AAAI 2024 Papers

AAAI Conference on Artificial Intelligence

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2,864papers

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Explaining Reinforcement Learning Agents through Counterfactual Action Outcomes

Yotam Amitai, Yael Septon, Ofra Amir

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Explainable reinforcement learning (XRL) methods aim to help elucidate agent policies and decision-making processes. The majority of XRL approaches focus on local explanations, seeking to shed light on the reasons an agent acts the way it does at a specific world state. While such explanations are both useful and necessary, they typically do not portray the outcomes of the agent's selected choice of action. In this work, we propose ``COViz'', a new local explanation method that visually compares the outcome of an agent's chosen action to a counterfactual one. In contrast to most local explanations that provide state-limited observations of the agent's motivation, our method depicts alternative trajectories the agent could have taken from the given state and their outcomes. We evaluated the usefulness of COViz in supporting people's understanding of agents' preferences and compare it with reward decomposition, a local explanation method that describes an agent's expected utility for different actions by decomposing it into meaningful reward types. Furthermore, we examine the complementary benefits of integrating both methods. Our results show that such integration significantly improved participants' performance.

Technical
Explaining Generalization Power of a DNN Using Interactive Concepts

Huilin Zhou, Hao Zhang, Huiqi Deng, Dongrui Liu, Wen Shen, Shih-Han Chan, Quanshi Zhang

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This paper explains the generalization power of a deep neural network (DNN) from the perspective of interactions. Although there is no universally accepted definition of the concepts encoded by a DNN, the sparsity of interactions in a DNN has been proved, i.e., the output score of a DNN can be well explained by a small number of interactions between input variables. In this way, to some extent, we can consider such interactions as interactive concepts encoded by the DNN. Therefore, in this paper, we derive an analytic explanation of inconsistency of concepts of different complexities. This may shed new lights on using the generalization power of concepts to explain the generalization power of the entire DNN. Besides, we discover that the DNN with stronger generalization power usually learns simple concepts more quickly and encodes fewer complex concepts. We also discover the detouring dynamics of learning complex concepts, which explains both the high learning difficulty and the low generalization power of complex concepts. The code will be released when the paper is accepted.

Technical
Explainable Origin-Destination Crowd Flow Interpolation via Variational Multi-Modal Recurrent Graph Auto-Encoder

Qiang Zhou, Xinjiang Lu, Jingjing Gu, Zhe Zheng, Bo Jin, Jingbo Zhou

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Origin-destination (OD) crowd flow, if more accurately inferred at a fine-grained level, has the potential to enhance the efficacy of various urban applications. While in practice for mining OD crowd flow with effect, the problem of spatially interpolating OD crowd flow occurs since the ineluctable missing values. This problem is further complicated by the inherent scarcity and noise nature of OD crowd flow data. In this paper, we propose an uncertainty-aware interpolative and explainable framework, namely UApex, for realizing reliable and trustworthy OD crowd flow interpolation. Specifically, we first design a Variational Multi-modal Recurrent Graph Auto-Encoder (VMR-GAE) for uncertainty-aware OD crowd flow interpolation. A key idea here is to formulate the problem as semi-supervised learning on directed graphs. Next, to mitigate the data scarcity, we incorporate a distribution alignment mechanism that can introduce supplementary modals into variational inference. Then, a dedicated decoder with a Poisson prior is proposed for OD crowd flow interpolation. Moreover, to make VMR-GAE more trustworthy, we develop an efficient and uncertainty-aware explainer that can provide explanations from the spatiotemporal topology perspective via the Shapley value. Extensive experiments on two real-world datasets validate that VMR-GAE outperforms the state-of-the-art baselines. Also, an exploratory empirical study shows that the proposed explainer can generate meaningful spatiotemporal explanations.

