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Search papers from 30+ top conferences, including NeurIPS, ICLR, ICML, CVPR, ACL and AAAI. Filter by keyword, then open any paper for its abstract, authors and links.

arXiv

LSEAD: A Privacy-Preserving LLM-Based Speech Analysis Framework for Early Alzheimer's Disease Screening

Xin Wang, Yingchao Huang, Yuhan Su, Shanshan Yao, Wei Peng

Early diagnosis of Alzheimer's disease (AD) is critical for enabling timely interventions that may slow disease progression and improve patient outcomes. There is a growing need for AD detection methods that are non-invasive and cost-effective, especially in real-world clinical settings with diverse patient populations and recording conditions. Speech-based screening addresses these needs by using natural speech collected without specialized equipment. Recent advances in large language models (LLMs) have improved speech analysis by providing rich linguistic representations and strong generalization. In this study, we propose LSEAD, a speech-based AD detection framework using pretrained open-source LLMs. Speech recordings are automatically transcribed, and text embeddings are extracted using locally deployed LLMs. Principal component analysis (PCA) is applied to reduce dimensionality before classification. Because the framework relies only on speech transcripts and locally deployed models, it supports privacy-preserving AD risk assessment without external data exchange. We evaluate LSEAD on the ADReSS20 and ADReSSo2021 benchmark datasets. Experimental results show that LLM-based embeddings generalize well across datasets and improve AD classification accuracy by up to 5 percent over existing methods, especially for early-stage detection. These results demonstrate that LSEAD provides a practical, secure, and scalable approach for early AD screening.

arXiv

When GNNs Fail: Quantifying and Overcoming Temporal Correlation Volatility in Time Series

Chen Shao, Yue Wang, Zhenyi Zhu, Zhanbo Huang, Tobias Käfer, Zonghan Wu, Danai Koutra

Modeling multivariate time series by representing them as graphs, where individual series act as nodes and pairwise temporal corre- lations serve as edges, has gained significant traction. Recent advances in Graph Neural Networks (GNNs) have demonstrated strong perfor- mance by assuming a static graph topology and aggregating information from neighboring series. In this work, we investigate the representa- tional power of GNNs for forecasting under both static and dynamic settings (i.e., when pairwise correlations evolve drastically over time) and identify critical limitations in current architectures. To formalize this, we first propose Temporal Correlation Volatility (TCV), a model- agnostic metric designed to quantify the distributional evolution of these latent structures. We establish a clear connection between TCV and performance degradation, demonstrating that many popular models, including Transformers, generalize poorly in high-TCV settings and are often outperformed by simple structure-agnostic baselines. To address these limitations, we propose Graph Layer for Inference in Dynamic En- vironments (GLIDE), a novel GNN layer enhanced by two theoretically grounded design mechanisms: (D1) Path-based Message Passing, which captures path-based neighborhoods and (D2) Static and Dynamic Propagation Separation, which identifies optimal dynamics via local static approximation. These components significantly improve learning under dynamic topology while preserving robustness in static scenarios. Ex- tensive experiments on synthetic and real-world benchmarks show that GLIDE improves average performance by up to 45.6% across static and dynamic settings, with the largest gain reaching 85.7%. The source code is available at https://github.com/ChenS676/GLIDE.

arXiv

Learning Fault-Tolerant Locomotion with Adaptive Gait Timing

Giovanbattista Gravina, Luca Rossini, Carlo Rizzardo, Arturo Laurenzi, Nikos Tsagarakis

Hardware failures require legged robots to rapidly reorganize coordination and gait timing to maintain stability and mobility. This is particularly challenging for larger quadrupeds, where increased mass and tighter actuation limits reduce the feasibility of aggressive, high-frequency compensation strategies often observed on smaller platforms. In this work, we propose a deep reinforcement learning approach for fault-tolerant locomotion under actuator power loss. The method employs an asymmetric actor-critic architecture in which the critic has access to privileged information during training, while the actor learns to reconstruct a corresponding latent representation from proprioceptive observations. We introduce a latent-alignment loss that encourages consistency between actor and critic representations. Additionally, we augment the action space with a learnable gait frequency parameter, enabling adaptive gait timing in response to terrain variations and actuator degradation without predefined faulty-leg strategies. The approach is validated in high-fidelity simulation on uneven terrain and real-world experiments on flat ground using a 68 kg quadruped robot.

