EMNLP 2021 Papers

In computational linguistics, it has been shown that hierarchical structures make language models (LMs) more human-like. However, the previous literature has been agnostic about a parsing strategy of the hierarchical models. In this paper, we investigated whether hierarchical structures make LMs more human-like, and if so, which parsing strategy is most cognitively plausible. In order to address this question, we evaluated three LMs against human reading times in Japanese with head-final left-branching structures: Long Short-Term Memory (LSTM) as a sequential model and Recurrent Neural Network Grammars (RNNGs) with top-down and left-corner parsing strategies as hierarchical models. Our computational modeling demonstrated that left-corner RNNGs outperformed top-down RNNGs and LSTM, suggesting that hierarchical and left-corner architectures are more cognitively plausible than top-down or sequential architectures. In addition, the relationships between the cognitive plausibility and (i) perplexity, (ii) parsing, and (iii) beam size will also be discussed.

The task of Event Detection (ED) in Information Extraction aims to recognize and classify trigger words of events in text. The recent progress has featured advanced transformer-based language models (e.g., BERT) as a critical component in state-of-the-art models for ED. However, the length limit for input texts is a barrier for such ED models as they cannot encode long-range document-level context that has been shown to be beneficial for ED. To address this issue, we propose a novel method to model document-level context for ED that dynamically selects relevant sentences in the document for the event prediction of the target sentence. The target sentence will be then augmented with the selected sentences and consumed entirely by transformer-based language models for improved representation learning for ED. To this end, the REINFORCE algorithm is employed to train the relevant sentence selection for ED. Several information types are then introduced to form the reward function for the training process, including ED performance, sentence similarity, and discourse relations. Our extensive experiments on multiple benchmark datasets reveal the effectiveness of the proposed model, leading to new state-of-the-art performance.

Broader disclosive transparency—truth and clarity in communication regarding the function of AI systems—is widely considered desirable. Unfortunately, it is a nebulous concept, difficult to both define and quantify. This is problematic, as previous work has demonstrated possible trade-offs and negative consequences to disclosive transparency, such as a confusion effect, where “too much information” clouds a reader’s understanding of what a system description means. Disclosive transparency’s subjective nature has rendered deep study into these problems and their remedies difficult. To improve this state of affairs, We introduce neural language model-based probabilistic metrics to directly model disclosive transparency, and demonstrate that they correlate with user and expert opinions of system transparency, making them a valid objective proxy. Finally, we demonstrate the use of these metrics in a pilot study quantifying the relationships between transparency, confusion, and user perceptions in a corpus of real NLP system descriptions.

Cross-attention is an important component of neural machine translation (NMT), which is always realized by dot-product attention in previous methods. However, dot-product attention only considers the pair-wise correlation between words, resulting in dispersion when dealing with long sentences and neglect of source neighboring relationships. Inspired by linguistics, the above issues are caused by ignoring a type of cross-attention, called concentrated attention, which focuses on several central words and then spreads around them. In this work, we apply Gaussian Mixture Model (GMM) to model the concentrated attention in cross-attention. Experiments and analyses we conducted on three datasets show that the proposed method outperforms the baseline and has significant improvement on alignment quality, N-gram accuracy, and long sentence translation.

A popular approach to decompose the neural bases of language consists in correlating, across individuals, the brain responses to different stimuli (e.g. regular speech versus scrambled words, sentences, or paragraphs). Although successful, this ‘model-free’ approach necessitates the acquisition of a large and costly set of neuroimaging data. Here, we show that a model-based approach can reach equivalent results within subjects exposed to natural stimuli. We capitalize on the recently-discovered similarities between deep language models and the human brain to compute the mapping between i) the brain responses to regular speech and ii) the activations of deep language models elicited by modified stimuli (e.g. scrambled words, sentences, or paragraphs). Our model-based approach successfully replicates the seminal study of Lerner et al. (2011), which revealed the hierarchy of language areas by comparing the functional-magnetic resonance imaging (fMRI) of seven subjects listening to 7min of both regular and scrambled narratives. We further extend and precise these results to the brain signals of 305 individuals listening to 4.1 hours of narrated stories. Overall, this study paves the way for efficient and flexible analyses of the brain bases of language.

Transformers that are pre-trained on multilingual corpora, such as, mBERT and XLM-RoBERTa, have achieved impressive cross-lingual transfer capabilities. In the zero-shot transfer setting, only English training data is used, and the fine-tuned model is evaluated on another target language. While this works surprisingly well, substantial variance has been observed in target language performance between different fine-tuning runs, and in the zero-shot setup, no target-language development data is available to select among multiple fine-tuned models. Prior work has relied on English dev data to select among models that are fine-tuned with different learning rates, number of steps and other hyperparameters, often resulting in suboptimal choices. In this paper, we show that it is possible to select consistently better models when small amounts of annotated data are available in auxiliary pivot languages. We propose a machine learning approach to model selection that uses the fine-tuned model’s own internal representations to predict its cross-lingual capabilities. In extensive experiments we find that this method consistently selects better models than English validation data across twenty five languages (including eight low-resource languages), and often achieves results that are comparable to model selection using target language development data.

