ACL 2024 Papers

Annual Meeting of the Association for Computational Linguistics

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1,930papers

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The Fine-Tuning Paradox: Boosting Translation Quality Without Sacrificing LLM Abilities

David Stap, Eva Hasler, Bill Byrne, Christof Monz, Ke Tran

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Fine-tuning large language models (LLMs) for machine translation has shown improvements in overall translation quality. However, it is unclear what is the impact of fine-tuning on desirable LLM behaviors that are not present in neural machine translation models, such as steerability, inherent document-level translation abilities, and the ability to produce less literal translations. We perform an extensive translation evaluation on the LLaMA and Falcon family of models with model size ranging from 7 billion up to 65 billion parameters.Our results show that while fine-tuning improves the general translation quality of LLMs, several abilities degrade. In particular, we observe a decline in the ability to perform formality steering, to produce technical translations through few-shot examples, and to perform document-level translation. On the other hand, we observe that the model produces less literal translations after fine-tuning on parallel data. We show that by including monolingual data as part of the fine-tuning data we can maintain the abilities while simultaneously enhancing overall translation quality. Our findings emphasize the need for fine-tuning strategies that preserve the benefits of LLMs for machine translation.

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The Emotion Dynamics of Literary Novels

Krishnapriya Vishnubhotla, Adam Hammond, Graeme Hirst, Saif Mohammad

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Stories are rich in the emotions they exhibit in their narratives and evoke in the readers. The emotional journeys of the various characters within a story are central to their appeal. Computational analysis of the emotions of novels, however, has rarely examined the variation in the emotional trajectories of the different characters within them, instead considering the entire novel to represent a single story arc. In this work, we use character dialogue to distinguish between the emotion arcs of the narration and the various characters. We analyze the emotion arcs of the various characters in a dataset of English literary novels using the framework of Utterance Emotion Dynamics. Our findings show that the narration and the dialogue largely express disparate emotions through the course of a novel, and that the commonalities or differences in the emotional arcs of stories are more accurately captured by those associated with individual characters.

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The Echoes of Multilinguality: Tracing Cultural Value Shifts during Language Model Fine-tuning

Rochelle Choenni, Anne Lauscher, Ekaterina Shutova

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Texts written in different languages reflect different culturally-dependent beliefs of their writers. Thus, we expect multilingual LMs (MLMs), that are jointly trained on a concatenation of text in multiple languages, to encode different cultural values for each language. Yet, as the ‘multilinguality’ of these LMs is driven by cross-lingual sharing, we also have reason to belief that cultural values bleed over from one language into another. This limits the use of MLMs in practice, as apart from being proficient in generating text in multiple languages, creating language technology that can serve a community also requires the output of LMs to be sensitive to their biases (Naous et al. 2023). Yet, little is known about how cultural values emerge and evolve in MLMs (Hershcovich et al. 2022). We are the first to study how languages can exert influence on the cultural values encoded for different test languages, by studying how such values are revised during fine-tuning. Focusing on the fine-tuning stage allows us to study the interplay between value shifts when exposed to new linguistic experience from different data sources and languages. Lastly, we use a training data attribution method to find patterns in the fine-tuning examples, and the languages that they come from, that tend to instigate value shifts.

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The Earth is Flat because...: Investigating LLMs’ Belief towards Misinformation via Persuasive Conversation

Rongwu Xu, Brian Lin, Shujian Yang, Tianqi Zhang, Weiyan Shi, Tianwei Zhang, Zhixuan Fang, Wei Xu, Han Qiu

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Large language models (LLMs) encapsulate vast amounts of knowledge but still remain vulnerable to external misinformation. Existing research mainly studied this susceptibility behavior in a single-turn setting. However, belief can change during a multi-turn conversation, especially a persuasive one. Therefore, in this study, we delve into LLMs’ susceptibility to persuasive conversations, particularly on factual questions that they can answer correctly. We first curate the Farm (i.e., Fact to Misinform) dataset, which contains factual questions paired with systematically generated persuasive misinformation. Then, we develop a testing framework to track LLMs’ belief changes in a persuasive dialogue. Through extensive experiments, we find that LLMs’ correct beliefs on factual knowledge can be easily manipulated by various persuasive strategies.

