ACL 2023 Papers

Annual Meeting of the Association for Computational Linguistics

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2,052papers

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Causal-Debias: Unifying Debiasing in Pretrained Language Models and Fine-tuning via Causal Invariant Learning

Fan Zhou, Yuzhou Mao, Liu Yu, Yi Yang, Ting Zhong

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Demographic biases and social stereotypes are common in pretrained language models (PLMs), and a burgeoning body of literature focuses on removing the unwanted stereotypical associations from PLMs. However, when fine-tuning these bias-mitigated PLMs in downstream natural language processing (NLP) applications, such as sentiment classification, the unwanted stereotypical associations resurface or even get amplified. Since pretrain&fine-tune is a major paradigm in NLP applications, separating the debiasing procedure of PLMs from fine-tuning would eventually harm the actual downstream utility. In this paper, we propose a unified debiasing framework Causal-Debias to remove unwanted stereotypical associations in PLMs during fine-tuning. Specifically, CausalDebias mitigates bias from a causal invariant perspective by leveraging the specific downstream task to identify bias-relevant and labelrelevant factors. We propose that bias-relevant factors are non-causal as they should have little impact on downstream tasks, while labelrelevant factors are causal. We perform interventions on non-causal factors in different demographic groups and design an invariant risk minimization loss to mitigate bias while maintaining task performance. Experimental results on three downstream tasks show that our proposed method can remarkably reduce unwanted stereotypical associations after PLMs are finetuned, while simultaneously minimizing the impact on PLMs and downstream applications.

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Causal interventions expose implicit situation models for commonsense language understanding

Takateru Yamakoshi, James McClelland, Adele Goldberg, Robert Hawkins

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Accounts of human language processing have long appealed to implicit “situation models” that enrich comprehension with relevant but unstated world knowledge. Here, we apply causal intervention techniques to recent transformer models to analyze performance on the Winograd Schema Challenge (WSC), where a single context cue shifts interpretation of an ambiguous pronoun. We identify a relatively small circuit of attention heads that are responsible for propagating information from the context word that guides which of the candidate noun phrases the pronoun ultimately attends to. We then compare how this circuit behaves in a closely matched “syntactic” control where the situation model is not strictly necessary. These analyses suggest a distinct pathway through which implicit situation models may be constructed to guide pronoun resolution

Findings
Causal Matching with Text Embeddings: A Case Study in Estimating the Causal Effects of Peer Review Policies

Raymond Zhang, Neha Nayak Kennard, Daniel Smith, Daniel McFarland, Andrew McCallum, Katherine Keith

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A promising approach to estimate the causal effects of peer review policies is to analyze data from publication venues that shift policies from single-blind to double-blind from one year to the next. However, in these settings the content of the manuscript is a confounding variable—each year has a different distribution of scientific content which may naturally affect the distribution of reviewer scores. To address this textual confounding, we extend variable ratio nearest neighbor matching to incorporate text embeddings. We compare this matching method to a widely-used causal method of stratified propensity score matching and a baseline of randomly selected matches. For our case study of the ICLR conference shifting from single- to double-blind review from 2017 to 2018, we find human judges prefer manuscript matches from our method in 70% of cases. While the unadjusted estimate of the average causal effect of reviewers’ scores is -0.25, our method shifts the estimate to -0.17, a slightly smaller difference between the outcomes of single- and double-blind policies. We hope this case study enables exploration of additional text-based causal estimation methods and domains in the future.

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Causal Intervention for Mitigating Name Bias in Machine Reading Comprehension

Jiazheng Zhu, Shaojuan Wu, Xiaowang Zhang, Yuexian Hou, Zhiyong Feng

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Machine Reading Comprehension (MRC) is to answer questions based on a given passage, which has made great achievements using pre-trained Language Models (LMs). We study the robustness of MRC models to names which is flexible and repeatability. MRC models based on LMs may overuse the name information to make predictions, which causes the representation of names to be non-interchangeable, called name bias. In this paper, we propose a novel Causal Interventional paradigm for MRC (CI4MRC) to mitigate name bias. Specifically, we uncover that the pre-trained knowledge concerning names is indeed a confounder by analyzing the causalities among the pre-trained knowledge, context representation and answers based on a Structural Causal Model (SCM). We develop effective CI4MRC algorithmic implementations to constrain the confounder based on the neuron-wise and token-wise adjustments. Experiments demonstrate that our proposed CI4MRC effectively mitigates the name bias and achieves competitive performance on the original SQuAD. Moreover, our method is general to various pre-trained LMs and performs robustly on the adversarial datasets.