arXiv

Is SwiGLU's Open Positive Tail Necessary? Evidence from Closed-Tail Gating with MemGLU

Yuting Ge, Pengju Yang, Mingkai Nie

We test whether decoder-only language-model FFNs require SwiGLU's open positive tail. We introduce MemGLU as a closed-tail comparator derived from a memristive branch geometry. Across paired 9M and 30M pretraining runs with three seeds, MemGLU remains within about 0.1% of SwiGLU in validation NLL. Trained SwiGLU checkpoints are sensitive to positive-tail suppression, while mechanism diagnostics show that the two models use their gates differently despite similar losses. These results suggest that models adapt to the gate geometry available during pretraining. At the tested scales, SwiGLU's open positive tail is not necessary for decoder-only language-model FFNs.

arXiv

Winning by Peeking: Unenforced Budgets and Test-Set Selection Inflate Short-Budget AutoML Comparisons

Guilin Zhang, Kai Zhao

Comparisons between AutoML systems at short time budgets -- tens of seconds rather than hours -- are common in tool READMEs and workshop papers, and they are easy to get wrong. We report a case study in which a simple AutoML engine, Orcetra, appeared to beat FLAML and AutoGluon on 513 OpenML datasets, winning 57.1% of them at a nominal 60-second budget and 78.4% of datasets against FLAML alone at 30 seconds. Both margins came from protocol defects that a results table cannot show. The search loop scored every candidate on the test split and reported the best, making the headline metric a maximum over dozens of noisy estimates while the baselines selected on training data and touched the test set once; and the budget was checked before launching a candidate but never enforced during one, so the system consumed a median of 120 s against a 60-second budget, 2.24x the wall-clock AutoGluon used. Re-running with selection moved to a validation split, the deadline enforced externally and every framework pinned to an equal share of the machine, Orcetra's win rate on the re-run subset falls from 59.4% to 34.3% and no pairwise difference against either competitor remains significant. Recording both estimands inside a single search lets us attribute the collapse: the selection rule accounts for 4.8 percentage points and unequal compute for most of the rest. The same traces give the selection bias as a function of budget, measured rather than assumed: it grows with $K$ but reaches only 0.27 accuracy points, about five times below the $σ\sqrt{2\ln K}$ bound a marginal-standard-error argument predicts, because candidates scored on shared test rows cancel most of the noise. We close with a checklist for short-budget comparisons. Code, per-dataset results and the scripts that regenerate every number and figure in the paper are released with it.

arXiv

From Optimal Actions to World Models: Identifiability of Transition Kernels in Discounted MDPs

Neal Batra

We study what can be recovered about the transition probabilities of a Markov decision process from optimal actions alone. This is closely related to the inverse problem considered by Letcher et al., who ask when the dynamics can be recovered from numerical \(Q\)-values. Here the numerical values themselves are not observed; only the optimal actions are known, for every reward in a given class. For state-action rewards \(r(s,a)\), knowing the optimal actions for every reward also tells us how much better one action is than another when each is followed by the same fixed policy. This is still not enough to determine the transition probabilities uniquely. We prove that two kernels give the same optimal actions for every reward exactly when \[ Q_{s,a} = \Bigl(P_{s,a}+\tfrac1γe_s^{\mathsf T}(L-I)\Bigr)L^{-1} \] for one invertible matrix \(L\) satisfying \(L\mathbf 1=\mathbf 1\). Near a kernel with strictly positive entries, there is an \(n(n-1)\)-dimensional family of different kernels with this property. The result is unchanged if we consider only rewards having a unique optimal action at every state. We then compare this with rewards of the forms \(r(s)\) and \(r(s,a,s')\). Rewards that depend on the next state can usually recover the transition kernel itself: every row at a state with at least two actions is determined, and we describe exactly when a row at a state with one action can remain hidden. State rewards reveal less: two kernels give the same optimal actions exactly when every deterministic policy is optimal for the same set of rewards. The results show how the form of the reward affects what can be learned about the dynamics from optimal actions alone.

arXiv

FUSE: Feature-Wise Unified Specialization with Cross-Column Exchange for Mixed-Type Tabular Flow Matching