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The Dawn After the Dark: An Empirical Study on Factuality Hallucination in Large Language Models

Junyi Li, Jie Chen, Ruiyang Ren, Xiaoxue Cheng, Xin Zhao, Jian-Yun Nie, Ji-Rong Wen

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In the era of large language models (LLMs), hallucination (the tendency to generate factually incorrect content) poses great challenges to trustworthy and reliable deployment of LLMs in real-world applications. To tackle the hallucination, three key questions should be well studied: how to detect hallucinations (detection), why do LLMs hallucinate (source), and what can be done to mitigate them (mitigation). To address these challenges, this work presents a systematic empirical study on LLM hallucinations, focused on the three aspects of hallucination detection, source and mitigation. Specially, we construct a new hallucination benchmark HaluEval 2.0, and design a simple yet effective detection method for LLM hallucinations. Furthermore, we zoom into the different training or utilization stages of LLMs and extensively analyze the potential factors that lead to the LLM hallucinations. Finally, we implement and examine a series of widely used techniques to mitigate the hallucinations in LLMs. Our work has led to several important findings to understand the hallucination origin and mitigate the hallucinations in LLMs.

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The Counterfeit Conundrum: Can Code Language Models Grasp the Nuances of Their Incorrect Generations?

Alex Gu, Wen-Ding Li, Naman Jain, Theo Olausson, Celine Lee, Koushik Sen, Armando Solar-Lezama

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While language models are increasingly more proficient at code generation, they still frequently generate incorrect programs. Many of these programs are obviously wrong, but others are more subtle and pass weaker correctness checks such as being able to compile. In this work, we focus on these counterfeit samples: programs sampled from a language model that 1) have a high enough log-probability to be generated at a moderate temperature and 2) pass weak correctness checks. Overall, we discover that most models have a very shallow understanding of counterfeits through three clear failure modes. First, models mistakenly classify them as correct. Second, models are worse at reasoning about the execution behaviour of counterfeits and often predict their execution results as if they were correct. Third, when asking models to fix counterfeits, the likelihood of a model successfully repairing a counterfeit is often even lower than that of sampling a correct program from scratch. Counterfeits also have very unexpected properties: first, counterfeit programs for problems that are easier for a model to solve are not necessarily easier to detect and only slightly easier to execute and repair. Second, counterfeits from a given model are just as confusing to the model itself as they are to other models. Finally, both strong and weak models are able to generate counterfeit samples that equally challenge all models. In light of our findings, we recommend that care and caution be taken when relying on models to understand their own samples, especially when no external feedback is incorporated.

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The Butterfly Effect of Model Editing: Few Edits Can Trigger Large Language Models Collapse

Wanli Yang, Fei Sun, Xinyu Ma, Xun Liu, Dawei Yin, Xueqi Cheng

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Although model editing has shown promise in revising knowledge in Large Language Models (LLMs), its impact on the inherent capabilities of LLMs is often overlooked. In this work, we reveal a critical phenomenon: even a single edit can trigger model collapse, manifesting as significant performance degradation in various benchmark tasks. However, benchmarking LLMs after each edit, while necessary to prevent such collapses, is impractically time-consuming and resource-intensive. To mitigate this, we propose using perplexity as a surrogate metric, validated by extensive experiments demonstrating changes in an edited model’s perplexity are strongly correlated with its downstream task performances. We further conduct an in-depth study on sequential editing, a practical setting for real-world scenarios, across various editing methods and LLMs, focusing on hard cases from our previous single edit studies. The results indicate that nearly all examined editing methods result in model collapse after only few edits. To facilitate further research, we have utilized GPT-3.5 to develop a new dataset, HardEdit, based on those hard cases. This dataset aims to establish the foundation for pioneering research in reliable model editing and the mechanisms underlying editing-induced model collapse. We hope this work can draw the community’s attention to the potential risks inherent in model editing practices.

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The Butterfly Effect of Altering Prompts: How Small Changes and Jailbreaks Affect Large Language Model Performance

Abel Salinas, Fred Morstatter

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Large Language Models (LLMs) are regularly being used to label data across many domains and for myriad tasks. By simply asking the LLM for an answer, or “prompting,” practitioners are able to use LLMs to quickly get a response for an arbitrary task. This prompting is done through a series of decisions by the practitioner, from simple wording of the prompt, to requesting the output in a certain data format, to jailbreaking in the case of prompts that address more sensitive topics. In this work, we ask: do variations in the way a prompt is constructed change the ultimate decision of the LLM? We answer this using a series of prompt variations across a variety of text classification tasks. We find that even the smallest of perturbations, such as adding a space at the end of a prompt, can cause the LLM to change its answer. Further, we find that requesting responses in XML and commonly used jailbreaks can have cataclysmic effects on the data labeled by LLMs.