Findings
Causal Intervention and Counterfactual Reasoning for Multi-modal Fake News Detection

Ziwei Chen, Linmei Hu, Weixin Li, Yingxia Shao, Liqiang Nie

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Due to the rapid upgrade of social platforms, most of today’s fake news is published and spread in a multi-modal form. Most existing multi-modal fake news detection methods neglect the fact that some label-specific features learned from the training set cannot generalize well to the testing set, thus inevitably suffering from the harm caused by the latent data bias. In this paper, we analyze and identify the psycholinguistic bias in the text and the bias of inferring news label based on only image features. We mitigate these biases from a causality perspective and propose a Causal intervention and Counterfactual reasoning based Debiasing framework (CCD) for multi-modal fake news detection. To achieve our goal, we first utilize causal intervention to remove the psycholinguistic bias which introduces the spurious correlations between text features and news label. And then, we apply counterfactual reasoning by imagining a counterfactual world where each news has only image features for estimating the direct effect of the image. Therefore we can eliminate the image-only bias by deducting the direct effect of the image from the total effect on labels. Extensive experiments on two real-world benchmark datasets demonstrate the effectiveness of our framework for improving multi-modal fake news detection.

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Categorial grammar induction from raw data

Christian Clark, William Schuler

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Grammar induction, the task of learning a set of grammatical rules from raw or minimally labeled text data, can provide clues about what kinds of syntactic structures are learnable without prior knowledge. Recent work (e.g., Kim et al., 2019; Zhu et al., 2020; Jin et al., 2021a) has achieved advances in unsupervised induction of probabilistic context-free grammars (PCFGs). However, categorial grammar induction has received less recent attention, despite allowing inducers to support a larger set of syntactic categories—due to restrictions on how categories can combine—and providing a transparent interface with compositional semantics, opening up possibilities for models that jointly learn form and meaning. Motivated by this, we propose a new model for inducing a basic (Ajdukiewicz, 1935; Bar-Hillel, 1953) categorial grammar. In contrast to earlier categorial grammar induction systems (e.g., Bisk and Hockenmaier, 2012), our model learns from raw data without any part-of-speech information. Experiments on child-directed speech show that our model attains a recall-homogeneity of 0.33 on average, which dramatically increases to 0.59 when a bias toward forward function application is added to the model.

Findings
Can NLI Provide Proper Indirect Supervision for Low-resource Biomedical Relation Extraction?

Jiashu Xu, Mingyu Derek Ma, Muhao Chen

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Two key obstacles in biomedical relation extraction (RE) are the scarcity of annotations and the prevalence of instances without explicitly pre-defined labels due to low annotation coverage. Existing approaches, which treat biomedical RE as a multi-class classification task, often result in poor generalization in low-resource settings and do not have the ability to make selective prediction on unknown cases but give a guess from seen relations, hindering the applicability of those approaches. We present NBR, which converts biomedical RE as natural language inference formulation through indirect supervision. By converting relations to natural language hypotheses, NBR is capable of exploiting semantic cues to alleviate annotation scarcity. By incorporating a ranking-based loss that implicitly calibrates abstinent instances, NBR learns a clearer decision boundary and is instructed to abstain on uncertain instances. Extensive experiments on three widely-used biomedical RE benchmarks, namely ChemProt, DDI and GAD, verify the effectiveness of NBR in both full-set and low-resource regimes. Our analysis demonstrates that indirect supervision benefits biomedical RE even when a domain gap exists, and combining NLI knowledge with biomedical knowledge leads to the best performance gains.

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Can Large Language Models Be an Alternative to Human Evaluations?

Cheng-Han Chiang, Hung-yi Lee

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Human evaluation is indispensable and inevitable for assessing the quality of texts generated by machine learning models or written by humans. However, human evaluation is very difficult to reproduce and its quality is notoriously unstable, hindering fair comparisons among different natural language processing (NLP) models and algorithms. Recently, large language models (LLMs) have demonstrated exceptional performance on unseen tasks when only the task instructions are provided. In this paper, we explore if such an ability of the LLMs can be used as an alternative to human evaluation. We present the LLMs with the exact same instructions, samples to be evaluated, and questions used to conduct human evaluation, and then ask the LLMs to generate responses to those questions; we dub this LLM evaluation. We use human evaluation and LLM evaluation to evaluate the texts in two NLP tasks: open-ended story generation and adversarial attacks. We show that the result of LLM evaluation is consistent with the results obtained by expert human evaluation: the texts rated higher by human experts are also rated higher by the LLMs.We also find that the results of LLM evaluation are stable over different formatting of the task instructions and the sampling algorithm used to generate the answer. We are the first to show the potential of using LLMs to assess the quality of texts and discuss the limitations and ethical considerations of LLM evaluation.