Suman Cha, Seongchan Lee, Dohyun Ko, Hyunjoong Kim

Generating mixed-type tabular data requires jointly modeling diverse feature distributions and their complex cross-column dependencies. Variational flow matching handles distinct endpoints via factorized distributions, yet leaves feature-specific processing and cross-column interactions implicit within a shared backbone. We introduce Feature-wise Unified Specialization with cross-column Exchange (FUSE) to explicitly separate these roles. FUSE applies separate adaptive mixture modules to numerical and categorical features, allowing each feature to combine shared specialized subnetworks, while joint attention preserves information exchange across all columns. We also characterize the excess population risk from restricted conditioning contexts and bound the continuous Wasserstein generation error by endpoint-prediction risk. Comprehensive experiments on eight tabular datasets demonstrate that FUSE achieves strong and consistent performance across distributional fidelity and downstream utility metrics.

arXiv

A foundation-model approach to pediatric headache classification from rs-fMRI

Guilherme S. Imai Aldeia, Clara Moon, Julie Shulman, Navil Sethna, Allison Smith, Alyssa Lebel, William G. La Cava, Scott Holmes

Headache is the most common neurological disorder in children and substantially affects quality of life. We investigated whether resting-state functional MRI (rs-fMRI) can support pediatric headache classification using machine learning. We encoded rs-fMRI data using NeuroSTORM, a recent foundation model, and fine-tuned it to distinguish healthy controls from children with headache and subsequently classify headache subtypes. We compared NeuroSTORM with a standard neuroscience approach using functional-connectivity (FC) matrices derived from brain activity as predictors. Using 189 rs-fMRI scans from 110 individuals collected across two visits (prevalence of any headache: 74%), NeuroSTORM achieved an area under the receiver operating characteristic curve (AUROC) of 0.82 (95% CI, 0.82-0.82) and an area under the precision-recall curve (AUPRC) of 0.93 (95% CI, 0.93-0.94) for discriminating headache from non-headache. In contrast, models trained on FC matrices showed lower performance (AUROC, 0.67 [95% CI, 0.67-0.67]; AUPRC, 0.85 [95% CI, 0.85-0.85]). In multiclass classification of healthy controls, chronic migraine, and non-chronic headaches (e.g., post-viral headache, new daily persistent headache, post-traumatic headache), NeuroSTORM achieved a macro-AUROC of 0.69 (95% CI, 0.68-0.69). Results suggest that the approach can distinguish chronic migraine but has difficulty differentiating other headache subtypes from chronic migraine. Overall, under limited-data conditions, NeuroSTORM appears to capture latent rs-fMRI representations that transfer to headache-related tasks without relying on FC features. These findings provide proof of concept for fMRI-based prediction of pediatric headache and highlight potential future utility for subtype identification and individualized treatment strategies.

arXiv

High-dimensional ridgeless least squares interpolation under spiked covariance structures

Zhijun Liu, Dandan Jiang

This paper investigates the asymptotic behavior of the out-of-sample prediction risk of the high-dimensional ridgeless least-squares estimator when the feature dimension $p$ and the sample size $n$ grow proportionally. We consider a generalized spiked population covariance model with multiple latent factors, where the number of spiked eigenvalues may remain finite or increase with $n$, and the spiked eigenvalues may be bounded or diverge at arbitrary rates. Beyond characterizing the impact of covariance spectra, we reveal a new mechanism underlying benign overfitting: the prediction behavior of ridgeless interpolation is fundamentally governed by the alignment between the regression coefficient $\boldsymbolβ$ and the spiked eigenspaces of the population covariance matrix. In particular, we show that the signal energy distributed along latent spike directions determines whether interpolation leads to benign, tempered, or catastrophic overfitting. Our theoretical framework establishes sharp prediction risk limits under minimal moment conditions, requiring only finite fourth moments rather than Gaussianity. We characterize how the number, strength, and geometric structure of the spikes jointly influence the double-descent phenomenon. These results provide a unified understanding of when latent covariance structures facilitate or hinder generalization in overparameterized regression.

arXiv

TOFD: Target-Oriented Feature Decoupling against Poisoning Attacks in Split Federated Learning

