ACL 2024 Papers

Annual Meeting of the Association for Computational Linguistics

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1,930papers

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XMoE: Sparse Models with Fine-grained and Adaptive Expert Selection

Yuanhang Yang, Shiyi Qi, Wenchao Gu, Chaozheng Wang, Cuiyun Gao, Zenglin Xu

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Sparse models, including sparse Mixture-of-Experts (MoE) models, have emerged as an effective approach for scaling Transformer models. However, they often suffer from computational inefficiency since a significant number of parameters are unnecessarily involved in computations by multiplying values by zero or low activation values. To address this issue, we present XMoE, a novel MoE designed to enhance both the efficacy and efficiency of sparse MoE models. XMoE leverages small experts and a threshold-based router to enable tokens to selectively engage only essential parameters. Our extensive experiments on language modeling and machine translation tasks demonstrate that enhances model performance and can decrease the computation load at MoE layers by over 50% without sacrificing performance. Furthermore, we present the versatility of by applying it to dense models, enabling sparse computation during inference. We provide a comprehensive analysis and make our code available at https://anonymous.4open.science/r/XMoE.

Findings
XMC-Agent : Dynamic Navigation over Scalable Hierarchical Index for Incremental Extreme Multi-label Classification

yanjiang liu, Tianyun Zhong, Yaojie Lu, Hongyu Lin, Ben He, Shuheng Zhou, Huijia Zhu, Weiqiang Wang, Zhongyi Liu, Xianpei Han, Le Sun

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The eXtreme Multi-label Classification (XMC) aims at accurately assigning large-scale labels to instances, and is challenging for learning, managing, and predicting over the large-scale and rapidly growing set of labels. Traditional XMC methods, like one-vs-all and tree-based methods struggle with the growing set of labels due to their static label assumptions, and embedding-based methods struggle with the complex mapping relationships due to their late-interaction paradigm. In this paper, we propose a large language model (LLM) powered agent framework for extreme multi-label classification – XMC-Agent, which can effectively learn, manage and predict the extremely large and dynamically increasing set of labels. Specifically, XMC-Agent models the extreme multi-label classification task as a dynamic navigation problem, employing a scalable hierarchical label index to effectively manage the unified label space. Additionally, we propose two algorithms to enhance the dynamic navigation capabilities of XMC-Agent: a self-construction algorithm for building the scalable hierarchical index, and an iterative feedback learning algorithm for adjusting the agent to specific tasks. Experiments show that XMC-Agentachieves the state-of-the-art performance on three standard datasets.

Findings
XLAVS-R: Cross-Lingual Audio-Visual Speech Representation Learning for Noise-Robust Speech Perception

HyoJung Han, Mohamed Anwar, Juan Pino, Wei-Ning Hsu, Marine Carpuat, Bowen Shi, Changhan Wang

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Speech recognition and translation systems perform poorly on noisy inputs, which are frequent in realistic environments. Augmenting these systems with visual signals has the potential to improve robustness to noise. However, audio-visual (AV) data is only available in limited amounts and for fewer languages than audio-only resources.To address this gap, we present XLAVS-R, a cross-lingual audio-visual speech representation model for noise-robust speech recognition and translation in over 100 languages. It is designed to maximize the benefits of limited multilingual AV pre-training data, by building on top of audio-only multilingual pre-training and simplifying existing pre-training schemes. Extensive evaluation on the MuAViC benchmark shows the strength of XLAVS-R on downstream audio-visual speech recognition and translation tasks, where it outperforms the previous state of the art by up to 18.5% WER and 4.7 BLEU given noisy AV inputs, and enables strong zero-shot audio-visual ability with audio-only fine-tuning.

