on both speech-to-text (S2T) and text-to-text (T2T) simultaneous translation tasks show that CAAT achieves significantly better latency-quality trade-offs compared to the state-of-the-art simultaneous translation approaches.

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CroAno : A Crowd Annotation Platform for Improving Label Consistency of Chinese NER Dataset

Baoli Zhang, Zhucong Li, Zhen Gan, Yubo Chen, Jing Wan, Kang Liu, Jun Zhao, Shengping Liu, Yafei Shi

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In this paper, we introduce CroAno, a web-based crowd annotation platform for the Chinese named entity recognition (NER). Besides some basic features for crowd annotation like fast tagging and data management, CroAno provides a systematic solution for improving label consistency of Chinese NER dataset. 1) Disagreement Adjudicator: CroAno uses a multi-dimensional highlight mode to visualize instance-level inconsistent entities and makes the revision process user-friendly. 2) Inconsistency Detector: CroAno employs a detector to locate corpus-level label inconsistency and provides users an interface to correct inconsistent entities in batches. 3) Prediction Error Analyzer: We deconstruct the entity prediction error of the model to six fine-grained entity error types. Users can employ this error system to detect corpus-level inconsistency from a model perspective. To validate the effectiveness of our platform, we use CroAno to revise two public datasets. In the two revised datasets, we get an improvement of +1.96% and +2.57% F1 respectively in model performance.

System Demonstrations
Coupling Context Modeling with Zero Pronoun Recovering for Document-Level Natural Language Generation

Xin Tan, Longyin Zhang, Guodong Zhou

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Natural language generation (NLG) tasks on pro-drop languages are known to suffer from zero pronoun (ZP) problems, and the problems remain challenging due to the scarcity of ZP-annotated NLG corpora. In this case, we propose a highly adaptive two-stage approach to couple context modeling with ZP recovering to mitigate the ZP problem in NLG tasks. Notably, we frame the recovery process in a task-supervised fashion where the ZP representation recovering capability is learned during the NLG task learning process, thus our method does not require NLG corpora annotated with ZPs. For system enhancement, we learn an adversarial bot to adjust our model outputs to alleviate the error propagation caused by mis-recovered ZPs. Experiments on three document-level NLG tasks, i.e., machine translation, question answering, and summarization, show that our approach can improve the performance to a great extent, and the improvement on pronoun translation is very impressive.

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Counterfactual Adversarial Learning with Representation Interpolation

Wei Wang, Boxin Wang, Ning Shi, Jinfeng Li, Bingyu Zhu, Xiangyu Liu, Rong Zhang

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Deep learning models exhibit a preference for statistical fitting over logical reasoning. Spurious correlations might be memorized when there exists statistical bias in training data, which severely limits the model performance especially in small data scenarios. In this work, we introduce Counterfactual Adversarial Training framework (CAT) to tackle the problem from a causality perspective. Particularly, for a specific sample, CAT first generates a counterfactual representation through latent space interpolation in an adversarial manner, and then performs Counterfactual Risk Minimization (CRM) on each original-counterfactual pair to adjust sample-wise loss weight dynamically, which encourages the model to explore the true causal effect. Extensive experiments demonstrate that CAT achieves substantial performance improvement over SOTA across different downstream tasks, including sentence classification, natural language inference and question answering.

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Counter-Interference Adapter for Multilingual Machine Translation

Yaoming Zhu, Jiangtao Feng, Chengqi Zhao, Mingxuan Wang, Lei Li

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Developing a unified multilingual model has been a long pursuing goal for machine translation. However, existing approaches suffer from performance degradation - a single multilingual model is inferior to separately trained bilingual ones on rich-resource languages. We conjecture that such a phenomenon is due to interference brought by joint training with multiple languages. To accommodate the issue, we propose CIAT, an adapted Transformer model with a small parameter overhead for multilingual machine translation. We evaluate CIAT on multiple benchmark datasets, including IWSLT, OPUS-100, and WMT. Experiments show that the CIAT consistently outperforms strong multilingual baselines on 64 of total 66 language directions, 42 of which have above 0.5 BLEU improvement.