Technical
Explainable Earnings Call Representation Learning (Student Abstract)

Yanlong Huang, Yue Lei, Wenxin Tai, Zhangtao Cheng, Ting Zhong, Kunpeng Zhang

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Earnings call transcripts hold valuable insights that are vital for investors and analysts when making informed decisions. However, extracting these insights from lengthy and complex transcripts can be a challenging task. The traditional manual examination is not only time-consuming but also prone to errors and biases. Deep learning-based representation learning methods have emerged as promising and automated approaches to tackle this problem. Nevertheless, they may encounter significant challenges, such as the unreliability of the representation encoding process and certain domain-specific requirements in the context of finance. To address these issues, we propose a novel transcript representation learning model. Our model leverages the structural information of transcripts to effectively extract key insights, while endowing model with explainability via variational information bottleneck. Extensive experiments on two downstream financial tasks demonstrate the effectiveness of our approach.

Technical
Expediting Contrastive Language-Image Pretraining via Self-Distilled Encoders

Bumsoo Kim, Jinhyung Kim, Yeonsik Jo, Seung Hwan Kim

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Recent advances in vision language pretraining (VLP) have been largely attributed to the large-scale data collected from the web. However, uncurated dataset contains weakly correlated image-text pairs, causing data inefficiency. To address the issue, knowledge distillation have been explored at the expense of extra image and text momentum encoders to generate teaching signals for misaligned image-text pairs. In this paper, our goal is to resolve the misalignment problem with an efficient distillation framework. To this end, we propose ECLIPSE: Expediting Contrastive Language-Image Pretraining with Self-distilled Encoders. ECLIPSE features a distinctive distillation architecture wherein a shared text encoder is utilized between an online image encoder and a momentum image encoder. This strategic design choice enables the distillation to operate within a unified projected space of text embedding, resulting in better performance. Based on the unified text embedding space, ECLIPSE compensates for the additional computational cost of the momentum image encoder by expediting the online image encoder. Through our extensive experiments, we validate that there is a sweet spot between expedition and distillation where the partial view from the expedited online image encoder interacts complementarily with the momentum teacher. As a result, ECLIPSE outperforms its counterparts while achieving substantial acceleration in inference speed.

Technical
ExpeL: LLM Agents Are Experiential Learners

Andrew Zhao, Daniel Huang, Quentin Xu, Matthieu Lin, Yong-Jin Liu, Gao Huang

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The recent surge in research interest in applying large language models (LLMs) to decision-making tasks has flourished by leveraging the extensive world knowledge embedded in LLMs. While there is a growing demand to tailor LLMs for custom decision-making tasks, finetuning them for specific tasks is resource-intensive and may diminish the model's generalization capabilities. Moreover, state-of-the-art language models like GPT-4 and Claude are primarily accessible through API calls, with their parametric weights remaining proprietary and unavailable to the public. This scenario emphasizes the growing need for new methodologies that allow learning from agent experiences without requiring parametric updates. To address these problems, we introduce the Experiential Learning (ExpeL) agent. Our agent autonomously gathers experiences and extracts knowledge using natural language from a collection of training tasks. At inference, the agent recalls its extracted insights and past experiences to make informed decisions. Our empirical results highlight the robust learning efficacy of the ExpeL agent, indicating a consistent enhancement in its performance as it accumulates experiences. We further explore the emerging capabilities and transfer learning potential of the ExpeL agent through qualitative observations and additional experiments.

Technical
Expand-and-Quantize: Unsupervised Semantic Segmentation Using High-Dimensional Space and Product Quantization

Jiyoung Kim, Kyuhong Shim, Insu Lee, Byonghyo Shim

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Unsupervised semantic segmentation (USS) aims to discover and recognize meaningful categories without any labels. For a successful USS, two key abilities are required: 1) information compression and 2) clustering capability. Previous methods have relied on feature dimension reduction for information compression, however, this approach may hinder the process of clustering. In this paper, we propose a novel USS framework called Expand-and-Quantize Unsupervised Semantic Segmentation (EQUSS), which combines the benefits of high-dimensional spaces for better clustering and product quantization for effective information compression. Our extensive experiments demonstrate that EQUSS achieves state-of-the-art results on three standard benchmarks. In addition, we analyze the entropy of USS features, which is the first step towards understanding USS from the perspective of information theory.

