ACL 2023 Papers

Annual Meeting of the Association for Computational Linguistics

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2,052papers

Counted from the official paper list; may differ slightly from the number the conference announced.

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Morphological Inflection with Phonological Features

David Guriel, Omer Goldman, Reut Tsarfaty

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Recent years have brought great advances into solving morphological tasks, mostly due to powerful neural models applied to various tasks as (re)inflection and analysis. Yet, such morphological tasks cannot be considered solved, especially when little training data is available or when generalizing to previously unseen lemmas. This work explores effects on performance obtained through various ways in which morphological models get access to sub-character phonological features that are often the targets of morphological processes. We design two methods to achieve this goal: one that leaves models as is but manipulates the data to include features instead of characters, and another that manipulates models to take phonological features into account when building representations for phonemes. We elicit phonemic data from standard graphemic data using language-specific grammars for languages with shallow grapheme-to-phoneme mapping, and we experiment with two reinflection models over eight languages. Our results show that our methods yield comparable results to the grapheme-based baseline overall, with minor improvements in some of the languages. All in all, we conclude that patterns in character distributions are likely to allow models to infer the underlying phonological characteristics, even when phonemes are not explicitly represented.

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More than Classification: A Unified Framework for Event Temporal Relation Extraction

Quzhe Huang, Yutong Hu, Shengqi Zhu, Yansong Feng, Chang Liu, Dongyan Zhao

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Event temporal relation extraction (ETRE) is usually formulated as a multi-label classification task, where each type of relation is simply treated as a one-hot label. This formulation ignores the meaning of relations and wipes out their intrinsic dependency. After examining the relation definitions in various ETRE tasks, we observe that all relations can be interpreted using the start and end time points of events. For example, relation Includes could be interpreted as event 1 starting no later than event 2 and ending no earlier than event 2. In this paper, we propose a unified event temporal relation extraction framework, which transforms temporal relations into logical expressions of time points and completes the ETRE by predicting the relations between certain time point pairs. Experiments on TB-Dense and MATRES show significant improvements over a strong baseline and outperform the state-of-the-art model by 0.3% on both datasets. By representing all relations in a unified framework, we can leverage the relations with sufficient data to assist the learning of other relations, thus achieving stable improvement in low-data scenarios. When the relation definitions are changed, our method can quickly adapt to the new ones by simply modifying the logic expressions that map time points to new event relations. The code is released at https://github.com/AndrewZhe/A-Unified-Framework-for-ETRE

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MoralDial: A Framework to Train and Evaluate Moral Dialogue Systems via Moral Discussions

Hao Sun, Zhexin Zhang, Fei Mi, Yasheng Wang, Wei Liu, Jianwei Cui, Bin Wang, Qun Liu, Minlie Huang

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Morality in dialogue systems has raised great attention in research recently. A moral dialogue system aligned with users’ values could enhance conversation engagement and user connections. In this paper, we propose a framework, MoralDial to train and evaluate moral dialogue systems. In our framework, we first explore the communication mechanisms of morality and resolve expressed morality into three parts, which indicate the roadmap for building a moral dialogue system. Based on that, we design a simple yet effective method: constructing moral discussions between simulated specific users and the dialogue system. The constructed discussions consist of expressing, explaining, revising, and inferring moral views in dialogue exchanges, which makes conversational models learn morality well in a natural manner. Furthermore, we propose a novel evaluation method under the framework. We evaluate the multiple aspects of morality by judging the relation between dialogue responses and human values in discussions, where the multifaceted nature of morality is particularly considered. Automatic and manual experiments demonstrate that our framework is promising to train and evaluate moral dialogue systems.

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MolXPT: Wrapping Molecules with Text for Generative Pre-training

Zequn Liu, Wei Zhang, Yingce Xia, Lijun Wu, Shufang Xie, Tao Qin, Ming Zhang, Tie-Yan Liu

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Generative pre-trained Transformer (GPT) has demonstrates its great success in natural language processing and related techniques have been adapted into molecular modeling. Considering that text is the most important record for scientific discovery, in this paper, we propose MolXPT, a unified language model of text and molecules pre-trained on SMILES (a sequence representation of molecules) wrapped by text. Briefly, we detect the molecule names in each sequence and replace them to the corresponding SMILES. In this way, the SMILES could leverage the information from surrounding text, and vice versa. The above wrapped sequences, text sequences from PubMed and SMILES sequences from PubChem are all fed into a language model for pre-training. Experimental results demonstrate that MolXPT outperforms strong baselines of molecular property prediction on MoleculeNet, performs comparably to the best model in text-molecule translation while using less than half of its parameters, and enables zero-shot molecular generation without finetuning.