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The Belebele Benchmark: a Parallel Reading Comprehension Dataset in 122 Language Variants

Lucas Bandarkar, Davis Liang, Benjamin Muller, Mikel Artetxe, Satya Narayan Shukla, Donald Husa, Naman Goyal, Abhinandan Krishnan, Luke Zettlemoyer, Madian Khabsa

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We present Belebele, a multiple-choice machine reading comprehension (MRC) dataset spanning 122 language variants. Significantly expanding the language coverage of natural language understanding (NLU) benchmarks, this dataset enables the evaluation of text models in high-, medium-, and low-resource languages. Each question is based on a short passage from the FLORES-200 dataset and has four multiple-choice answers. The questions were carefully curated to discriminate between models with different levels of general language comprehension. The English dataset on its own proves difficult enough to challenge state-of-the-art language models. Being fully parallel, this dataset enables direct comparison of model performance across all languages. We use this dataset to evaluate the capabilities of multilingual masked language models (MLMs) and large language models (LLMs). We present extensive results and findings, notably that despite significant cross-lingual transfer in English-centric LLMs, much smaller MLMs pretrained on balanced multilingual data still understand far more languages. Overall, Belebele opens up new avenues for evaluating and analyzing the multilingual capabilities of NLP systems.

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The Art of Defending: A Systematic Evaluation and Analysis of LLM Defense Strategies on Safety and Over-Defensiveness

Neeraj Varshney, Pavel Dolin, Agastya Seth, Chitta Baral

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As Large Language Models (LLMs) play an increasingly pivotal role in natural language processing applications, their safety concerns become critical areas of NLP research. This has resulted in the development of various LLM defense strategies. Unfortunately, despite the shared goal of improving the safety of LLMs, the evaluation suites across various research works are disjoint and lack diverse inputs to ensure accurate and precise evaluation estimates. Furthermore, the important factor of ‘over-defensiveness’ on the safe inputs has largely remained overlooked. Addressing these limitations, this paper presents a systematic evaluation, comparison, and analysis of various LLM defense strategies over both ‘safety’ and ‘over-defensiveness’. To this end, we compile a large and diverse collection of safe and unsafe prompts, design precise evaluation methodology, and study the efficacy of various LLM defense strategies on multiple state-of-the-art LLMs. Our work reveals a number of crucial findings that we believe will pave the way and also facilitate further research in the critical area of improving the safety of LLMs.

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That’s Optional: A Contemporary Exploration of “that” Omission in English Subordinate Clauses

Ella Rabinovich

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The Uniform Information Density (UID) hypothesis posits that speakers optimize the communicative properties of their utterances by avoiding spikes in information, thereby maintaining a relatively uniform information profile over time. This paper investigates the impact of UID principles on syntactic reduction, specifically focusing on the optional omission of the connector “that” in English subordinate clauses. Building upon previous research, we extend our investigation to a larger corpus of written English, utilize contemporary large language models (LLMs) and extend the information-uniformity principles by the notion of entropy, to estimate the UID manifestations in the usecase of syntactic reduction choices.

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Textless Acoustic Model with Self-Supervised Distillation for Noise-Robust Expressive Speech-to-Speech Translation

Min-Jae Hwang, Ilia Kulikov, Benjamin Peloquin, Hongyu Gong, Peng-Jen Chen, Ann Lee

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In this paper, we propose a textless acoustic model with a self-supervised distillation strategy for noise-robust expressive speech-to-speech translation (S2ST).Recently proposed expressive S2ST systems have achieved impressive expressivity preservation performances by cascading unit-to-speech (U2S) generator to the speech-to-unit translation model. However, these systems are vulnerable to the presence of noise in input speech, which is an assumption in real-world translation scenarios. To address this limitation, we propose a U2S generator that incorporates a distillation with no label (DINO) self-supervised training strategy into it’s pretraining process.Because the proposed method captures noise-agnostic expressivity representation, it can generate qualified speech even in noisy environment.Objective and subjective evaluation results verified that the proposed method significantly improved the performance of the expressive S2ST system in noisy environments while maintaining competitive performance in clean environments.

