ACL 2023 Papers

Annual Meeting of the Association for Computational Linguistics

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2,052papers

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RISE: Leveraging Retrieval Techniques for Summarization Evaluation

David Uthus, Jianmo Ni

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Evaluating automatically-generated text summaries is a challenging task. While there have been many interesting approaches, they still fall short of human evaluations. We present RISE, a new approach for evaluating summaries by leveraging techniques from information retrieval. RISE is first trained as a retrieval task using a dual-encoder retrieval setup, and can then be subsequently utilized for evaluating a generated summary given an input document, without gold reference summaries. RISE is especially well suited when working on new datasets where one may not have reference summaries available for evaluation. We conduct comprehensive experiments on the SummEval benchmark (Fabbri et al., 2021) and a long document summarization benchmark. The results show that RISE consistently achieves higher correlation with human evaluations compared to many past approaches to summarization evaluation. Furthermore, RISE also demonstrates data-efficiency and generalizability across languages.

Findings
RHO: Reducing Hallucination in Open-domain Dialogues with Knowledge Grounding

Ziwei Ji, Zihan Liu, Nayeon Lee, Tiezheng YU, Bryan Wilie, Min Zeng, Pascale Fung

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Dialogue systems can leverage large pre-trained language models and knowledge to generate fluent and informative responses. However, these models are still prone to produce hallucinated responses not supported by the input source, which greatly hinders their application. The heterogeneity between external knowledge and dialogue context challenges representation learning and source integration, which further contributes to unfaithfulness. To handle this challenge and generate more faithful responses, this paper presents RHO (ρ) utilizing the representations of linked entities and relation predicates from a knowledge graph (KG). We propose (1) local knowledge grounding to combine textual embeddings with the corresponding KG embeddings; and (2) global knowledge grounding to equip RHO with multi-hop reasoning abilities via the attention mechanism. In addition, we devise a response re-ranking technique based on walks over KG sub-graphs for better conversational reasoning. Experimental results on OpenDialKG (Moon et al., 2019) show that our approach significantly outperforms state-of-the-art methods on both automatic and human evaluation by a large margin, especially in hallucination reduction (17.54% in FeQA (Durmus et al., 2020)).

Findings
RHGN: Relation-gated Heterogeneous Graph Network for Entity Alignment in Knowledge Graphs

Xukai Liu, Kai Zhang, Ye Liu, Enhong Chen, Zhenya Huang, Linan Yue, Jiaxian Yan

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Entity Alignment, which aims to identify equivalent entities from various Knowledge Graphs (KGs), is a fundamental and crucial task in knowledge graph fusion. Existing methods typically use triple or neighbor information to represent entities, and then align those entities using similarity matching. Most of them, however, fail to account for the heterogeneity among KGs and the distinction between KG entities and relations. To better solve these problems, we propose a Relation-gated Heterogeneous Graph Network (RHGN) for entity alignment. Specifically, RHGN contains a relation-gated convolutional layer to distinguish relations and entities in the KG. In addition, RHGN adopts a cross-graph embedding exchange module and a soft relation alignment module to address the neighbor heterogeneity and relation heterogeneity between different KGs, respectively. Extensive experiments on four benchmark datasets demonstrate that RHGN is superior to existing state-of-the-art entity alignment methods.

Findings
RFiD: Towards Rational Fusion-in-Decoder for Open-Domain Question Answering

Cunxiang Wang, Haofei Yu, Yue Zhang

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Open-Domain Question Answering (ODQA) systems necessitate a reader model capable of generating answers by simultaneously referring to multiple passages. Although representative models like Fusion-in-Decoder (FiD) have been proposed to address this challenge, these systems can inadvertently rely on spurious features instead of genuine causal relationships between the question and the passages to generate answers. To counter this problem, we introduce the Rational Fusion-in-Decoder (RFiD) model. Our model leverages the encoders of FiD to differentiate between causal relationships and spurious features, subsequently guiding the decoder to generate answers informed by this discernment. Experimental results on two ODQA datasets, Natural Questions (NQ) and TriviaQA (TQ), demonstrate that our model surpasses previous methods, achieving improvements of up to 1.5 and 0.7 in Exact Match scores on NQ, and exhibits an enhanced ability to identify causal relationships.