Long
XL-HeadTags: Leveraging Multimodal Retrieval Augmentation for the Multilingual Generation of News Headlines and Tags

Faisal Tareque Shohan, Mir Tafseer Nayeem, Samsul Islam, Abu Ubaida Akash, Shafiq Joty

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Millions of news articles published online daily can overwhelm readers. Headlines and entity (topic) tags are essential for guiding readers to decide if the content is worth their time. While headline generation has been extensively studied, tag generation remains largely unexplored, yet it offers readers better access to topics of interest. The need for conciseness in capturing readers’ attention necessitates improved content selection strategies for identifying salient and relevant segments within lengthy articles, thereby guiding language models effectively. To address this, we propose to leverage auxiliary information such as images and captions embedded in the articles to retrieve relevant sentences and utilize instruction tuning with variations to generate both headlines and tags for news articles in a multilingual context. To make use of the auxiliary information, we have compiled a dataset named XL-HeadTags, which includes 20 languages across 6 diverse language families. Through extensive evaluation, we demonstrate the effectiveness of our plug-and-play multimodal-multilingual retrievers for both tasks. Additionally, we have developed a suite of tools for processing and evaluating multilingual texts, significantly contributing to the research community by enabling more accurate and efficient analysis across languages.

Findings
XFT: Unlocking the Power of Code Instruction Tuning by Simply Merging Upcycled Mixture-of-Experts

Yifeng Ding, Jiawei Liu, Yuxiang Wei, Lingming Zhang

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We introduce XFT, a simple yet powerful training scheme, by simply merging upcycled Mixture-of-Experts (MoE) to unleash the performance limit of instruction-tuned code Large Language Models (LLMs). While vanilla sparse upcycling fails to improve instruction tuning, XFT introduces a shared expert mechanism with a novel routing weight normalization strategy into sparse upcycling, which significantly boosts instruction tuning. After fine-tuning the upcycled MoE model, XFT introduces a learnable model merging mechanism to compile the upcycled MoE model back to a dense model, achieving upcycled MoE-level performance with only dense-model compute. By applying XFT to a 1.3B model, we create a new state-of-the-art tiny code LLM with 67.1 and 64.6 pass@1 on HumanEval and HumanEval+ respectively. With the same data and model architecture, XFT improves supervised fine-tuning (SFT) by 13% on HumanEval+, along with consistent improvements from 2% to 13% on MBPP+, MultiPL-E, and DS-1000, demonstrating its generalizability. XFT is fully orthogonal to existing techniques such as Evol-Instruct and OSS-Instruct, opening a new dimension for improving code instruction tuning. Codes are available at https://github.com/ise-uiuc/xft.

Long
XCodeEval: An Execution-based Large Scale Multilingual Multitask Benchmark for Code Understanding, Generation, Translation and Retrieval

Mohammad Abdullah Matin Khan, M Saiful Bari, Xuan Long Do, Weishi Wang, Md Rizwan Parvez, Shafiq Joty

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Recently, pre-trained large language models (LLMs) have shown impressive abilities in generating codes from natural language descriptions, repairing buggy codes, translating codes between languages, and retrieving relevant code segments. However, the evaluation of these models has often been performed in a scattered way on only one or two specific tasks, in a few languages, at a partial granularity (e.g., function) level, and in many cases without proper training data. Even more concerning is that in most cases the evaluation of generated codes has been done in terms of mere lexical overlap with a reference code rather than actual execution. We introduce *xCodeEval*, the largest executable multilingual multitask benchmark to date consisting of 25 M document-level coding examples (16.5 B tokens) from about 7.5 K unique problems covering up to 11 programming languages with execution-level parallelism. It features a total of 7 tasks involving code understanding, generation, translation and retrieval. *xCodeEval* adopts an execution-based evaluation and offers a multilingual code execution engine, *ExecEval* that supports unit test based execution in all the 11 languages. To address the challenge of balancing the distributions of text-code samples over multiple attributes in validation/test sets, we propose a novel data splitting and a data selection schema based on the geometric mean and graph-theoretic principle. Our experiments with OpenAI’s LLMs (zero-shot) and open-LLMs (zero-shot and fine-tuned) on the tasks and languages demonstrate to be quite challenging as per the current advancements in language models.