Yuhan Xie, Jingrong Huang, Chen Lyu

Split Federated Learning (SFL) facilitates privacy-preserving collaborative training with reduced client-side overhead. However, its split architecture introduces unique attack surfaces, rendering it vulnerable to diverse poisoning attacks. Most existing defenses fail to exploit the split paradigm, limiting their ability to detect and contain malicious behaviors at an early stage. To bridge this gap, we propose Target-Oriented Feature Decoupling (TOFD), a unified framework that jointly enables proactive detection and robust optimization against a wide range of poisoning attacks. TOFD operates in three stages: (1) Target Inference, which identifies potential attack targets by refining class-wise safe zones via class-specific Margin Perturbation (MP); (2) Sample Purification, which adaptively filters poisoned smashed data using thresholds calibrated through cross-class min-max normalization of MP; and (3) Decoupling Optimization, which leverages an adversarial guidance model to capture attack-induced patterns and decouple their influence during optimization, thereby suppressing residual adversarial effects. We provide theoretical guarantees for the convergence of TOFD. Extensive experiments on five datasets demonstrate that TOFD consistently outperforms state-of-the-art defenses under diverse attack scenarios, achieving superior robustness with low computational overhead suitable for practical deployment.

arXiv

Learning Suffers More Than the Policy Class Under Partial Observability: A Closed-Form Analysis

Idil Gözel

When a reinforcement learning agent cannot observe the full state, we usually blame its policies: it cannot see enough to represent a good one. We show that in a solvable case the bigger problem lies elsewhere. Even when a good policy is available and the agent's value function is expressive enough to describe it exactly, learning still ends up somewhere far worse. We study a partially observed linear-quadratic problem in which a standard actor-critic learner can be solved in closed form. At our default setting the best policy the agent can represent is already close to optimal, costing 10.4% more than the ideal controller that observes everything. Learning does not find it. The algorithm instead comes to rest at a policy that is 35% worse than the best one available to it, and we can say exactly where and why. The cause is a bias in what the critic learns rather than a limit on what the actor can express. Because the agent cannot attribute what it sees to the part of the state it cannot observe, the critic misreads that unexplained variation as sharp curvature in its own value estimates, and the actor follows that error away from the optimum. We derive closed-form expressions for the resulting policy, for its cost, and for the one design choice that removes the problem, which is how far the learner looks ahead before trusting its own value estimates. Deep reinforcement learning experiments follow these predictions closely. Notably, giving the agent memory of past observations does not help, while changing how far it looks ahead does.

arXiv

Dual-Node NVIDIA DGX Spark over Tailscale: A Remote-Access Testbed for Distributed LLM Training and Cyber-Threat-Intelligence Fine-Tuning

Vasanth Iyer

Compact AI systems make local language-model experimentation increasingly accessible, yet practical evidence for multi-node training on desktop-class accelerators remains limited. This report presents a proof-of-concept deployment of distributed NanoChat pretraining across two NVIDIA DGX Spark systems, each with a GB10 Grace Blackwell system-on-chip and 128 GB of unified memory, administered remotely over a Tailscale mesh VPN and connected for training by a dedicated 200 Gb/s QSFP56 direct fiber link. PyTorch torchrun, DDP, and NCCL were configured with one process per node, a depth-20 NanoChat model, a local batch size of 32 per node, and a 2,048-token context, giving a global batch of 131,072 tokens per step. The run sustained a step time of about 69.4 s (about 1,890 tokens/s), processing about 653 million tokens over four days. We document link configuration, container setup, interface binding, a step-zero evaluation bug that triggered NCCL timeouts, checkpointing, and troubleshooting lessons, as a reproducibility reference for small labs. We also built a cybersecurity fine-tuning dataset from 77 CISA advisories (338 training, 37 validation conversations) and ran a 17-question held-out evaluation comparing a baseline SFT checkpoint against a CTI-augmented checkpoint with an Ollama-hosted LLM judge. CTI-specific categories improved while general-knowledge categories regressed, for a small overall change from 2.06 to 2.29 on a 0-10 scale. The same cluster supports a 400-level AI course (CS 426) and a query engine for CompTIA Security+ POGIL activities in CBS 255, showing modest local infrastructure can serve both research and teaching. The study establishes feasibility rather than a scaling-efficiency claim, since single-node throughput used for comparison was estimated, not measured under matched conditions. Runbook and scripts are available (see Code Availability).