Findings
REV: Information-Theoretic Evaluation of Free-Text Rationales

Hanjie Chen, Faeze Brahman, Xiang Ren, Yangfeng Ji, Yejin Choi, Swabha Swayamdipta

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Generating free-text rationales is a promising step towards explainable NLP, yet evaluating such rationales remains a challenge. Existing metrics have mostly focused on measuring the association between the rationale and a given label. We argue that an ideal metric should focus on the new information uniquely provided in the rationale that is otherwise not provided in the input or the label. We investigate this research problem from an information-theoretic perspective using conditional V-information (Hewitt et al., 2021). More concretely, we propose a metric called REV (Rationale Evaluation with conditional V-information), to quantify the amount of new, label-relevant information in a rationale beyond the information already available in the input or the label. Experiments across four benchmarks with reasoning tasks, including chain-of-thought, demonstrate the effectiveness of REV in evaluating rationale-label pairs, compared to existing metrics. We further demonstrate REV is consistent with human judgments on rationale evaluations and provides more sensitive measurements of new information in free-text rationales. When used alongside traditional performance metrics, REV provides deeper insights into models’ reasoning and prediction processes.

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REDFM: a Filtered and Multilingual Relation Extraction Dataset

Pere Lluís Huguet Cabot, Simone Tedeschi, Axel-Cyrille Ngonga Ngomo, Roberto Navigli

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Relation Extraction (RE) is a task that identifies relationships between entities in a text, enabling the acquisition of relational facts and bridging the gap between natural language and structured knowledge. However, current RE models often rely on small datasets with low coverage of relation types, particularly when working with languages other than English.In this paper, we address the above issue and provide two new resources that enable the training and evaluation of multilingual RE systems. First, we present SREDFM, an automatically annotated dataset covering 18 languages, 400 relation types, 13 entity types, totaling more than 40 million triplet instances. Second, we propose REDFM, a smaller, human-revised dataset for seven languages that allows for the evaluation of multilingual RE systems. To demonstrate the utility of these novel datasets, we experiment with the first end-to-end multilingual RE model, mREBEL, that extracts triplets, including entity types, in multiple languages. We release our resources and model checkpoints at [https://www.github.com/babelscape/rebel](https://www.github.com/babelscape/rebel).

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RECAP: Retrieval-Enhanced Context-Aware Prefix Encoder for Personalized Dialogue Response Generation

Shuai Liu, Hyundong Cho, Marjorie Freedman, Xuezhe Ma, Jonathan May

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Endowing chatbots with a consistent persona is essential to an engaging conversation, yet it remains an unresolved challenge. In this work, we propose a new retrieval-enhanced approach for personalized response generation. Specifically, we design a hierarchical transformer retriever trained on dialogue domain data to perform personalized retrieval and a context-aware prefix encoder that fuses the retrieved information to the decoder more effectively. Extensive experiments on a real-world dataset demonstrate the effectiveness of our model at generating more fluent and personalized responses. We quantitatively evaluate our model’s performance under a suite of human and automatic metrics and find it to be superior compared to state-of-the-art baselines on English Reddit conversations.

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READIN: A Chinese Multi-Task Benchmark with Realistic and Diverse Input Noises

Chenglei Si, Zhengyan Zhang, Yingfa Chen, Xiaozhi Wang, Zhiyuan Liu, Maosong Sun

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For many real-world applications, the user-generated inputs usually contain various noises due to speech recognition errors caused by linguistic variations or typographical errors (typos). Thus, it is crucial to test model performance on data with realistic input noises to ensure robustness and fairness. However, little study has been done to construct such benchmarks for Chinese, where various language-specific input noises happen in the real world. In order to fill this important gap, we construct READIN: a Chinese multi-task benchmark with REalistic And Diverse Input Noises. READIN contains four diverse tasks and requests annotators to re-enter the original test data with two commonly used Chinese input methods: Pinyin input and speech input. We designed our annotation pipeline to maximize diversity, for example by instructing the annotators to use diverse input method editors (IMEs) for keyboard noises and recruiting speakers from diverse dialectical groups for speech noises. We experiment with a series of strong pretrained language models as well as robust training methods, we find that these models often suffer significant performance drops on READIN even with robustness methods like data augmentation. As the first large-scale attempt in creating a benchmark with noises geared towards user-generated inputs, we believe that READIN serves as an important complement to existing Chinese NLP benchmarks. The source code and dataset can be obtained from https://github.com/thunlp/READIN.