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Modularized Zero-shot VQA with Pre-trained Models

Rui Cao, Jing Jiang

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Large-scale pre-trained models (PTMs) show great zero-shot capabilities. In this paper, we study how to leverage them for zero-shot visual question answering (VQA).Our approach is motivated by a few observations. First, VQA questions often require multiple steps of reasoning, which is still a capability that most PTMs lack. Second, different steps in VQA reasoning chains require different skills such as object detection and relational reasoning, but a single PTM may not possess all these skills. Third, recent work on zero-shot VQA does not explicitly consider multi-step reasoning chains, which makes them less interpretable compared with a decomposition-based approach. We propose a modularized zero-shot network that explicitly decomposes questions into sub reasoning steps and is highly interpretable. We convert sub reasoning tasks to acceptable objectives of PTMs and assign tasks to proper PTMs without any adaptation. Our experiments on two VQA benchmarks under the zero-shot setting demonstrate the effectiveness of our method and better interpretability compared with several baselines.

Findings
Modular and On-demand Bias Mitigation with Attribute-Removal Subnetworks

Lukas Hauzenberger, Shahed Masoudian, Deepak Kumar, Markus Schedl, Navid Rekabsaz

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Societal biases are reflected in large pre-trained language models and their fine-tuned versions on downstream tasks. Common in-processing bias mitigation approaches, such as adversarial training and mutual information removal, introduce additional optimization criteria, and update the model to reach a new debiased state. However, in practice, end-users and practitioners might prefer to switch back to the original model, or apply debiasing only on a specific subset of protected attributes. To enable this, we propose a novel modular bias mitigation approach, consisting of stand-alone highly sparse debiasing subnetworks, where each debiasing module can be integrated into the core model on-demand at inference time. Our approach draws from the concept of diff pruning, and proposes a novel training regime adaptable to various representation disentanglement optimizations. We conduct experiments on three classification tasks with gender, race, and age as protected attributes. The results show that our modular approach, while maintaining task performance, improves (or at least remains on-par with) the effectiveness of bias mitigation in comparison with baseline finetuning. Particularly on a two-attribute dataset, our approach with separately learned debiasing subnetworks shows effective utilization of either or both the subnetworks for selective bias mitigation.

Findings
Modular Visual Question Answering via Code Generation

Sanjay Subramanian, Medhini Narasimhan, Kushal Khangaonkar, Kevin Yang, Arsha Nagrani, Cordelia Schmid, Andy Zeng, Trevor Darrell, Dan Klein

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We present a framework that formulates visual question answering as modular code generation. In contrast to prior work on modular approaches to VQA, our approach requires no additional training and relies on pre-trained language models (LMs), visual models pre-trained on image-caption pairs, and fifty VQA examples used for in-context learning. The generated Python programs invoke and compose the outputs of the visual models using arithmetic and conditional logic. Our approach improves accuracy on the COVR dataset by at least 3% and on the GQA dataset by 2% compared to the few-shot baseline that does not employ code generation.

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Modular Transformers: Compressing Transformers into Modularized Layers for Flexible Efficient Inference

Wangchunshu Zhou, Ronan Le Bras, Yejin Choi

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Pre-trained Transformer models like T5 and BART have advanced the state of the art on a wide range of text generation tasks. Compressing these models into smaller ones has become critically important for practical use. Common neural network compression techniques such as knowledge distillation or quantization are limited to static compression where the compression ratio is fixed. In this paper, we introduce Modular Transformers, a modularized encoder-decoder framework for flexible sequence-to-sequence model compression. Modular Transformers trains modularized layers that have the same function of two or more consecutive layers in the original model via module replacing and knowledge distillation. After training, the modularized layers can be flexibly assembled into sequence-to-sequence models that meet different performance-efficiency trade-offs. Experimental results show that after a single training phase, by simply varying the assemble strategy, Modular Transformers can achieve flexible compression ratios from 1.1x to 6x with little to moderate relative performance drop.