arXiv

Stochastic Autoregressive Learning

Ilan Doron-Arad, Idan Mehalel, Elchanan Mossel

Motivated by LLMs, which generate outputs by iteratively sampling from next-token distributions, we introduce a PAC-learning model for binary stochastic autoregressive learning. This generalizes the deterministic autoregressive learning framework of Joshi et al., COLT 2025. In our model, one fixed generator assigns a Bernoulli next-token distribution to every prompt string. Starting from an input prompt, a token is sampled and appended to the prompt; the same generator is then applied again to this expanded prompt; this procedure is repeated for $M$ steps. Three forms of supervision are considered: base one-step samples, chain-of-thought (CoT) samples that reveal full random trajectories of length $M$, and end-to-end (e2e) samples that reveal only the final token of length $M$ trajectories. For a generator class, we study the minimum number of samples $m_{base}(\varepsilon),m_{CoT}(\varepsilon), m_{e2e}(\varepsilon)$, resp., required to learn the one-step probabilities in the base model, and the final-token probability in the CoT and e2e models, under squared loss error~$\varepsilon$. We show that stochastic autoregressive learning fundamentally differs from the deterministic theory. At scale $\varepsilon$, there is no universal comparison between the three learning tasks: both $m_{CoT}/m_{base}$ and $m_{e2e}/m_{CoT}$ can be made simultaneously arbitrarily larger than $M/\varepsilon$, the natural analogue for the existing deterministic results. Nevertheless, after altering scales, for every class, CoT learning at scale $\varepsilon$ is upper-bounded by base learning at scale $\varepsilon/M^2$, whereas e2e learning at scale $\varepsilon$ is upper-bounded, up to logarithmic factors, by $(M/\varepsilon) m_{CoT}(Θ(\varepsilon))$. These dependencies and scales are essentially tight. We complement these bounds by studying dimension $d$ logistic functions in our model.

arXiv

MAUPITI: On-Device Prototype-Based Learning on a Smart Infrared Sensor

Beatrice Alessandra Motetti, Tanguy Dugas du Villard, Matteo Risso, Alessio Burrello, Francesco Daghero, Enrico Macii, Massimo Poncino, Marco Castellano, Alfio Basile, Daniele Jahier Pagliari

Low-resolution infrared (IR) array sensors represent an interesting solution for privacy-preserving human sensing in embedded systems. In this letter, we describe a smart multi-pixel IR sensor integrating a 16$\times$16 thermal MOSFET (TMOS) array and a RISC-V microcontroller extended with low-precision SIMD instructions, capable of on-device learning and continual adaptation for pose and gesture recognition tasks under tight memory and power constraints ($<$32kB on-chip memory, $\approx$1.5mW). To avoid the memory overheads of backpropagation and replay buffers, we adopt a prototype-based Nearest Class Mean (NCM) classifier in which a simple Convolutional Neural Network (CNN) encoder is trained and quantized offline, while class prototypes are stored and updated on the device in streaming mode. With experiments on two datasets, we show that this approach yields accuracy on par with a conventional classifier, with negligible latency overheads in both the classification and the prototype update ($<$0.29% considering both phases), effectively enabling online adaptation of the perception framework.

arXiv

Conformal Fusion Under Missing Modalities

Alireza Moayedikia

Multimodal fusion architectures typically assume all modalities are available at inference, yet sensor failures, acquisition variability, and cost constraints routinely produce incomplete observations. Existing work treats modality absence as a prediction-accuracy problem, leaving a more basic question unanswered: whether a model's confidence estimates remain calibrated when an entire input stream is removed. We argue that missing-modality robustness and calibrated uncertainty are a single coupled property, and introduce Modality-Conditioned Conformal Fusion (MCCF), an architecture that addresses both at once. MCCF combines a multimodal bottleneck fusion backbone trained with modality dropout, per-modality evidential heads producing modality-decomposed Dirichlet distributions, and a Dempster-Shafer combination rule that fuses the per-modality evidence into a joint predictive distribution; an absent modality contributes vacuous evidence that is structurally ignored, so the fused uncertainty automatically reflects the reduced information without test-time imputation. A Mondrian conformal calibration module keyed on the modality-presence mask then provides finite-sample group-conditional coverage for every non-empty modality subset. MCCF is, to our knowledge, the first method with formal coverage guarantees under arbitrary modality availability through architectural integration rather than post-hoc recalibration, and the evidential decomposition yields per-modality vacuity scores that localise uncertainty to the absent modality responsible. Across a synthetic problem and three real multimodal benchmarks, MCCF holds its target coverage on every modality-presence subset, substantially narrows the coverage gap between full and partial modalities relative to a marginal split-conformal baseline, and imposes no measurable accuracy cost relative to temperature-scaled and evidential baselines.