Technical
ExpCLIP: Bridging Text and Facial Expressions via Semantic Alignment

Yicheng Zhong, Huawei Wei, Peiji Yang, Zhisheng Wang

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The objective of stylized speech-driven facial animation is to create animations that encapsulate specific emotional expressions. Existing methods often depend on pre-established emotional labels or facial expression templates, which may limit the necessary flexibility for accurately conveying user intent. In this research, we introduce a technique that enables the control of arbitrary styles by leveraging natural language as emotion prompts. This technique presents benefits in terms of both flexibility and user-friendliness. To realize this objective, we initially construct a Text-Expression Alignment Dataset (TEAD), wherein each facial expression is paired with several prompt-like descriptions. We propose an innovative automatic annotation method, supported by CahtGPT, to expedite the dataset construction, thereby eliminating the substantial expense of manual annotation. Following this, we utilize TEAD to train a CLIP-based model, termed ExpCLIP, which encodes text and facial expressions into semantically aligned style embeddings. The embeddings are subsequently integrated into the facial animation generator to yield expressive and controllable facial animations. Given the limited diversity of facial emotions in existing speech-driven facial animation training data, we further introduce an effective Expression Prompt Augmentation (EPA) mechanism to enable the animation generator to support unprecedented richness in style control. Comprehensive experiments illustrate that our method accomplishes expressive facial animation generation and offers enhanced flexibility in effectively conveying the desired style.

Technical
Existence Is Chaos: Enhancing 3D Human Motion Prediction with Uncertainty Consideration

Zhihao Wang, Yulin Zhou, Ningyu Zhang, Xiaosong Yang, Jun Xiao, Zhao Wang

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Human motion prediction is consisting in forecasting future body poses from historically observed sequences. It is a longstanding challenge due to motion's complex dynamics and uncertainty. Existing methods focus on building up complicated neural networks to model the motion dynamics. The predicted results are required to be strictly similar to the training samples with L2 loss in current training pipeline. However, little attention has been paid to the uncertainty property which is crucial to the prediction task. We argue that the recorded motion in training data could be an observation of possible future, rather than a predetermined result. In addition, existing works calculate the predicted error on each future frame equally during training, while recent work indicated that different frames could play different roles. In this work, a novel computationally efficient encoder-decoder model with uncertainty consideration is proposed, which could learn proper characteristics for future frames by a dynamic function. Experimental results on benchmark datasets demonstrate that our uncertainty consideration approach has obvious advantages both in quantity and quality. Moreover, the proposed method could produce motion sequences with much better quality that avoids the intractable shaking artefacts. We believe our work could provide a novel perspective to consider the uncertainty quality for the general motion prediction task and encourage the studies in this field. The code will be available in https://github.com/Motionpre/Adaptive-Salient-Loss-SAGGB.

Technical
Exact, Fast and Expressive Poisson Point Processes via Squared Neural Families

Russell Tsuchida, Cheng Soon Ong, Dino Sejdinovic

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We introduce squared neural Poisson point processes (SNEPPPs) by parameterising the intensity function by the squared norm of a two layer neural network. When the hidden layer is fixed and the second layer has a single neuron, our approach resembles previous uses of squared Gaussian process or kernel methods, but allowing the hidden layer to be learnt allows for additional flexibility. In many cases of interest, the integrated intensity function admits a closed form and can be computed in quadratic time in the number of hidden neurons. We enumerate a far more extensive number of such cases than has previously been discussed. Our approach is more memory and time efficient than naive implementations of squared or exponentiated kernel methods or Gaussian processes. Maximum likelihood and maximum a posteriori estimates in a reparameterisation of the final layer of the intensity function can be obtained by solving a (strongly) convex optimisation problem using projected gradient descent. We demonstrate SNEPPPs on real, and synthetic benchmarks, and provide a software implementation.