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Can Language Models Make Fun? A Case Study in Chinese Comical Crosstalk

Jianquan Li, XiangBo Wu, Xiaokang Liu, Qianqian Xie, Prayag Tiwari, Benyou Wang

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Language is the principal tool for human communication, in which humor is one of the most attractive parts. Producing natural language like humans using computers, a.k.a, Natural Language Generation (NLG), has been widely used for dialogue systems, chatbots, machine translation, as well as computer-aid creation e.g., idea generations, scriptwriting. However, the humor aspect of natural language is relatively under-investigated, especially in the age of pre-trained language models. In this work, we aim to preliminarily test *whether NLG can generate humor as humans do*. We build a largest dataset consisting of numerous **C**hinese **C**omical **C**rosstalk scripts (called **C**3 in short), which is for a popular Chinese performing art called ‘Xiangsheng’ or ‘相声’ since 1800s.We benchmark various generation approaches including training-from-scratch Seq2seq, fine-tuned middle-scale PLMs, and large-scale PLMs (with and without fine-tuning). Moreover, we also conduct a human assessment, showing that 1) *large-scale pretraining largely improves crosstalk generation quality*; and 2) *even the scripts generated from the best PLM is far from what we expect*. We conclude humor generation could be largely improved using large-scaled PLMs, but it is still in its infancy. The data and benchmarking code are publicly available in [https://github.com/anonNo2/crosstalk-generation](https://github.com/anonNo2/crosstalk-generation).

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Can Language Models Be Specific? How?

Jie Huang, Kevin Chen-Chuan Chang, Jinjun Xiong, Wen-mei Hwu

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“He is a person”, “Paris is located on the earth”. Both statements are correct but meaningless - due to lack of specificity. In this paper, we propose to measure how specific the language of pre-trained language models (PLMs) is. To achieve this, we introduce a novel approach to build a benchmark for specificity testing by forming masked token prediction tasks with prompts. For instance, given “Toronto is located in [MASK].”, we want to test whether a more specific answer will be better filled in by PLMs, e.g., Ontario instead of Canada. From our evaluations, we show that existing PLMs have only a slight preference for more specific answers. We identify underlying factors affecting the specificity and design two prompt-based methods to improve the specificity. Results show that the specificity of the models can be improved by the proposed methods without additional training. We hope this work can bring to awareness the notion of specificity of language models and encourage the research community to further explore this important but understudied problem.

Findings
Can LMs Learn New Entities from Descriptions? Challenges in Propagating Injected Knowledge

Yasumasa Onoe, Michael Zhang, Shankar Padmanabhan, Greg Durrett, Eunsol Choi

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Pre-trained language models (LMs) are used for knowledge intensive tasks like question answering, but their knowledge gets continuously outdated as the world changes. Prior work has studied targeted updates to LMs, injecting individual facts and evaluating whether the model learns these facts while not changing predictions on other contexts. We take a step forward and study LMs’ abilities to make inferences based on injected facts (or propagate those facts): for example, after learning that something is a TV show, does an LM predict that you can watch it? We study this with two cloze-style tasks: an existing dataset of real-world sentences about novel entities (ECBD) as well as a new controlled benchmark with manually designed templates requiring varying levels of inference about injected knowledge. Surprisingly, we find that existing methods for updating knowledge (gradient-based fine-tuning and modifications of this approach) show little propagation of injected knowledge. These methods improve performance on cloze instances only when there is lexical overlap between injected facts and target inferences. Yet, prepending entity definitions in an LM’s context improves performance across all settings, suggesting that there is substantial headroom for parameter-updating approaches for knowledge injection.

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Can Diffusion Model Achieve Better Performance in Text Generation ? Bridging the Gap between Training and Inference !

Zecheng Tang, Pinzheng Wang, Keyan Zhou, Juntao Li, Ziqiang Cao, Min Zhang

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Diffusion models have been successfully adapted to text generation tasks by mapping the discrete text into the continuous space. However, there exist nonnegligible gaps between training and inference, owing to the absence of the forward process during inference. Thus, the model only predicts based on the previously generated reverse noise rather than the noise computed by the forward process. Besides, the widely-used downsampling strategy in speeding up the inference will cause the mismatch of diffusion trajectories between training and inference. To understand and mitigate the above two types of training-inference discrepancies, we launch a thorough preliminary study. Based on our observations, we propose two simple yet effective methods to bridge the gaps mentioned above, named Distance Penalty and Adaptive Decay Sampling. Extensive experiments on 6 generation tasks confirm the superiority of our methods, which can achieve 100× → 200× speedup with better performance. Our code will be released at https://github.com/CODINNLG/Bridge_Gap_Diffusion.