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Modeling the Q-Diversity in a Min-max Play Game for Robust Optimization

Ting Wu, Rui Zheng, Tao Gui, Qi Zhang, Xuanjing Huang

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Models trained with empirical risk minimization (ERM) are revealed to easily rely on spurious correlations, resulting in poor generalization. Group distributionally robust optimization (group DRO) can alleviate this problem by minimizing the worst-case loss over pre-defined groups. While promising, in practice factors like expensive annotations and privacy preclude the availability of group labels. More crucially, when taking a closer look at the failure modes of out-of-distribution generalization, the typical procedure of reweighting in group DRO loses efficiency. Hinged on the limitations, in this work, we reformulate the group DRO framework by proposing Q-Diversity. Characterized by an interactive training mode, Q-Diversity relaxes the group identification from annotation into direct parameterization. Furthermore, a novel mixing strategy across groups is presented to diversify the under-represented groups. In a series of experiments on both synthetic and real-world text classification tasks, results demonstrate that Q-Diversity can consistently improve worst-case accuracy under different distributional shifts, outperforming state-of-the-art alternatives.

Findings
Modeling What-to-ask and How-to-ask for Answer-unaware Conversational Question Generation

Xuan Long Do, Bowei Zou, Shafiq Joty, Tran Tai, Liangming Pan, Nancy Chen, Ai Ti Aw

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Conversational Question Generation (CQG) is a critical task for machines to assist humans in fulfilling their information needs through conversations. The task is generally cast into two different settings: answer-aware and answer-unaware. While the former facilitates the models by exposing the expected answer, the latter is more realistic and receiving growing attentions recently. What-to-ask and how-to-ask are the two main challenges in the answer-unaware setting. To address the first challenge, existing methods mainly select sequential sentences in context as the rationales. We argue that the conversation generated using such naive heuristics may not be natural enough as in reality, the interlocutors often talk about the relevant contents that are not necessarily sequential in context. Additionally, previous methods decide the type of question to be generated (boolean/span-based) implicitly. Modeling the question type explicitly is crucial as the answer, which hints the models to generate a boolean or span-based question, is unavailable. To this end, we present SG-CQG, a two-stage CQG framework. For the what-to-ask stage, a sentence is selected as the rationale from a semantic graph that we construct, and extract the answer span from it. For the how-to-ask stage, a classifier determines the target answer type of the question via two explicit control signals before generating and filtering. In addition, we propose Conv-Distinct, a novel evaluation metric for CQG, to evaluate the diversity of the generated conversation from a context. Compared with the existing answer-unaware CQG models, the proposed SG-CQG achieves state-of-the-art performance.

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Modeling User Satisfaction Dynamics in Dialogue via Hawkes Process

Fanghua Ye, Zhiyuan Hu, Emine Yilmaz

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Dialogue systems have received increasing attention while automatically evaluating their performance remains challenging. User satisfaction estimation (USE) has been proposed as an alternative. It assumes that the performance of a dialogue system can be measured by user satisfaction and uses an estimator to simulate users. The effectiveness of USE depends heavily on the estimator. Existing estimators independently predict user satisfaction at each turn and ignore satisfaction dynamics across turns within a dialogue. In order to fully simulate users, it is crucial to take satisfaction dynamics into account. To fill this gap, we propose a new estimator ASAP (sAtisfaction eStimation via HAwkes Process) that treats user satisfaction across turns as an event sequence and employs a Hawkes process to effectively model the dynamics in this sequence. Experimental results on four benchmark dialogue datasets demonstrate that ASAP can substantially outperform state-of-the-art baseline estimators.

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Modeling Structural Similarities between Documents for Coherence Assessment with Graph Convolutional Networks

Wei Liu, Xiyan Fu, Michael Strube

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Coherence is an important aspect of text quality, and various approaches have been applied to coherence modeling. However, existing methods solely focus on a single document’s coherence patterns, ignoring the underlying correlation between documents. We investigate a GCN-based coherence model that is capable of capturing structural similarities between documents. Our model first creates a graph structure for each document, from where we mine different subgraph patterns. We then construct a heterogeneous graph for the training corpus, connecting documents based on their shared subgraphs. Finally, a GCN is applied to the heterogeneous graph to model the connectivity relationships. We evaluate our method on two tasks, assessing discourse coherence and automated essay scoring. Results show that our GCN-based model outperforms all baselines, achieving a new state-of-the-art on both tasks.