Technical
Exact Policy Recovery in Offline RL with Both Heavy-Tailed Rewards and Data Corruption

Yiding Chen, Xuezhou Zhang, Qiaomin Xie, Xiaojin Zhu

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We study offline reinforcement learning (RL) with heavy-tailed reward distribution and data corruption: (i) Moving beyond subGaussian reward distribution, we allow the rewards to have infinite variances; (ii) We allow corruptions where an attacker can arbitrarily modify a small fraction of the rewards and transitions in the dataset. We first derive a sufficient optimality condition for generalized Pessimistic Value Iteration (PEVI), which allows various estimators with proper confidence bounds and can be applied to multiple learning settings. In order to handle the data corruption and heavy-tailed reward setting, we prove that the trimmed-mean estimation achieves the minimax optimal error rate for robust mean estimation under heavy-tailed distributions. In the PEVI algorithm, we plug in the trimmed mean estimation and the confidence bound to solve the robust offline RL problem. Standard analysis reveals that data corruption induces a bias term in the suboptimality gap, which gives the false impression that any data corruption prevents optimal policy learning. By using the optimality condition for the generalized PEVI, we show that as long as the bias term is less than the ``action gap'', the policy returned by PEVI achieves the optimal value given sufficient data.

Technical
Exact Inference for Continuous-Time Gaussian Process Dynamics

Katharina Ensinger, Nicholas Tagliapietra, Sebastian Ziesche, Sebastian Trimpe

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Many physical systems can be described as a continuous-time dynamical system. In practice, the true system is often unknown and has to be learned from measurement data. Since data is typically collected in discrete time, e.g. by sensors, most methods in Gaussian process (GP) dynamics model learning are trained on one-step ahead predictions. While this scheme is mathematically tempting, it can become problematic in several scenarios, e.g. if measurements are provided at irregularly-sampled time steps or physical system properties have to be conserved. Thus, we aim for a GP model of the true continuous-time dynamics. We tackle this task by leveraging higher-order numerical integrators. These integrators provide the necessary tools to discretize dynamical systems with arbitrary accuracy. However, most higher-order integrators require dynamics evaluations at intermediate time steps, making exact GP inference intractable. In previous work, this problem is often addressed by approximate inference techniques. However, exact GP inference is preferable in many scenarios, e.g. due to its mathematical guarantees. In order to enable direct inference, we propose to leverage multistep and Taylor integrators. We demonstrate how exact inference schemes can be derived for these types of integrators. Further, we derive tailored sampling schemes that allow one to draw consistent dynamics functions from the posterior. The learned model can thus be integrated with arbitrary integrators, just like a standard dynamical system. We show empirically and theoretically that our approach yields an accurate representation of the continuous-time system.

Technical
Exact Algorithms and Lowerbounds for Multiagent Path Finding: Power of Treelike Topology

Foivos Fioravantes, Dušan Knop, Jan Matyáš Křištan, Nikolaos Melissinos, Michal Opler

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In the Multiagent Path Finding (MAPF for short) problem, we focus on efficiently finding non-colliding paths for a set of k agents on a given graph G, where each agent seeks a path from its source vertex to a target. An important measure of the quality of the solution is the length of the proposed schedule l, that is, the length of a longest path (including the waiting time). In this work, we propose a systematic study under the parameterized complexity framework. The hardness results we provide align with many heuristics used for this problem, whose running time could potentially be improved based on our Fixed-Parameter Tractability (FPT) results. We show that MAPF is W[1]-hard with respect to k (even if k is combined with the maximum degree of the input graph). The problem remains NP-hard in planar graphs even if the maximum degree and the makespan l are fixed constants. On the positive side, we show an FPT algorithm for k+l. As we continue, the structure of G comes into play. We give an FPT algorithm for parameter k plus the diameter of the graph G. The MAPF problem is W[1]-hard for cliquewidth of G plus l while it is FPT for treewidth of G plus l.