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TextGenSHAP: Scalable Post-Hoc Explanations in Text Generation with Long Documents

James Enouen, Hootan Nakhost, Sayna Ebrahimi, Sercan Arik, Yan Liu, Tomas Pfister

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Large language models (LLMs) have attracted great interest in many real-world applications; however, their “black-box” nature necessitates scalable and faithful explanations. Shapley values have matured as an explainability method for deep learning, but extending them to LLMs is difficult due to long input contexts and autoregressive output generation. We introduce , an efficient post-hoc explanation method incorporating LLM-specific techniques, which leads to significant runtime improvements: token-level explanations in minutes not hours, and document-level explanations within seconds. We demonstrate how such explanations can improve end-to-end performance of retrieval augmented generation by localizing important words within long documents and reranking passages collected by retrieval systems. On various open-domain question answering benchmarks, we show TextGenSHAP improves the retrieval recall and prediction accuracy significantly.

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TextEE: Benchmark, Reevaluation, Reflections, and Future Challenges in Event Extraction

Kuan-Hao Huang, I-Hung Hsu, Tanmay Parekh, Zhiyu Xie, Zixuan Zhang, Prem Natarajan, Kai-Wei Chang, Nanyun Peng, Heng Ji

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Event extraction has gained considerable interest due to its wide-ranging applications. However, recent studies draw attention to evaluation issues, suggesting that reported scores may not accurately reflect the true performance. In this work, we identify and address evaluation challenges, including inconsistency due to varying data assumptions or preprocessing steps, the insufficiency of current evaluation frameworks that may introduce dataset or data split bias, and the low reproducibility of some previous approaches. To address these challenges, we present TextEE, a standardized, fair, and reproducible benchmark for event extraction. TextEE comprises standardized data preprocessing scripts and splits for 16 datasets spanning eight diverse domains and includes 14 recent methodologies, conducting a comprehensive benchmark reevaluation. We also evaluate five varied large language models on our TextEE benchmark and demonstrate how they struggle to achieve satisfactory performance. Inspired by our reevaluation results and findings, we discuss the role of event extraction in the current NLP era, as well as future challenges and insights derived from TextEE. We believe TextEE, the first standardized comprehensive benchmarking tool, will significantly facilitate future event extraction research.

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TextBind: Multi-turn Interleaved Multimodal Instruction-following in the Wild

Huayang Li, Siheng Li, Deng Cai, Longyue Wang, lemao liu, Taro Watanabe, Yujiu Yang, Shuming Shi

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Large language models with instruction-following abilities have revolutionized the field of artificial intelligence. These models show exceptional generalizability to tackle various real-world tasks through their natural language interfaces. However, their performance heavily relies on high-quality exemplar data, which is often difficult to obtain. This challenge is further exacerbated when it comes to multimodal instruction following. We introduce TextBind, an almost annotation-free framework for empowering LLMs with multi-turn interleaved multimodal instruction-following capabilities. Our approach requires only image-caption pairs and generates multi-turn multimodal instruction-response conversations from a language model. To accommodate interleaved image-text inputs and outputs, we devise MIM, a language model-centric architecture that seamlessly integrates image encoder and decoder models. Extensive quantitative and qualitative experiments demonstrate that MIM trained on TextBind achieves remarkable generation capability in multimodal conversations compared to recent baselines.

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Text2DB: Integration-Aware Information Extraction with Large Language Model Agents

Yizhu Jiao, Sha Li, Sizhe Zhou, Heng Ji, Jiawei Han

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The task of information extraction (IE) is to extract structured knowledge from text. However, it is often not straightforward to utilize IE output due to the mismatch between the IE ontology and the downstream application needs. We propose a new formulation of IE, Text2DB, that emphasizes the integration of IE output and the target database (or knowledge base). Given a user instruction, a document set, and a database, our task requires the model to update the database with values from the document set to satisfy the user instruction. This task requires understanding user instructions for what to extract and adapting to the given DB/KB schema for how to extract on the fly. To evaluate this new task, we introduce a new benchmark featuring common demands such as data infilling, row population, and column addition. In addition, we propose an LLM agent framework OPAL (Observe-Plan-Analyze LLM) which includes an Observer component that interacts with the database, the Planner component that generates a code-based plan with calls to IE models, and the Analyzer component that provides feedback regarding code quality before execution. Experiments show that OPAL can successfully adapt to diverse database schemas by generating different code plans and calling the required IE models. We also highlight difficult cases such as dealing with large databases with complex dependencies and extraction hallucination, which we believe deserve further investigation.