Diverse machine translation aims at generating various target language translations for a given source language sentence. To leverage the linear relationship in the sentence latent space introduced by the mixup training, we propose a novel method, MixDiversity, to generate different translations for the input sentence by linearly interpolating it with different sentence pairs sampled from the training corpus during decoding. To further improve the faithfulness and diversity of the translations, we propose two simple but effective approaches to select diverse sentence pairs in the training corpus and adjust the interpolation weight for each pair correspondingly. Moreover, by controlling the interpolation weight, our method can achieve the trade-off between faithfulness and diversity without any additional training, which is required in most of the previous methods. Experiments on WMT’16 en-ro, WMT’14 en-de, and WMT’17 zh-en are conducted to show that our method substantially outperforms all previous diverse machine translation methods.

Infusing factual knowledge into pre-trained models is fundamental for many knowledge-intensive tasks. In this paper, we proposed Mixture-of-Partitions (MoP), an infusion approach that can handle a very large knowledge graph (KG) by partitioning it into smaller sub-graphs and infusing their specific knowledge into various BERT models using lightweight adapters. To leverage the overall factual knowledge for a target task, these sub-graph adapters are further fine-tuned along with the underlying BERT through a mixture layer. We evaluate our MoP with three biomedical BERTs (SciBERT, BioBERT, PubmedBERT) on six downstream tasks (inc. NLI, QA, Classification), and the results show that our MoP consistently enhances the underlying BERTs in task performance, and achieves new SOTA performances on five evaluated datasets.

In this paper, we study ethnic bias and how it varies across languages by analyzing and mitigating ethnic bias in monolingual BERT for English, German, Spanish, Korean, Turkish, and Chinese. To observe and quantify ethnic bias, we develop a novel metric called Categorical Bias score. Then we propose two methods for mitigation; first using a multilingual model, and second using contextual word alignment of two monolingual models. We compare our proposed methods with monolingual BERT and show that these methods effectively alleviate the ethnic bias. Which of the two methods works better depends on the amount of NLP resources available for that language. We additionally experiment with Arabic and Greek to verify that our proposed methods work for a wider variety of languages.

Question Answering (QA) tasks requiring information from multiple documents often rely on a retrieval model to identify relevant information for reasoning. The retrieval model is typically trained to maximize the likelihood of the labeled supporting evidence. However, when retrieving from large text corpora such as Wikipedia, the correct answer can often be obtained from multiple evidence candidates. Moreover, not all such candidates are labeled as positive during annotation, rendering the training signal weak and noisy. This problem is exacerbated when the questions are unanswerable or when the answers are Boolean, since the model cannot rely on lexical overlap to make a connection between the answer and supporting evidence. We develop a new parameterization of set-valued retrieval that handles unanswerable queries, and we show that marginalizing over this set during training allows a model to mitigate false negatives in supporting evidence annotations. We test our method on two multi-document QA datasets, IIRC and HotpotQA. On IIRC, we show that joint modeling with marginalization improves model performance by 5.5 F1 points and achieves a new state-of-the-art performance of 50.5 F1. We also show that retrieval marginalization results in 4.1 QA F1 improvement over a non-marginalized baseline on HotpotQA in the fullwiki setting.

This paper explores three simple data manipulation techniques (synthesis, augmentation, curriculum) for improving abstractive summarization models without the need for any additional data. We introduce a method of data synthesis with paraphrasing, a data augmentation technique with sample mixing, and curriculum learning with two new difficulty metrics based on specificity and abstractiveness. We conduct experiments to show that these three techniques can help improve abstractive summarization across two summarization models and two different small datasets. Furthermore, we show that these techniques can improve performance when applied in isolation and when combined.

NLP models are vulnerable to data poisoning attacks. One type of attack can plant a backdoor in a model by injecting poisoned examples in training, causing the victim model to misclassify test instances which include a specific pattern. Although defences exist to counter these attacks, they are specific to an attack type or pattern. In this paper, we propose a generic defence mechanism by making the training process robust to poisoning attacks through gradient shaping methods, based on differentially private training. We show that our method is highly effective in mitigating, or even eliminating, poisoning attacks on text classification, with only a small cost in predictive accuracy.

Mining the causes of political decision-making is an active research area in the field of political science. In the past, most studies have focused on long-term policies that are collected over several decades of time, and have primarily relied on surveys as the main source of predictors. However, the recent COVID-19 pandemic has given rise to a new political phenomenon, where political decision-making consists of frequent short-term decisions, all on the same controlled topic—the pandemic. In this paper, we focus on the question of how public opinion influences policy decisions, while controlling for confounders such as COVID-19 case increases or unemployment rates. Using a dataset consisting of Twitter data from the 50 US states, we classify the sentiments toward governors of each state, and conduct controlled studies and comparisons. Based on the compiled samples of sentiments, policies, and confounders, we conduct causal inference to discover trends in political decision-making across different states.