Technical
Exact ASP Counting with Compact Encodings

Mohimenul Kabir, Supratik Chakraborty, Kuldeep S Meel

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Answer Set Programming (ASP) has emerged as a promising paradigm in knowledge representation and automated reason- ing owing to its ability to model hard combinatorial problems from diverse domains in a natural way. Building on advances in propositional SAT solving, the past two decades have wit- nessed the emergence of well-engineered systems for solv- ing the answer set satisfiability problem, i.e., finding mod- els or answer sets for a given answer set program. In re- cent years, there has been growing interest in problems be- yond satisfiability, such as model counting, in the context of ASP. Akin to the early days of propositional model count- ing, state-of-the-art exact answer set counters do not scale well beyond small instances. Exact ASP counters struggle with handling larger input formulas. The primary contribu- tion of this paper is a new ASP counting framework, called sharpASP, which counts answer sets avoiding larger input formulas. This relies on an alternative way of defining answer sets that allows lifting of key techniques developed in the con- text of propositional model counting. Our extensive empirical analysis over 1470 benchmarks demonstrates significant per- formance gain over current state-of-the-art exact answer set counters. Specifically, by using sharpASP, we were able to solve 1062 benchmarks with PAR2 score of 3082 whereas using prior state-of-the-art, we could only solve 895 bench- marks with PAR2 score of 4205, all other experimental con- ditions being the same.

Technical
Evolving Parameterized Prompt Memory for Continual Learning

Muhammad Rifki Kurniawan, Xiang song, Zhiheng Ma, Yuhang He, Yihong Gong, Yang Qi, Xing Wei

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Recent studies have demonstrated the potency of leveraging prompts in Transformers for continual learning (CL). Nevertheless, employing a discrete key-prompt bottleneck can lead to selection mismatches and inappropriate prompt associations during testing. Furthermore, this approach hinders adaptive prompting due to the lack of shareability among nearly identical instances at more granular level. To address these challenges, we introduce the Evolving Parameterized Prompt Memory (EvoPrompt), a novel method involving adaptive and continuous prompting attached to pre-trained Vision Transformer (ViT), conditioned on specific instance. We formulate a continuous prompt function as a neural bottleneck and encode the collection of prompts on network weights. We establish a paired prompt memory system consisting of a stable reference and a flexible working prompt memory. Inspired by linear mode connectivity, we progressively fuse the working prompt memory and reference prompt memory during inter-task periods, resulting in continually evolved prompt memory. This fusion involves aligning functionally equivalent prompts using optimal transport and aggregating them in parameter space with an adjustable bias based on prompt node attribution. Additionally, to enhance backward compatibility, we propose compositional classifier initialization, which leverages prior prototypes from pre-trained models to guide the initialization of new classifiers in a subspace-aware manner. Comprehensive experiments validate that our approach achieves state-of-the-art performance in both class and domain incremental learning scenarios.

Technical
Evidential Uncertainty-Guided Mitochondria Segmentation for 3D EM Images

Ruohua Shi, LINGYU DUAN, Tiejun Huang, Tingting Jiang

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Recent advances in deep learning have greatly improved the segmentation of mitochondria from Electron Microscopy (EM) images. However, suffering from variations in mitochondrial morphology, imaging conditions, and image noise, existing methods still exhibit high uncertainty in their predictions. Moreover, in view of our findings, predictions with high levels of uncertainty are often accompanied by inaccuracies such as ambiguous boundaries and amount of false positive segments. To deal with the above problems, we propose a novel approach for mitochondria segmentation in 3D EM images that leverages evidential uncertainty estimation, which for the first time integrates evidential uncertainty to enhance the performance of segmentation. To be more specific, our proposed method not only provides accurate segmentation results, but also estimates associated uncertainty. Then, the estimated uncertainty is used to help improve the segmentation performance by an uncertainty rectification module, which leverages uncertainty maps and multi-scale information to refine the segmentation. Extensive experiments conducted on four challenging benchmarks demonstrate the superiority of our proposed method over existing approaches.