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Text-to-Song: Towards Controllable Music Generation Incorporating Vocal and Accompaniment

Zhiqing Hong, Rongjie Huang, Xize Cheng, Yongqi Wang, Ruiqi Li, Fuming You, Zhou Zhao, Zhimeng Zhang

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A song is a combination of singing voice and accompaniment. However, existing works focus on singing voice synthesis and music generation independently. Little attention was paid to exploring song synthesis. In this work, we propose a novel task called Text-to-Song synthesis which incorporates both vocal and accompaniment generation. We develop Melodist, a two-stage text-to-song method that consists of singing voice synthesis (SVS) and vocal-to-accompaniment (V2A) synthesis. Melodist leverages tri-tower contrastive pretraining to learn more effective text representation for controllable V2A synthesis. A Chinese song dataset mined from a music website is built to alleviate data scarcity for our research. The evaluation results on our dataset demonstrate that Melodist can synthesize songs with comparable quality and style consistency. Audio samples can be found in https://text2songMelodist.github.io/Sample/.

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Text-like Encoding of Collaborative Information in Large Language Models for Recommendation

Yang Zhang, Keqin Bao, Ming Yan, Wenjie Wang, Fuli Feng, Xiangnan He

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When adapting Large Language Models for Recommendation (LLMRec), it is crucial to integrate collaborative information. Existing methods achieve this by learning collaborative embeddings in LLMs’ latent space from scratch or by mapping from external models. However, they fail to represent the information in a text-like format, which may not align optimally with LLMs. To bridge this gap, we introduce BinLLM, a novel LLMRec method that seamlessly integrates collaborative information through text-like encoding. BinLLM converts collaborative embeddings from external models into binary sequences — a specific text format that LLMs can understand and operate on directly, facilitating the direct usage of collaborative information in text-like format by LLMs. Additionally, BinLLM provides options to compress the binary sequence using dot-decimal notation to avoid excessively long lengths. Extensive experiments validate that BinLLM introduces collaborative information in a manner better aligned with LLMs, resulting in enhanced performance. We release our code at https://github.com/zyang1580/BinLLM.

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Text Simplification via Adaptive Teaching

Seyed Ali Bahrainian, Jonathan Dou, Carsten Eickhoff

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Text simplification is the process of rewriting a piece of text using simpler vocabulary and grammatical structure in order to make the text more accessible and understandable for a larger audience. In this paper, we introduce a new text simplification model based on the notion of adaptive teaching using a teacher network and a text generation network. We name this new model Simplification via Adaptive Teaching (SAT). Our proposed model sets a new state-of-the-art performance in terms of standard simplification metrics such as SARI and D-SARI with a significant improvement over the previous state of the art on the D-Wikipedia dataset and the Wiki-Doc benchmark dataset. Moreover, we conduct a human evaluation in terms of text simplicity, correctness, and fluency to substantiate SAT’s performance.

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Text Embedding Inversion Security for Multilingual Language Models

Yiyi Chen, Heather Lent, Johannes Bjerva

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Textual data is often represented as real-numbered embeddings in NLP, particularly with the popularity of large language models (LLMs) and Embeddings as a Service (EaaS). However, storing sensitive information as embeddings can be susceptible to security breaches, as research shows that text can be reconstructed from embeddings, even without knowledge of the underlying model. While defence mechanisms have been explored, these are exclusively focused on English, leaving other languages potentially exposed to attacks. This work explores LLM security through multilingual embedding inversion. We define the problem of black-box multilingual and crosslingual inversion attacks, and explore their potential implications. Our findings suggest that multilingual LLMs may be more vulnerable to inversion attacks, in part because English-based defences may be ineffective. To alleviate this, we propose a simple masking defense effective for both monolingual and multilingual models. This study is the first to investigate multilingual inversion attacks, shedding light on the differences in attacks and defenses across monolingual and multilingual settings.

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