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Counter-Contrastive Learning for Language GANs

Yekun Chai, Haidong Zhang, Qiyue Yin, Junge Zhang

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Generative Adversarial Networks (GANs) have achieved great success in image synthesis, but have proven to be difficult to generate natural language. Challenges arise from the uninformative learning signals passed from the discriminator. In other words, the poor learning signals limit the learning capacity for generating languages with rich structures and semantics. In this paper, we propose to adopt the counter-contrastive learning (CCL) method to support the generator’s training in language GANs. In contrast to standard GANs that adopt a simple binary classifier to discriminate whether a sample is real or fake, we employ a counter-contrastive learning signal that advances the training of language synthesizers by (1) pulling the language representations of generated and real samples together and (2) pushing apart representations of real samples to compete with the discriminator and thus prevent the discriminator from being overtrained. We evaluate our method on both synthetic and real benchmarks and yield competitive performance compared to previous GANs for adversarial sequence generation.

Finding
Cost-effective End-to-end Information Extraction for Semi-structured Document Images

Wonseok Hwang, Hyunji Lee, Jinyeong Yim, Geewook Kim, Minjoon Seo

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A real-world information extraction (IE) system for semi-structured document images often involves a long pipeline of multiple modules, whose complexity dramatically increases its development and maintenance cost. One can instead consider an end-to-end model that directly maps the input to the target output and simplify the entire process. However, such generation approach is known to lead to unstable performance if not designed carefully. Here we present our recent effort on transitioning from our existing pipeline-based IE system to an end-to-end system focusing on practical challenges that are associated with replacing and deploying the system in real, large-scale production. By carefully formulating document IE as a sequence generation task, we show that a single end-to-end IE system can be built and still achieve competent performance.

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Corpus-based Open-Domain Event Type Induction

Jiaming Shen, Yunyi Zhang, Heng Ji, Jiawei Han

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Traditional event extraction methods require predefined event types and their corresponding annotations to learn event extractors. These prerequisites are often hard to be satisfied in real-world applications. This work presents a corpus-based open-domain event type induction method that automatically discovers a set of event types from a given corpus. As events of the same type could be expressed in multiple ways, we propose to represent each event type as a cluster of <predicate sense, object head> pairs. Specifically, our method (1) selects salient predicates and object heads, (2) disambiguates predicate senses using only a verb sense dictionary, and (3) obtains event types by jointly embedding and clustering <predicate sense, object head> pairs in a latent spherical space. Our experiments, on three datasets from different domains, show our method can discover salient and high-quality event types, according to both automatic and human evaluations.

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Coreference-aware Surprisal Predicts Brain Response

Evan Jaffe, Byung-Doh Oh, William Schuler

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Recent evidence supports a role for coreference processing in guiding human expectations about upcoming words during reading, based on covariation between reading times and word surprisal estimated by a coreference-aware semantic processing model (Jaffe et al. 2020).The present study reproduces and elaborates on this finding by (1) enabling the parser to process subword information that might better approximate human morphological knowledge, and (2) extending evaluation of coreference effects from self-paced reading to human brain imaging data. Results show that an expectation-based processing effect of coreference is still evident even in the presence of the stronger psycholinguistic baseline provided by the subword model, and that the coreference effect is observed in both self-paced reading and fMRI data, providing evidence of the effect’s robustness.

Finding
Convex Aggregation for Opinion Summarization

Hayate Iso, Xiaolan Wang, Yoshihiko Suhara, Stefanos Angelidis, Wang-Chiew Tan

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Recent advances in text autoencoders have significantly improved the quality of the latent space, which enables models to generate grammatical and consistent text from aggregated latent vectors. As a successful application of this property, unsupervised opinion summarization models generate a summary by decoding the aggregated latent vectors of inputs. More specifically, they perform the aggregation via simple average. However, little is known about how the vector aggregation step affects the generation quality. In this study, we revisit the commonly used simple average approach by examining the latent space and generated summaries. We found that text autoencoders tend to generate overly generic summaries from simply averaged latent vectors due to an unexpected L2-norm shrinkage in the aggregated latent vectors, which we refer to as summary vector degeneration. To overcome this issue, we develop a framework Coop, which searches input combinations for the latent vector aggregation using input-output word overlap. Experimental results show that Coop successfully alleviates the summary vector degeneration issue and establishes new state-of-the-art performance on two opinion summarization benchmarks. Code is available at https://github.com/megagonlabs/coop.