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RE-Matching: A Fine-Grained Semantic Matching Method for Zero-Shot Relation Extraction

Jun Zhao, WenYu Zhan, Xin Zhao, Qi Zhang, Tao Gui, Zhongyu Wei, Junzhe Wang, Minlong Peng, Mingming Sun

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Semantic matching is a mainstream paradigm of zero-shot relation extraction, which matches a given input with a corresponding label description. The entities in the input should exactly match their hypernyms in the description, while the irrelevant contexts should be ignored when matching. However, general matching methods lack explicit modeling of the above matching pattern. In this work, we propose a fine-grained semantic matching method tailored for zero-shot relation extraction. Guided by the above matching pattern, we decompose the sentence-level similarity score into the entity matching score and context matching score. Considering that not all contextual words contribute equally to the relation semantics, we design a context distillation module to reduce the negative impact of irrelevant components on context matching. Experimental results show that our method achieves higher matching accuracy and more than 10 times faster inference speed, compared with the state-of-the-art methods.

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RC3: Regularized Contrastive Cross-lingual Cross-modal Pre-training

Chulun Zhou, Yunlong Liang, Fandong Meng, Jinan Xu, Jinsong Su, Jie Zhou

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Multilingual vision-language (V&L) pre-training has achieved remarkable progress in learning universal representations across different modalities and languages. In spite of recent success, there still remain challenges limiting further improvements of V&L pre-trained models in multilingual settings. Particularly, current V&L pre-training methods rely heavily on strictly-aligned multilingual image-text pairs generated from English-centric datasets through machine translation. However, the cost of collecting and translating such strictly-aligned datasets is usually unbearable. In this paper, we propose Regularized Contrastive Cross-lingual Cross-modal (RC3) pre-training, which further exploits more abundant weakly-aligned multilingual image-text pairs. Specifically, we design a regularized cross-lingual visio-textual contrastive learning objective that constrains the representation proximity of weakly-aligned visio-textual inputs according to textual relevance. Besides, existing V&L pre-training approaches mainly deal with visual inputs by either region-of-interest (ROI) features or patch embeddings. We flexibly integrate the two forms of visual features into our model for pre-training and downstream multi-modal tasks. Extensive experiments on 5 downstream multi-modal tasks across 6 languages demonstrate the effectiveness of our proposed method over competitive contrast models with strong zero-shot capability.

Findings
RARR: Researching and Revising What Language Models Say, Using Language Models

Luyu Gao, Zhuyun Dai, Panupong Pasupat, Anthony Chen, Arun Tejasvi Chaganty, Yicheng Fan, Vincent Zhao, Ni Lao, Hongrae Lee, Da-Cheng Juan, Kelvin Guu

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Language models (LMs) now excel at many tasks such as question answering, reasoning, and dialog. However, they sometimes generate unsupported or misleading content. A user cannot easily determine whether their outputs are trustworthy or not, because most LMs do not have any built-in mechanism for attribution to external evidence. To enable attribution while still preserving all the powerful advantages of recent generation models, we propose RARR (Retrofit Attribution using Research and Revision), a system that 1) automatically finds attribution for the output of any text generation model, and 2) post-edits the output to fix unsupported content while preserving the original output as much as possible. When applied to the output of several state-of-the-art LMs on a diverse set of generation tasks, we find that RARR significantly improves attribution while otherwise preserving the original input to a much greater degree than previously explored edit models. Furthermore, the implementation of RARR requires only a handful of training examples, a large language model, and standard web search.

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RAMP: Retrieval and Attribute-Marking Enhanced Prompting for Attribute-Controlled Translation

Gabriele Sarti, Phu Mon Htut, Xing Niu, Benjamin Hsu, Anna Currey, Georgiana Dinu, Maria Nadejde

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Attribute-controlled translation (ACT) is a subtask of machine translation that involves controlling stylistic or linguistic attributes (like formality and gender) of translation outputs. While ACT has garnered attention in recent years due to its usefulness in real-world applications, progress in the task is currently limited by dataset availability, since most prior approaches rely on supervised methods. To address this limitation, we propose Retrieval and Attribute-Marking enhanced Prompting (RAMP), which leverages large multilingual language models to perform ACT in few-shot and zero-shot settings. RAMP improves generation accuracy over the standard prompting approach by (1) incorporating a semantic similarity retrieval component for selecting similar in-context examples, and (2) marking in-context examples with attribute annotations. Our comprehensive experiments show that RAMP is a viable approach in both zero-shot and few-shot settings.