Findings
Can Cross-Lingual Transferability of Multilingual Transformers Be Activated Without End-Task Data?

Zewen Chi, Heyan Huang, Xian-Ling Mao

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Pretrained multilingual Transformers have achieved great success in cross-lingual transfer learning. Current methods typically activate the cross-lingual transferability of multilingual Transformers by fine-tuning them on end-task data. However, the methods cannot perform cross-lingual transfer when end-task data are unavailable. In this work, we explore whether the cross-lingual transferability can be activated without end-task data. We propose a cross-lingual transfer method, named PlugIn-X. PlugIn-X disassembles monolingual and multilingual Transformers into sub-modules, and reassembles them to be the multilingual end-task model. After representation adaptation, PlugIn-X finally performs cross-lingual transfer in a plug-and-play style. Experimental results show that PlugIn-X successfully activates the cross-lingual transferability of multilingual Transformers without accessing end-task data. Moreover, we analyze how the cross-model representation alignment affects the cross-lingual transferability.

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CaPE: Contrastive Parameter Ensembling for Reducing Hallucination in Abstractive Summarization

Prafulla Kumar Choubey, Alex Fabbri, Jesse Vig, Chien-Sheng Wu, Wenhao Liu, Nazneen Rajani

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Hallucination is a known issue for neural abstractive summarization models. Recent work suggests that the degree of hallucination may depend on factual errors in the training data. In this work, we propose a new method called Contrastive Parameter Ensembling (CaPE) to use training data more effectively, utilizing variations in noise in training samples to reduce hallucination. Starting with a base model fine-tuned on an entire dataset, we additionally train expert and anti-expert models on clean and noisy subsets of the data, respectively. We then adjust the parameters of the base model by adding (subtracting) the parameters of the expert (anti-expert), advancing the recent work on additive parameter ensembling approaches. Trained on a much smaller data subset, expert and anti-expert models only fractionally (<14%) increases the total training time. Further, CaPE uses parameter ensembling and does not increase the inference time. Experimental results show that CaPE improves performance across different automatic factual metrics and human evaluation, with a maximum improvement of 16.69% and 15.38% on summary-level dependency-arc entailment accuracy for the XSUM and CNN/DM datasets. The CaPE model performs comparably to the base model on metrics of informativeness such as ROUGE.

Findings
CWSeg: An Efficient and General Approach to Chinese Word Segmentation

Dedong Li, Rui Zhao, Fei Tan

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In this work, we report our efforts in advancing Chinese Word Segmentation for the purpose of rapid deployment in different applications. The pre-trained language model (PLM) based segmentation methods have achieved state-of-the-art (SOTA) performance, whereas this paradigm also poses challenges in the deployment. It includes the balance between performance and cost, segmentation ambiguity due to domain diversity and vague words boundary, and multi-grained segmentation. In this context, we propose a simple yet effective approach, namely CWSeg, to augment PLM-based schemes by developing cohort training and versatile decoding strategies. Extensive experiments on benchmark datasets demonstrate the efficiency and generalization of our approach. The corresponding segmentation system is also implemented for practical usage and the demo is recorded.

Industry
CUPID: Curriculum Learning Based Real-Time Prediction using Distillation

Arindam Bhattacharya, Ankith Ms, Ankit Gandhi, Vijay Huddar, Atul Saroop, Rahul Bhagat

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Relevance in E-commerce Product Search is crucial for providing customers with accurate results that match their query intent. With recent advancements in NLP and Deep Learning, Transformers have become the default choice for relevance classification tasks. In such a setting, the relevance model uses query text and product title as input features, and estimates if the product is relevant for the customer query. While cross-attention in Transformers enables a more accurate relevance prediction in such a setting, its high evaluation latency makes it unsuitable for real-time predictions in which thousands of products must be evaluated against a user query within few milliseconds. To address this issue, we propose CUPID: a Curriculum learning based real-time Prediction using Distillation that utilizes knowledge distillation within a curriculum learning setting to learn a simpler architecture that can be evaluated within low latency budgets. In a bi-lingual relevance prediction task, our approach shows an 302 bps improvement on English and 676 bps improvement for low-resource Arabic, while maintaining the low evaluation latency on CPUs.