Finding
Conversational Multi-Hop Reasoning with Neural Commonsense Knowledge and Symbolic Logic Rules

Forough Arabshahi, Jennifer Lee, Antoine Bosselut, Yejin Choi, Tom Mitchell

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One of the challenges faced by conversational agents is their inability to identify unstated presumptions of their users’ commands, a task trivial for humans due to their common sense. In this paper, we propose a zero-shot commonsense reasoning system for conversational agents in an attempt to achieve this. Our reasoner uncovers unstated presumptions from user commands satisfying a general template of if-(state), then-(action), because-(goal). Our reasoner uses a state-of-the-art transformer-based generative commonsense knowledge base (KB) as its source of background knowledge for reasoning. We propose a novel and iterative knowledge query mechanism to extract multi-hop reasoning chains from the neural KB which uses symbolic logic rules to significantly reduce the search space. Similar to any KBs gathered to date, our commonsense KB is prone to missing knowledge. Therefore, we propose to conversationally elicit the missing knowledge from human users with our novel dynamic question generation strategy, which generates and presents contextualized queries to human users. We evaluate the model with a user study with human users that achieves a 35% higher success rate compared to SOTA.

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ConvFiT: Conversational Fine-Tuning of Pretrained Language Models

Ivan Vulić, Pei-Hao Su, Samuel Coope, Daniela Gerz, Paweł Budzianowski, Iñigo Casanueva, Nikola Mrkšić, Tsung-Hsien Wen

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Transformer-based language models (LMs) pretrained on large text collections are proven to store a wealth of semantic knowledge. However, 1) they are not effective as sentence encoders when used off-the-shelf, and 2) thus typically lag behind conversationally pretrained (e.g., via response selection) encoders on conversational tasks such as intent detection (ID). In this work, we propose ConvFiT, a simple and efficient two-stage procedure which turns any pretrained LM into a universal conversational encoder (after Stage 1 ConvFiT-ing) and task-specialised sentence encoder (after Stage 2). We demonstrate that 1) full-blown conversational pretraining is not required, and that LMs can be quickly transformed into effective conversational encoders with much smaller amounts of unannotated data; 2) pretrained LMs can be fine-tuned into task-specialised sentence encoders, optimised for the fine-grained semantics of a particular task. Consequently, such specialised sentence encoders allow for treating ID as a simple semantic similarity task based on interpretable nearest neighbours retrieval. We validate the robustness and versatility of the ConvFiT framework with such similarity-based inference on the standard ID evaluation sets: ConvFiT-ed LMs achieve state-of-the-art ID performance across the board, with particular gains in the most challenging, few-shot setups.

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ConvAbuse: Data, Analysis, and Benchmarks for Nuanced Abuse Detection in Conversational AI

Amanda Cercas Curry, Gavin Abercrombie, Verena Rieser

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We present the first English corpus study on abusive language towards three conversational AI systems gathered ‘in the wild’: an open-domain social bot, a rule-based chatbot, and a task-based system. To account for the complexity of the task, we take a more ‘nuanced’ approach where our ConvAI dataset reflects fine-grained notions of abuse, as well as views from multiple expert annotators. We find that the distribution of abuse is vastly different compared to other commonly used datasets, with more sexually tinted aggression towards the virtual persona of these systems. Finally, we report results from bench-marking existing models against this data. Unsurprisingly, we find that there is substantial room for improvement with F1 scores below 90%.

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Conundrums in Event Coreference Resolution: Making Sense of the State of the Art

Jing Lu, Vincent Ng

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Despite recent promising results on the application of span-based models for event reference interpretation, there is a lack of understanding of what has been improved. We present an empirical analysis of a state-of-the-art span-based event reference systems with the goal of providing the general NLP audience with a better understanding of the state of the art and reference researchers with directions for future research.

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Controlling Machine Translation for Multiple Attributes with Additive Interventions

Andrea Schioppa, David Vilar, Artem Sokolov, Katja Filippova

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Fine-grained control of machine translation (MT) outputs along multiple attributes is critical for many modern MT applications and is a requirement for gaining users’ trust. A standard approach for exerting control in MT is to prepend the input with a special tag to signal the desired output attribute. Despite its simplicity, attribute tagging has several drawbacks: continuous values must be binned into discrete categories, which is unnatural for certain applications; interference between multiple tags is poorly understood. We address these problems by introducing vector-valued interventions which allow for fine-grained control over multiple attributes simultaneously via a weighted linear combination of the corresponding vectors. For some attributes, our approach even allows for fine-tuning a model trained without annotations to support such interventions. In experiments with three attributes (length, politeness and monotonicity) and two language pairs (English to German and Japanese) our models achieve better control over a wider range of tasks compared to tagging, and translation quality does not degrade when no control is requested. Finally, we demonstrate how to enable control in an already trained model after a relatively cheap fine-tuning stage.