Long
X-Shot: A Unified System to Handle Frequent, Few-shot and Zero-shot Learning Simultaneously in Classification

Hanzi Xu, Muhao Chen, Lifu Huang, Slobodan Vucetic, Wenpeng Yin

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In recent years, few-shot and zero-shot learning, which learn to predict labels with limited annotated instances, have garnered significant attention. Traditional approaches often treat frequent-shot (freq-shot; labels with abundant instances), few-shot, and zero-shot learning as distinct challenges, optimizing systems for just one of these scenarios. Yet, in real-world settings, label occurrences vary greatly. Some of them might appear thousands of times, while others might only appear sporadically or not at all. For practical deployment, it is crucial that a system can adapt to any label occurrence. We introduce a novel classification challenge: **X-shot**, reflecting a real-world context where freq-shot, few-shot, and zero-shot labels co-occur without predefined limits. Here, **X** can span from 0 to positive infinity. The crux of **X-shot** centers on open-domain generalization and devising a system versatile enough to manage various label scenarios. To solve **X-shot**, we propose **BinBin** (**B**inary **IN**ference **B**ased on **IN**struction following) that leverages the Indirect Supervision from a large collection of NLP tasks via instruction following, bolstered by Weak Supervision provided by large language models. **BinBin** surpasses previous state-of-the-art techniques on three benchmark datasets across multiple domains. To our knowledge, this is the first work addressing **X-shot** learning, where **X** remains variable.

Findings
X-Instruction: Aligning Language Model in Low-resource Languages with Self-curated Cross-lingual Instructions

Chong Li, Wen Yang, Jiajun Zhang, Jinliang Lu, Shaonan Wang, Chengqing Zong

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Large language models respond well in high-resource languages like English but struggle in low-resource languages. It may arise from the lack of high-quality instruction following data in these languages. Directly translating English samples into these languages can be a solution but unreliable, leading to responses with translation errors and lacking language-specific or cultural knowledge. To address this issue, we propose a novel method to construct cross-lingual instruction following samples with instruction in English and response in low-resource languages. Specifically, the language model first learns to generate appropriate English instructions according to the natural web texts in other languages as responses. The candidate cross-lingual instruction tuning samples are further refined and diversified. We have employed this method to build a large-scale cross-lingual instruction tuning dataset on 10 languages, namely X-Instruction. The instruction data built using our method incorporate more language-specific knowledge compared with the naive translation method. Experimental results have shown that the response quality of the model tuned on X-Instruction greatly exceeds the model distilled from a powerful teacher model, reaching or even surpassing the ones of ChatGPT. In addition, we find that models tuned on cross-lingual instruction following samples can follow the instruction in the output language without further tuning.

Findings
X-ACE: Explainable and Multi-factor Audio Captioning Evaluation

Qian Wang, Jia-Chen Gu, Zhen-Hua Ling

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Automated audio captioning (AAC) aims to generate descriptions based on audio input, attracting exploration of emerging audio language models (ALMs). However, current evaluation metrics only provide a single score to assess the overall quality of captions without characterizing the nuanced difference by systematically going through an evaluation checklist. To this end, we propose the explainable and multi-factor audio captioning evaluation (X-ACE) paradigm. X-ACE identifies four main factors that constitute the majority of audio features, specifically sound event, source, attribute and relation. To assess a given caption from an ALM, it is firstly transformed into an audio graph, where each node denotes an entity in the caption and corresponds to a factor. On the one hand, graph matching is conducted from part to whole for a holistic assessment. On the other hand, the nodes contained within each factor are aggregated to measure the factor-level performance. The pros and cons of an ALM can be explicitly and clearly demonstrated through X-ACE, pointing out the direction for further improvements. Experiments show that X-ACE exhibits better correlation with human perception and can detect mismatches sensitively.