Industry
CTC-based Non-autoregressive Speech Translation

Chen Xu, Xiaoqian Liu, Xiaowen Liu, Qingxuan Sun, Yuhao Zhang, MuRun Yang, Qianqian Dong, Tom Ko, Mingxuan Wang, Tong Xiao, Anxiang Ma, Jingbo Zhu

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Combining end-to-end speech translation (ST) and non-autoregressive (NAR) generation is promising in language and speech processing for their advantages of less error propagation and low latency. In this paper, we investigate the potential of connectionist temporal classification (CTC) for non-autoregressive speech translation (NAST).In particular, we develop a model consisting of two encoders that are guided by CTC to predict the source and target texts, respectively. Introducing CTC into NAST on both language sides has obvious challenges: 1) the conditional independent generation somewhat breaks the interdependency among tokens, and 2) the monotonic alignment assumption in standard CTC does not hold in translation tasks. In response, we develop a prediction-aware encoding approach and a cross-layer attention approach to address these issues. We also use curriculum learning to improve convergence of training. Experiments on the MuST-C ST benchmarks show that our NAST model achieves an average BLEU score of 29.5 with a speed-up of 5.67×, which is comparable to the autoregressive counterpart and even outperforms the previous best result of 0.9 BLEU points.

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CSS: A Large-scale Cross-schema Chinese Text-to-SQL Medical Dataset

Hanchong Zhang, Jieyu Li, Lu Chen, Ruisheng Cao, Yunyan Zhang, Yu Huang, Yefeng Zheng, Kai Yu

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The cross-domain text-to-SQL task aims to build a system that can parse user questions into SQL on complete unseen databases, and the single-domain text-to-SQL task evaluates the performance on identical databases. Both of these setups confront unavoidable difficulties in real-world applications. To this end, we introduce the cross-schema text-to-SQL task, where the databases of evaluation data are different from that in the training data but come from the same domain. Furthermore, we present CSS, a large-scale CrosS-Schema Chinese text-to-SQL dataset, to carry on corresponding studies. CSS originally consisted of 4,340 question/SQL pairs across 2 databases. In order to generalize models to different medical systems, we extend CSS and create 19 new databases along with 29,280 corresponding dataset examples. Moreover, CSS is also a large corpus for single-domain Chinese text-to-SQL studies. We present the data collection approach and a series of analyses of the data statistics. To show the potential and usefulness of CSS, benchmarking baselines have been conducted and reported. Our dataset is publicly available at https://huggingface.co/datasets/zhanghanchong/css.

Findings
CREST: A Joint Framework for Rationalization and Counterfactual Text Generation

Marcos Treviso, Alexis Ross, Nuno M. Guerreiro, Andre Martins

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Selective rationales and counterfactual examples have emerged as two effective, complementary classes of interpretability methods for analyzing and training NLP models. However, prior work has not explored how these methods can be integrated to combine their complementary advantages. We overcome this limitation by introducing CREST (ContRastive Edits with Sparse raTionalization), a joint framework for selective rationalization and counterfactual text generation, and show that this framework leads to improvements in counterfactual quality, model robustness, and interpretability. First, CREST generates valid counterfactuals that are more natural than those produced by previous methods, and subsequently can be used for data augmentation at scale, reducing the need for human-generated examples. Second, we introduce a new loss function that leverages CREST counterfactuals to regularize selective rationales and show that this regularization improves both model robustness and rationale quality, compared to methods that do not leverage CREST counterfactuals. Our results demonstrate that CREST successfully bridges the gap between selective rationales and counterfactual examples, addressing the limitations of existing methods and providing a more comprehensive view of a model’s predictions.

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CREPE: Open-Domain Question Answering with False Presuppositions

Xinyan Yu, Sewon Min, Luke Zettlemoyer, Hannaneh Hajishirzi

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When asking about unfamiliar topics, information seeking users often pose questions with false presuppositions. Most existing question answering (QA) datasets, in contrast, assume all questions have well defined answers. We introduce CREPE, a QA dataset containing a natural distribution of presupposition failures from online information-seeking forums. We find that 25% of questions contain false presuppositions, and provide annotations for these presuppositions and their corrections. Through extensive baseline experiments, we show that adaptations of existing open-domain QA models can find presuppositions moderately well, but struggle when predicting whether a presupposition is factually correct. This is in large part due to difficulty in retrieving relevant evidence passages from a large text corpus. CREPE provides a benchmark to study question answering in the wild, and our analyses provide avenues for future work in better modeling and further studying the task.

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