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Controlled Neural Sentence-Level Reframing of News Articles

Wei-Fan Chen, Khalid Al-Khatib, Benno Stein, Henning Wachsmuth

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Framing a news article means to portray the reported event from a specific perspective, e.g., from an economic or a health perspective. Reframing means to change this perspective. Depending on the audience or the submessage, reframing can become necessary to achieve the desired effect on the readers. Reframing is related to adapting style and sentiment, which can be tackled with neural text generation techniques. However, it is more challenging since changing a frame requires rewriting entire sentences rather than single phrases. In this paper, we study how to computationally reframe sentences in news articles while maintaining their coherence to the context. We treat reframing as a sentence-level fill-in-the-blank task for which we train neural models on an existing media frame corpus. To guide the training, we propose three strategies: framed-language pretraining, named-entity preservation, and adversarial learning. We evaluate respective models automatically and manually for topic consistency, coherence, and successful reframing. Our results indicate that generating properly-framed text works well but with tradeoffs.

Finding
Controlled Evaluation of Grammatical Knowledge in Mandarin Chinese Language Models

Yiwen Wang, Jennifer Hu, Roger Levy, Peng Qian

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Prior work has shown that structural supervision helps English language models learn generalizations about syntactic phenomena such as subject-verb agreement. However, it remains unclear if such an inductive bias would also improve language models’ ability to learn grammatical dependencies in typologically different languages. Here we investigate this question in Mandarin Chinese, which has a logographic, largely syllable-based writing system; different word order; and sparser morphology than English. We train LSTMs, Recurrent Neural Network Grammars, Transformer language models, and Transformer-parameterized generative parsing models on two Mandarin Chinese datasets of different sizes. We evaluate the models’ ability to learn different aspects of Mandarin grammar that assess syntactic and semantic relationships. We find suggestive evidence that structural supervision helps with representing syntactic state across intervening content and improves performance in low-data settings, suggesting that the benefits of hierarchical inductive biases in acquiring dependency relationships may extend beyond English.

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Controllable Semantic Parsing via Retrieval Augmentation

Panupong Pasupat, Yuan Zhang, Kelvin Guu

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In practical applications of semantic parsing, we often want to rapidly change the behavior of the parser, such as enabling it to handle queries in a new domain, or changing its predictions on certain targeted queries. While we can introduce new training examples exhibiting the target behavior, a mechanism for enacting such behavior changes without expensive model re-training would be preferable. To this end, we propose ControllAble Semantic Parser via Exemplar Retrieval (CASPER). Given an input query, the parser retrieves related exemplars from a retrieval index, augments them to the query, and then applies a generative seq2seq model to produce an output parse. The exemplars act as a control mechanism over the generic generative model: by manipulating the retrieval index or how the augmented query is constructed, we can manipulate the behavior of the parser. On the MTOP dataset, in addition to achieving state-of-the-art on the standard setup, we show that CASPER can parse queries in a new domain, adapt the prediction toward the specified patterns, or adapt to new semantic schemas without having to further re-train the model.

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Controllable Neural Dialogue Summarization with Personal Named Entity Planning

Zhengyuan Liu, Nancy Chen

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In this paper, we propose a controllable neural generation framework that can flexibly guide dialogue summarization with personal named entity planning. The conditional sequences are modulated to decide what types of information or what perspective to focus on when forming summaries to tackle the under-constrained problem in summarization tasks. This framework supports two types of use cases: (1) Comprehensive Perspective, which is a general-purpose case with no user-preference specified, considering summary points from all conversational interlocutors and all mentioned persons; (2) Focus Perspective, positioning the summary based on a user-specified personal named entity, which could be one of the interlocutors or one of the persons mentioned in the conversation. During training, we exploit occurrence planning of personal named entities and coreference information to improve temporal coherence and to minimize hallucination in neural generation. Experimental results show that our proposed framework generates fluent and factually consistent summaries under various planning controls using both objective metrics and human evaluations.

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