Findings
Wordflow: Social Prompt Engineering for Large Language Models

Zijie Wang, Aishwarya Chakravarthy, David Munechika, Duen Horng Chau

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Large language models (LLMs) require well-crafted prompts for effective use. Prompt engineering, the process of designing prompts, is challenging, particularly for non-experts who are less familiar with AI technologies. While researchers have proposed techniques and tools to assist LLM users in prompt design, these works primarily target AI application developers rather than non-experts. To address this research gap, we propose social prompt engineering, a novel paradigm that leverages social computing techniques to facilitate collaborative prompt design. To investigate social prompt engineering, we introduce Wordflow, an open-source and social text editor that enables everyday users to easily create, run, share, and discover LLM prompts. Additionally, by leveraging modern web technologies, Wordflow allows users to run LLMs locally and privately in their browsers. Two usage scenarios highlight how social prompt engineering and our tool can enhance laypeople’s interaction with LLMs. Wordflow is publicly accessible at https://poloclub.github.io/wordflow.

System Demonstrations
Word Sense Linking: Disambiguating Outside the Sandbox

Andrei Bejgu, Edoardo Barba, Luigi Procopio, Alberte Fernández-Castro, Roberto Navigli

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Word Sense Disambiguation (WSD) is the task of associating a word in a given context with its most suitable meaning among a set of possible candidates. While the task has recently witnessed renewed interest, with systems achieving performances above the estimated inter-annotator agreement, at the time of writing it still struggles to find downstream applications. We argue that one of the reasons behind this is the difficulty of applying WSD to plain text. Indeed, in the standard formulation, models work under the assumptions that a) all the spans to disambiguate have already been identified, and b) all the possible candidate senses of each span are provided, both of which are requirements that are far from trivial. In this work, we present a new task called Word Sense Linking (WSL) where, given an input text and a reference sense inventory, systems have to both identify which spans to disambiguate and then link them to their most suitable meaning.We put forward a transformer-based architecture for the task and thoroughly evaluate both its performance and those of state-of-the-art WSD systems scaled to WSL, iteratively relaxing the assumptions of WSD. We hope that our work will foster easier integration of lexical semantics into downstream applications.

Findings
Word Matters: What Influences Domain Adaptation in Summarization?

Yinghao Li, Siyu Miao, Heyan Huang, Yang Gao

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Domain adaptation aims to enable Large Language Models (LLMs) to generalize domain datasets unseen effectively during the training phase. However, factors such as the size of the model parameters and the scale of training data are general influencers and do not reflect the nuances of domain adaptation performance. This paper investigates the fine-grained factors affecting domain adaptation performance, analyzing the specific impact of ‘words’ in training data on summarization tasks. We propose quantifying dataset learning difficulty as the learning difficulty of generative summarization, which is determined by two indicators: word-based compression rate and abstraction level. Our experiments conclude that, when considering dataset learning difficulty, the cross-domain overlap and the performance gain in summarization tasks exhibit an approximate linear relationship, which is not directly related to the number of words. Based on this finding, predicting a model’s performance on unknown domain datasets is possible without undergoing training. Source code and scripts are available at https://github.com/li-aolong/Word-Matters.

Long
Word Embeddings Are Steers for Language Models

Chi Han, Jialiang Xu, Manling Li, Yi Fung, Chenkai Sun, Nan Jiang, Tarek Abdelzaher, Heng Ji

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Language models (LMs) automatically learn word embeddings during pre-training on language corpora. Although word embeddings are usually interpreted as feature vectors for individual words, their roles in language model generation remain underexplored. In this work, we theoretically and empirically revisit output word embeddings and find that their linear transformations are equivalent to steering language model generation styles. We name such steers LM-Steers and find them existing in LMs of all sizes. It requires learning parameters equal to 0.2% of the original LMs’ size for steering each style. On tasks such as language model detoxification and sentiment control, LM-Steers can achieve comparable or superior performance compared with state-of-the-art controlled generation methods while maintaining a better balance with generation quality. The learned LM-Steer serves as a lens in text styles: it reveals that word embeddings are interpretable when associated with language model generations and can highlight text spans that most indicate the style differences. An LM-Steer is transferrable between different language models by an explicit form calculation. One can also continuously steer LMs simply by scaling the LM-Steer or compose multiple LM-Steers by adding their transformations. Our codes are publicly available at https://github.com/Glaciohound/LM-Steer.