Short
RADE: Reference-Assisted Dialogue Evaluation for Open-Domain Dialogue

Zhengliang Shi, Weiwei Sun, Shuo Zhang, Zhen Zhang, Pengjie Ren, Zhaochun Ren

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Evaluating open-domain dialogue systems is challenging for reasons such as the one-to-many problem, i.e., many appropriate responses other than just the golden response. As of now, automatic evaluation methods need better consistency with humans, while reliable human evaluation can be time- and cost-intensive. To this end, we propose the Reference-Assisted Dialogue Evaluation (RADE) approach under the multi-task learning framework, which leverages the pre-created utterance as reference other than the gold response to relief the one-to-many problem. Specifically, RADE explicitly compares reference and the candidate response to predict their overall scores. Moreover, an auxiliary response generation task enhances prediction via a shared encoder. To support RADE, we extend three datasets with additional rated responses other than just a golden response by human annotation. Experiments on our three datasets and two existing benchmarks demonstrate the effectiveness of our method, where Pearson, Spearman, and Kendall correlations with human evaluation outperform state-of-the-art baselines.

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Question-Interlocutor Scope Realized Graph Modeling over Key Utterances for Dialogue Reading Comprehension

Jiangnan Li, Mo Yu, Fandong Meng, Zheng Lin, Peng Fu, Weiping Wang, Jie Zhou

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We focus on dialogue reading comprehension (DRC) that extracts answers from dialogues. Compared to standard RC tasks, DRC has raised challenges because of the complex speaker information and noisy dialogue context. Essentially, the challenges come from the speaker-centric nature of dialogue utterances — an utterance is usually insufficient in its surface form, but requires to incorporate the role of its speaker and the dialogue context to fill the latent pragmatic and intention information. We propose to deal with these problems in two folds. First, we propose a new key-utterances-extracting method, which can realize more answer-contained utterances. Second, based on the extracted utterances, we then propose a Question-Interlocutor Scope Realized Graph (QuISG). QuISG involves the question and question-mentioning speaker as nodes. To realize interlocutor scopes, utterances are connected with corresponding speakers in the dialogue. Experiments on the benchmarks show that our method achieves state-of-the-art performance against previous works.

Findings
Question-Answering in a Low-resourced Language: Benchmark Dataset and Models for Tigrinya

Fitsum Gaim, Wonsuk Yang, Hancheol Park, Jong Park

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Question-Answering (QA) has seen significant advances recently, achieving near human-level performance over some benchmarks. However, these advances focus on high-resourced languages such as English, while the task remains unexplored for most other languages, mainly due to the lack of annotated datasets. This work presents a native QA dataset for an East African language, Tigrinya. The dataset contains 10.6K question-answer pairs spanning 572 paragraphs extracted from 290 news articles on various topics. The dataset construction method is discussed, which is applicable to constructing similar resources for related languages. We present comprehensive experiments and analyses of several resource-efficient approaches to QA, including monolingual, cross-lingual, and multilingual setups, along with comparisons against machine-translated silver data. Our strong baseline models reach 76% in the F1 score, while the estimated human performance is 92%, indicating that the benchmark presents a good challenge for future work. We make the dataset, models, and leaderboard publicly available.

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QueryForm: A Simple Zero-shot Form Entity Query Framework

Zifeng Wang, Zizhao Zhang, Jacob Devlin, Chen-Yu Lee, Guolong Su, Hao Zhang, Jennifer Dy, Vincent Perot, Tomas Pfister

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Zero-shot transfer learning for document understanding is a crucial yet under-investigated scenario to help reduce the high cost involved in annotating document entities. We present a novel query-based framework, QueryForm, that extracts entity values from form-like documents in a zero-shot fashion. QueryForm contains a dual prompting mechanism that composes both the document schema and a specific entity type into a query, which is used to prompt a Transformer model to perform a single entity extraction task. Furthermore, we propose to leverage large-scale query-entity pairs generated from form-like webpages with weak HTML annotations to pre-train QueryForm. By unifying pre-training and fine-tuning into the same query-based framework, QueryForm enables models to learn from structured documents containing various entities and layouts, leading to better generalization to target document types without the need for target-specific training data. QueryForm sets new state-of-the-art average F1 score on both the XFUND (+4.6% 10.1%) and the Payment (+3.2% 9.5%) zero-shot benchmark, with a smaller model size and no additional image input.