Technical
Everything2Motion: Synchronizing Diverse Inputs via a Unified Framework for Human Motion Synthesis

Zhaoxin Fan, Longbin Ji, Pengxin Xu, Fan Shen, Kai Chen

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In the dynamic field of film and game development, the emergence of human motion synthesis methods has revolutionized avatar animation. Traditional methodologies, typically reliant on single modality inputs like text or audio, employ modality-specific model frameworks, posing challenges for unified model deployment and application. To address this, we propose Everything2Motion, a unified model framework. Everything2Motion consists of three key modules. The Input-Output Modality Modulation module tailors structures for specific multimodal inputs, eliminating the need for modality-specific frameworks. The Query-aware Autoencoder, based on the transformer encoder-decoder architecture, enables efficient latent motion generation. Lastly, the Prior Motion Distillation Decoder, a pretrained module, enhances the final skeleton sequence's naturalness and fluidity. Comprehensive experiments on several public datasets demonstrate the effectiveness of Everything2Motion, highlighting its potential for practical applications and setting a new benchmark in human motion synthesis.

Technical
Every Node Is Different: Dynamically Fusing Self-Supervised Tasks for Attributed Graph Clustering

Pengfei Zhu, Qian Wang, Yu Wang, Jialu Li, Qinghua Hu

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Attributed graph clustering is an unsupervised task that partitions nodes into different groups. Self-supervised learning (SSL) shows great potential in handling this task, and some recent studies simultaneously learn multiple SSL tasks to further boost performance. Currently, different SSL tasks are assigned the same set of weights for all graph nodes. However, we observe that some graph nodes whose neighbors are in different groups require significantly different emphases on SSL tasks. In this paper, we propose to dynamically learn the weights of SSL tasks for different nodes and fuse the embeddings learned from different SSL tasks to boost performance. We design an innovative graph clustering approach, namely Dynamically Fusing Self-Supervised Learning (DyFSS). Specifically, DyFSS fuses features extracted from diverse SSL tasks using distinct weights derived from a gating network. To effectively learn the gating network, we design a dual-level self-supervised strategy that incorporates pseudo labels and the graph structure. Extensive experiments on five datasets show that DyFSS outperforms the state-of-the-art multi-task SSL methods by up to 8.66% on the accuracy metric. The code of DyFSS is available at: https://github.com/q086/DyFSS.

Technical
Evaluation of Large Language Models on Code Obfuscation (Student Abstract)

Adrian Swindle, Derrick McNealy, Giri Krishnan, Ramyaa Ramyaa

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Obfuscation intends to decrease interpretability of code and identification of code behavior. Large Language Models(LLMs) have been proposed for code synthesis and code analysis. This paper attempts to understand how well LLMs can analyse code and identify code behavior. Specifically, this paper systematically evaluates several LLMs’ capabilities to detect obfuscated code and identify behavior across a variety of obfuscation techniques with varying levels of complexity. LLMs proved to be better at detecting obfuscations that changed identifiers, even to misleading ones, compared to obfuscations involving code insertions (unused variables, as well as variables that replace constants with expressions that evaluate to those constants). Hardest to detect were obfuscations that layered multiple simple transformations. For these, only 20-40% of the LLMs’ responses were correct. Adding misleading documentation was also successful in misleading LLMs. We provide all our code to replicate results at https://github.com/SwindleA/LLMCodeObfuscation. Overall, our results suggest a gap in LLMs’ ability to understand code.

Technical
Evaluating the Efficacy of Prompting Techniques for Debiasing Language Model Outputs (Student Abstract)

Shaz Furniturewala, Surgan Jandial, Abhinav Java, Simra Shahid, Pragyan Banerjee, Balaji Krishnamurthy, Sumit Bhatia, Kokil Jaidka

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Achieving fairness in Large Language Models (LLMs) continues to pose a persistent challenge, as these models are prone to inheriting biases from their training data, which can subsequently impact their performance in various applications. There is a need to systematically explore whether structured prompting techniques can offer opportunities for debiased text generation by LLMs. In this work, we designed an evaluative framework to test the efficacy of different prompting techniques for debiasing text along different dimensions. We aim to devise a general structured prompting approach to achieve fairness that generalizes well to different texts and LLMs.

Technical