Long
WilKE: Wise-Layer Knowledge Editor for Lifelong Knowledge Editing

Chenhui Hu, Pengfei Cao, Yubo Chen, Kang Liu, Jun Zhao

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Knowledge editing aims to rectify inaccuracies in large language models (LLMs) without costly retraining for outdated or erroneous knowledge. However, current knowledge editing methods primarily focus on single editing, failing to meet the requirements for lifelong editing. This study reveals a performance degradation encountered by knowledge editing in lifelong editing, characterized by toxicity buildup and toxicity flash, with the primary cause identified as pattern unmatch. We introduce a knowledge editing approach named Wise-Layer Knowledge Editor (WilKE), which selects editing layer based on the pattern matching degree of editing knowledge across different layers in language models. Experimental results demonstrate that, in lifelong editing, WilKE exhibits an average improvement of 46.2% and 67.8% on editing GPT2-XL and GPT-J relative to state-of-the-art knowledge editing methods.

Findings
Why are Sensitive Functions Hard for Transformers?

Michael Hahn, Mark Rofin

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Empirical studies have identified a range of learnability biases and limitations of transformers, such as a persistent difficulty in learning to compute simple formal languages such as PARITY, and a bias towards low-degree functions. However, theoretical understanding remains limited, with existing expressiveness theory either overpredicting or underpredicting realistic learning abilities. We prove that, under the transformer architecture, the loss landscape is constrained by the input-space sensitivity: Transformers whose output is sensitive to many parts of the input string inhabit isolated points in parameter space, leading to a low-sensitivity bias in generalization. We show theoretically and empirically that this theory unifies a broad array of empirical observations about the learning abilities and biases of transformers, such as their generalization bias towards low sensitivity and low degree, and difficulty in length generalization for PARITY. This shows that understanding transformers’ inductive biases requires studying not just their in-principle expressivity, but also their loss landscape.

Long
Why Don’t Prompt-Based Fairness Metrics Correlate?

Abdelrahman Zayed, Goncalo Mordido, Ioana Baldini, Sarath Chandar

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The widespread use of large language models has brought up essential questions about the potential biases these models might learn. This led to the development of several metrics aimed at evaluating and mitigating these biases. In this paper, we first demonstrate that prompt-based fairness metrics exhibit poor agreement, as measured by correlation, raising important questions about the reliability of fairness assessment using prompts. Then, we outline six relevant reasons why such a low correlation is observed across existing metrics. Based on these insights, we propose a method called Correlated Fairness Output (CAIRO) to enhance the correlation between fairness metrics. CAIRO augments the original prompts of a given fairness metric by using several pre-trained language models and then selects the combination of the augmented prompts that achieves the highest correlation across metrics. We show a significant improvement in Pearson correlation from 0.3 and 0.18 to 0.90 and 0.98 across metrics for gender and religion biases, respectively. Our code is available at https://github.com/chandar-lab/CAIRO.