Findings
Query-Efficient Black-Box Red Teaming via Bayesian Optimization

Deokjae Lee, JunYeong Lee, Jung-Woo Ha, Jin-Hwa Kim, Sang-Woo Lee, Hwaran Lee, Hyun Oh Song

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The deployment of large-scale generative models is often restricted by their potential risk of causing harm to users in unpredictable ways. We focus on the problem of black-box red teaming, where a red team generates test cases and interacts with the victim model to discover a diverse set of failures with limited query access. Existing red teaming methods construct test cases based on human supervision or language model (LM) and query all test cases in a brute-force manner without incorporating any information from past evaluations, resulting in a prohibitively large number of queries. To this end, we propose Bayesian red teaming (BRT), novel query-efficient black-box red teaming methods based on Bayesian optimization, which iteratively identify diverse positive test cases leading to model failures by utilizing the pre-defined user input pool and the past evaluations. Experimental results on various user input pools demonstrate that our method consistently finds a significantly larger number of diverse positive test cases under the limited query budget than the baseline methods.The source code is available at https://github.com/snu-mllab/Bayesian-Red-Teaming.

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Query Structure Modeling for Inductive Logical Reasoning Over Knowledge Graphs

Siyuan Wang, Zhongyu Wei, Meng Han, Zhihao Fan, Haijun Shan, Qi Zhang, Xuanjing Huang

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Logical reasoning over incomplete knowledge graphs to answer complex logical queries is a challenging task. With the emergence of new entities and relations in constantly evolving KGs, inductive logical reasoning over KGs has become a crucial problem. However, previous PLMs-based methods struggle to model the logical structures of complex queries, which limits their ability to generalize within the same structure. In this paper, we propose a structure-modeled textual encoding framework for inductive logical reasoning over KGs. It encodes linearized query structures and entities using pre-trained language models to find answers. For structure modeling of complex queries, we design stepwise instructions that implicitly prompt PLMs on the execution order of geometric operations in each query. We further separately model different geometric operations (i.e., projection, intersection, and union) on the representation space using a pre-trained encoder with additional attention and maxout layers to enhance structured modeling. We conduct experiments on two inductive logical reasoning datasets and three transductive datasets. The results demonstrate the effectiveness of our method on logical reasoning over KGs in both inductive and transductive settings.

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Query Refinement Prompts for Closed-Book Long-Form QA

Reinald Kim Amplayo, Kellie Webster, Michael Collins, Dipanjan Das, Shashi Narayan

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Large language models (LLMs) have been shown to perform well in answering questions and in producing long-form texts, both in few-shot closed-book settings. While the former can be validated using well-known evaluation metrics, the latter is difficult to evaluate. We resolve the difficulties to evaluate long-form output by doing both tasks at once – to do question answering that requires long-form answers. Such questions tend to be multifaceted, i.e., they may have ambiguities and/or require information from multiple sources. To this end, we define query refinement prompts that encourage LLMs to explicitly express the multifacetedness in questions and generate long-form answers covering multiple facets of the question. Our experiments on two long-form question answering datasets, ASQA and AQuAMuSe, show that using our prompts allows us to outperform fully finetuned models in the closed book setting, as well as achieve results comparable to retrieve-then-generate open-book models.

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Query Enhanced Knowledge-Intensive Conversation via Unsupervised Joint Modeling

Mingzhu Cai, Siqi Bao, Xin Tian, Huang He, Fan Wang, Hua Wu

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In this paper, we propose an unsupervised query enhanced approach for knowledge-intensive conversations, namely QKConv. There are three modules in QKConv: a query generator, an off-the-shelf knowledge selector, and a response generator. QKConv is optimized through joint training, which produces the response by exploring multiple candidate queries and leveraging corresponding selected knowledge. The joint training solely relies on the dialogue context and target response, getting exempt from extra query annotations or knowledge provenances. To evaluate the effectiveness of the proposed QKConv, we conduct experiments on three representative knowledge-intensive conversation datasets: conversational question-answering, task-oriented dialogue, and knowledge-grounded conversation. Experimental results reveal that QKConv performs better than all unsupervised methods across three datasets and achieves competitive performance compared to supervised methods.

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