We address the annotation data bottleneck for sequence classification. Specifically we ask the question: if one has a budget of N annotations, which samples should we select for annotation? The solution we propose looks for diversity in the selected sample, by maximizing the amount of information that is useful for the learning algorithm, or equivalently by minimizing the redundancy of samples in the selection. This is formulated in the context of spectral learning of recurrent functions for sequence classification. Our method represents unlabeled data in the form of a Hankel matrix, and uses the notion of spectral max-volume to find a compact sub-block from which annotation samples are drawn. Experiments on sequence classification confirm that our spectral sampling strategy is in fact efficient and yields good models.

Neural models for the various flavours of morphological reinflection tasks have proven to be extremely accurate given ample labeled data, yet labeled data may be slow and costly to obtain. In this work we aim to overcome this annotation bottleneck by bootstrapping labeled data from a seed as small as five labeled inflection tables, accompanied by a large bulk of unlabeled text. Our bootstrapping method exploits the orthographic and semantic regularities in morphological systems in a two-phased setup, where word tagging based on analogies is followed by word pairing based on distances. Our experiments with the Paradigm Cell Filling Problem over eight typologically different languages show that in languages with relatively simple morphology, orthographic regularities on their own allow inflection models to achieve respectable accuracy. Combined orthographic and semantic regularities alleviate difficulties with particularly complex morpho-phonological systems. We further show that our bootstrapping methods substantially outperform hallucination-based methods commonly used for overcoming the annotation bottleneck in morphological reinflection tasks.

An ideal integration of autonomous agents in a human world implies that they are able to collaborate on human terms. In particular, theory of mind plays an important role in maintaining common ground during human collaboration and communication. To enable theory of mind modeling in situated interactions, we introduce a fine-grained dataset of collaborative tasks performed by pairs of human subjects in the 3D virtual blocks world of Minecraft. It provides information that captures partners’ beliefs of the world and of each other as an interaction unfolds, bringing abundant opportunities to study human collaborative behaviors in situated language communication. As a first step towards our goal of developing embodied AI agents able to infer belief states of collaborative partners in situ, we build and present results on computational models for several theory of mind tasks.

Adversarial attacks and backdoor attacks are two common security threats that hang over deep learning. Both of them harness task-irrelevant features of data in their implementation. Text style is a feature that is naturally irrelevant to most NLP tasks, and thus suitable for adversarial and backdoor attacks. In this paper, we make the first attempt to conduct adversarial and backdoor attacks based on text style transfer, which is aimed at altering the style of a sentence while preserving its meaning. We design an adversarial attack method and a backdoor attack method, and conduct extensive experiments to evaluate them. Experimental results show that popular NLP models are vulnerable to both adversarial and backdoor attacks based on text style transfer—the attack success rates can exceed 90% without much effort. It reflects the limited ability of NLP models to handle the feature of text style that has not been widely realized. In addition, the style transfer-based adversarial and backdoor attack methods show superiority to baselines in many aspects. All the code and data of this paper can be obtained at https://github.com/thunlp/StyleAttack.

Neural module networks (NMN) are a popular approach for grounding visual referring expressions. Prior implementations of NMN use pre-defined and fixed textual inputs in their module instantiation. This necessitates a large number of modules as they lack the ability to share weights and exploit associations between similar textual contexts (e.g. “dark cube on the left” vs. “black cube on the left”). In this work, we address these limitations and evaluate the impact of contextual clues in improving the performance of NMN models. First, we address the problem of fixed textual inputs by parameterizing the module arguments. This substantially reduce the number of modules in NMN by up to 75% without any loss in performance. Next we propose a method to contextualize our parameterized model to enhance the module’s capacity in exploiting the visiolinguistic associations. Our model outperforms the state-of-the-art NMN model on CLEVR-Ref+ dataset with +8.1% improvement in accuracy on the single-referent test set and +4.3% on the full test set. Additionally, we demonstrate that contextualization provides +11.2% and +1.7% improvements in accuracy over prior NMN models on CLOSURE and NLVR2. We further evaluate the impact of our contextualization by constructing a contrast set for CLEVR-Ref+, which we call CC-Ref+. We significantly outperform the baselines by as much as +10.4% absolute accuracy on CC-Ref+, illustrating the generalization skills of our approach.

Many statistical models have high accuracy on test benchmarks, but are not explainable, struggle in low-resource scenarios, cannot be reused for multiple tasks, and cannot easily integrate domain expertise. These factors limit their use, particularly in settings such as mental health, where it is difficult to annotate datasets and model outputs have significant impact. We introduce a micromodel architecture to address these challenges. Our approach allows researchers to build interpretable representations that embed domain knowledge and provide explanations throughout the model’s decision process. We demonstrate the idea on multiple mental health tasks: depression classification, PTSD classification, and suicidal risk assessment. Our systems consistently produce strong results, even in low-resource scenarios, and are more interpretable than alternative methods.