Long
Whose Preferences? Differences in Fairness Preferences and Their Impact on the Fairness of AI Utilizing Human Feedback

Maria Lerner, Florian Dorner, Elliott Ash, Naman Goel

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There is a growing body of work on learning from human feedback to align various aspects of machine learning systems with human values and preferences. We consider the setting of fairness in content moderation, in which human feedback is used to determine how two comments — referencing different sensitive attribute groups — should be treated in comparison to one another. With a novel dataset collected from Prolific and MTurk, we find significant gaps in fairness preferences depending on the race, age, political stance, educational level, and LGBTQ+ identity of annotators. We also demonstrate that demographics mentioned in text have a strong influence on how users perceive individual fairness in moderation. Further, we find that differences also exist in downstream classifiers trained to predict human preferences. Finally, we observe that an ensemble, giving equal weight to classifiers trained on annotations from different demographics, performs better for different demographic intersections; compared to a single classifier that gives equal weight to each annotation.

Long
Whose Emotions and Moral Sentiments do Language Models Reflect?

Zihao He, Siyi Guo, Ashwin Rao, Kristina Lerman

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Language models (LMs) are known to represent the perspectives of some social groups better than others, which may impact their performance, especially on subjective tasks such as content moderation and hate speech detection. To explore how LMs represent different perspectives, existing research focused on positional alignment, i.e., how closely the models mimic the opinions and stances of different groups, e.g., liberals or conservatives. However, human communication also encompasses emotional and moral dimensions. We define the problem of affective alignment, which measures how LMs’ emotional and moral tone represents those of different groups. By comparing the affect of responses generated by 36 LMs to the affect of Twitter messages written by two ideological groups, we observe significant misalignment of LMs with both ideological groups. This misalignment is larger than the partisan divide in the U.S. Even after steering the LMs towards specific ideological perspectives, the misalignment and liberal tendencies of the model persist, suggesting a systemic bias within LMs.

Findings
Who Wrote this Code? Watermarking for Code Generation

Taehyun Lee, Seokhee Hong, Jaewoo Ahn, Ilgee Hong, Hwaran Lee, Sangdoo Yun, Jamin Shin, Gunhee Kim

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Since the remarkable generation performance of large language models raised ethical and legal concerns, approaches to detect machine-generated text by embedding watermarks are being developed.However, we discover that the existing works fail to function appropriately in code generation tasks due to the task’s nature of having low entropy.Extending a logit-modifying watermark method, we propose Selective WatErmarking via Entropy Thresholding (SWEET), which enhances detection ability and mitigates code quality degeneration by removing low-entropy segments at generating and detecting watermarks.Our experiments show that SWEET significantly improves code quality preservation while outperforming all baselines, including post-hoc detection methods, in detecting machine-generated code text.Our code is available inhttps://github.com/hongcheki/sweet-watermark.

Long
Which Side Are You On? A Multi-task Dataset for End-to-End Argument Summarisation and Evaluation

Hao Li, Yuping Wu, Viktor Schlegel, Riza Batista-Navarro, Tharindu Madusanka, Iqra Zahid, Jiayan Zeng, Xiaochi Wang, Xinran He, Yizhi Li, Goran Nenadic

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With the recent advances of large language models (LLMs), it is no longer infeasible to build an automated debate system that helps people to synthesise persuasive arguments. Previous work attempted this task by integrating multiple components. In our work, we introduce an argument mining dataset that captures the end-to-end process of preparing an argumentative essay for a debate, which covers the tasks of claim and evidence identification (Task 1 ED), evidence convincingness ranking (Task 2 ECR), argumentative essay summarisation and human preference ranking (Task 3 ASR) and metric learning for automated evaluation of resulting essays, based on human feedback along argument quality dimensions (Task 4 SQE). Our dataset contains 14k examples of claims that are fully annotated with various properties supporting the aforementioned tasks. We evaluate multiple generative baselines for each of these tasks, including representative LLMs. We find, that while they show promising results on individual tasks in our benchmark, their end-to-end performance on all four tasks in succession deteriorates significantly, both in automated measures as well as in human-centred evaluation. This challenge presented by our proposed dataset motivates future research on end-to-end argument mining and summarisation. The repository of this project is available at https://github.com/HarrywillDr/ArgSum-Datatset.

Findings