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Modeling Instance Interactions for Joint Information Extraction with Neural High-Order Conditional Random Field

Zixia Jia, Zhaohui Yan, Wenjuan Han, Zilong Zheng, Kewei Tu

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Prior works on joint Information Extraction (IE) typically model instance (e.g., event triggers, entities, roles, relations) interactions by representation enhancement, type dependencies scoring, or global decoding. We find that the previous models generally consider binary type dependency scoring of a pair of instances, and leverage local search such as beam search to approximate global solutions. To better integrate cross-instance interactions, in this work, we introduce a joint IE framework (CRFIE) that formulates joint IE as a high-order Conditional Random Field. Specifically, we design binary factors and ternary factors to directly model interactions between not only a pair of instances but also triplets. Then, these factors are utilized to jointly predict labels of all instances. To address the intractability problem of exact high-order inference, we incorporate a high-order neural decoder that is unfolded from a mean-field variational inference method, which achieves consistent learning and inference. The experimental results show that our approach achieves consistent improvements on three IE tasks compared with our baseline and prior work.

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Modeling Cross-Cultural Pragmatic Inference with Codenames Duet

Omar Shaikh, Caleb Ziems, William Held, Aryan Pariani, Fred Morstatter, Diyi Yang

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Pragmatic reference enables efficient interpersonal communication. Prior work uses simple reference games to test models of pragmatic reasoning, often with unidentified speakers and listeners. In practice, however, speakers’ sociocultural background shapes their pragmatic assumptions. For example, readers of this paper assume NLP refers to Natural Language Processing, and not “Neuro-linguistic Programming.” This work introduces the Cultural Codes dataset, which operationalizes sociocultural pragmatic inference in a simple word reference game. Cultural Codes is based on the multi-turn collaborative two-player game, Codenames Duet. Our dataset consists of 794 games with 7,703 turns, distributed across 153 unique players. Alongside gameplay, we collect information about players’ personalities, values, and demographics. Utilizing theories of communication and pragmatics, we predict each player’s actions via joint modeling of their sociocultural priors and the game context. Our experiments show that accounting for background characteristics significantly improves model performance for tasks related to both clue-giving and guessing, indicating that sociocultural priors play a vital role in gameplay decisions.

Findings
Modeling Appropriate Language in Argumentation

Timon Ziegenbein, Shahbaz Syed, Felix Lange, Martin Potthast, Henning Wachsmuth

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Online discussion moderators must make ad-hoc decisions about whether the contributions of discussion participants are appropriate or should be removed to maintain civility. Existing research on offensive language and the resulting tools cover only one aspect among many involved in such decisions. The question of what is considered appropriate in a controversial discussion has not yet been systematically addressed. In this paper, we operationalize appropriate language in argumentation for the first time. In particular, we model appropriateness through the absence of flaws, grounded in research on argument quality assessment, especially in aspects from rhetoric. From these, we derive a new taxonomy of 14 dimensions that determine inappropriate language in online discussions. Building on three argument quality corpora, we then create a corpus of 2191 arguments annotated for the 14 dimensions. Empirical analyses support that the taxonomy covers the concept of appropriateness comprehensively, showing several plausible correlations with argument quality dimensions. Moreover, results of baseline approaches to assessing appropriateness suggest that all dimensions can be modeled computationally on the corpus.

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Modeling Adversarial Attack on Pre-trained Language Models as Sequential Decision Making

Xuanjie Fang, Sijie Cheng, Yang Liu, Wei Wang

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Pre-trained language models (PLMs) have been widely used to underpin various downstream tasks. However, the adversarial attack task has found that PLMs are vulnerable to small perturbations. Mainstream methods adopt a detached two-stage framework to attack without considering the subsequent influence of substitution at each step. In this paper, we formally model the adversarial attack task on PLMs as a sequential decision-making problem, where the whole attack process is sequential with two decision-making problems, i.e., word finder and word substitution. Considering the attack process can only receive the final state without any direct intermediate signals, we propose to use reinforcement learning to find an appropriate sequential attack path to generate adversaries, named SDM-ATTACK. Our experimental results show that SDM-ATTACK achieves the highest attack success rate with a comparable modification rate and semantic similarity to attack fine-tuned BERT. Furthermore, our analyses demonstrate the generalization and transferability of SDM-ATTACK.Resources of this work will be released after this paper’s publication.

Findings
Model-Generated Pretraining Signals Improves Zero-Shot Generalization of Text-to-Text Transformers

Linyuan Gong, Chenyan Xiong, Xiaodong Liu, Payal Bajaj, Yiqing Xie, Alvin Cheung, Jianfeng Gao, Xia Song

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This paper explores the effectiveness of model-generated signals in improving zero-shot generalization of text-to-text Transformers such as T5. We study various designs to pretrain T5 using an auxiliary model to construct more challenging token replacements for the main model to denoise. Key aspects under study include the decoding target, the location of the RTD head, and the masking pattern. Based on these studies, we develop a new model, METRO-T0, which is pretrained using the redesigned ELECTRA-Style pretraining strategies and then prompt-finetuned on a mixture of NLP tasks. METRO-T0 outperforms all similar-sized baselines on prompted NLP benchmarks, such as _T0 Eval_ and MMLU, and rivals the state-of-the-art T0-11B model with only **8%** of its parameters. Our analysis on model’s neural activation and parameter sensitivity reveals that the effectiveness of METRO-T0 stems from more balanced contribution of parameters and better utilization of their capacity. The code and model checkpoints are available at [https://github.com/gonglinyuan/metro_t0](https://github.com/gonglinyuan/metro_t0).

Long
Model-Based Simulation for Optimising Smart Reply

Benjamin Towle, Ke Zhou

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Smart Reply (SR) systems present a user with a set of replies, of which one can be selected in place of having to type out a response. To perform well at this task, a system should be able to effectively present the user with a diverse set of options, to maximise the chance that at least one of them conveys the user’s desired response. This is a significant challenge, due to the lack of datasets containing sets of responses to learn from. Resultantly, previous work has focused largely on post-hoc diversification, rather than explicitly learning to predict sets of responses. Motivated by this problem, we present a novel method SimSR, that employs model-based simulation to discover high-value response sets, through simulating possible user responses with a learned world model. Unlike previous approaches, this allows our method to directly optimise the end-goal of SR–maximising the relevance of at least one of the predicted replies. Empirically on two public datasets, when compared to SoTA baselines, our method achieves up to 21% and 18% improvement in ROUGE score and Self-ROUGE score respectively.

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Model Intrinsic Features of Fine-tuning based Text Summarization Models for Factual Consistency

Jongyoon Song, Nohil Park, Bongkyu Hwang, Jaewoong Yun, Seongho Joe, Youngjune Gwon, Sungroh Yoon

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In this study, we analyze the model intrinsic features of a summarization model by varying the fine-tuning objectives and datasets. We fine-tune BART models combining three fine-tuning objectives (negative log-likelihood, unlikelihood, and contrastive loss) and two datasets (CNN/DailyMail and XSum) and provide shuffled or aligned documents to observe changes in the model predictions and intrinsic features. We find that (i) the inductive bias for factual consistency during the fine-tuning procedure depends on both the objectives and datasets, and (ii) summarization models with relatively low factual consistency are more likely to model summaries that are not conditional to the documents. We demonstrate that splitting data based on the unconditional and conditional summary modeling difficulty affects the factual consistency and intrinsic features of the summarization models. Our experimental results highlight the importance of studying the inductive bias during fine-tuning for factual consistency.

Findings
Model Interpretability and Rationale Extraction by Input Mask Optimization

Marc Brinner, Sina Zarrieß

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Concurrent with the rapid progress in neural network-based models in NLP, the need for creating explanations for the predictions of these black-box models has risen steadily. Yet, especially for complex inputs like texts or images, existing interpretability methods still struggle with deriving easily interpretable explanations that also accurately represent the basis for the model’s decision. To this end, we propose a new, model-agnostic method to generate extractive explanations for predictions made by neural networks, that is based on masking parts of the input which the model does not consider to be indicative of the respective class. The masking is done using gradient-based optimization combined with a new regularization scheme that enforces sufficiency, comprehensiveness, and compactness of the generated explanation. Our method achieves state-of-the-art results in a challenging paragraph-level rationale extraction task, showing that this task can be performed without training a specialized model. We further apply our method to image inputs and obtain high-quality explanations for image classifications, which indicates that the objectives for optimizing explanation masks in text generalize to inputs of other modalities.

Findings