arXiv

Momba: Network Modernization Improves Multi-Objective Reinforcement Learning

Adam Štafa, Santeri Heiskanen, Petr Novotný, Joni Pajarinen

Recent advances in deep reinforcement learning (RL) have shown that improving neural network architectures can yield substantial gains in sample efficiency and asymptotic performance without altering the underlying algorithms. In contrast, work on multi-objective reinforcement learning (MORL), which aims to discover a set of policies that balance trade-offs among conflicting objectives, has predominantly focused on algorithmic innovations, leaving the area of architectures underexplored. While the optimal policies and value functions can differ significantly depending on the trade-offs, MORL algorithms commonly represent them with simple feedforward networks conditioned on the trade-off. This raises the question of whether the performance of the algorithms could be improved with more expressive function approximators. In this paper, we integrate recent advances in neural network design: (i) observation and feature normalization, (ii) weight normalization, and (iii) modeling of distributional returns with an entropy-regularized MORL algorithm. The empirical results across standard continuous control benchmarks demonstrate that these changes substantially improve the quality of the produced solution sets without requiring major changes to the underlying algorithm.

arXiv

Agent Memory Distillation: Empowering Small LLM Agents with Hierarchical Teacher Memory

Taeil Kim, Kangsan Kim, Sung Ju Hwang

Memory systems have shown promise for improving agent performance, but their potential remains largely unexplored for small language models, which struggle to generate sufficient successful trajectories on their own. We propose Agent Memory Distillation (AMD), a training-free framework that transfers structured knowledge from a large teacher agent to a small student agent through hierarchical memory. AMD constructs three complementary memory types from successful teacher trajectories: Workflow memory encodes task-level strategies, Subtask memory provides concrete behavioral examples at an intermediate granularity, and Function memory captures per-function calling conventions and common pitfalls. Workflow and Subtask memories are injected proactively at the start of each task, while Function memory is retrieved reactively upon tool-calling errors. We evaluate AMD on three tool-use benchmarks using four student models (4B-8B parameters) with GPT-5-mini as the teacher, achieving average accuracy gains of 27.2%p, 11.2%p, and 3.4%p on AppWorld, BFCL V3, and ToolSandbox, while consistently outperforming existing memory-based baselines. Further analysis shows that Subtask memory contributes the largest gains, teacher effectiveness depends on both teacher capability and student compatibility, and 4B-sized students benefit most from AMD.

arXiv

Fluid-DiT: Graph-Free Diffusion Transformers for Fluid Flow Simulations Learning

Shentong Mo, Guolin Ke

Simulating complex fluid flows requires capturing full equilibrium distributions rather than just mean trajectories, yet high-fidelity solvers remain computationally prohibitive. Recent advances, such as Diffusion Graph Networks (DGNs), have combined diffusion models with graph neural networks to sample equilibrium states directly from unstructured meshes, enabling distributional accuracy even from short simulations. However, graph-based diffusion approaches suffer from hand-crafted architectural constraints, limited receptive fields in message passing, and costly multi-scale designs, which restrict scalability to larger and more complex domains. We propose Fluid-DiT, a Graph-Free Diffusion Transformer that replaces graph message passing with attention-based denoising, eliminating explicit graph design while preserving the ability to model distributions of chaotic flows. Our framework introduces a latent-space formulation that disentangles geometric fidelity from distributional learning, reducing high-frequency artifacts and accelerating sampling. By leveraging the transformer's global receptive field, Fluid-DiT naturally captures both local flow structures and long-range correlations without requiring hierarchical graph coarsening. On canonical benchmarks including laminar cylinder wakes, ellipse-flow systems, and turbulent 3D wing experiments, Fluid-DiT consistently outperforms graph-based diffusion baselines in both sample quality and distributional accuracy, achieving higher $R^2$ correlations and lower Wasserstein distances. Moreover, it generalizes robustly from short, incomplete trajectories to unseen Reynolds numbers and geometries, demonstrating strong scalability.

arXiv

Capacity Confounds and Coverage Guarantees in Adaptive Sub-model Federated Learning

Alireza Moayedikia, Alicia Troncoso Lora

Sub-model federated learning lets resource-constrained clients train width-reduced versions of a global model, but existing methods allocate capacity by device resources alone. A natural next step, allocating capacity by each client's data heterogeneity as estimated from the updates the server already observes, has been repeatedly suggested. We ask whether that step is possible, using HAS-FL, an adaptive capacity-allocation framework, as a test case. Our findings are threefold. First, validated against ground-truth label-distribution divergence on reproducible partitions, update-divergence estimates of client heterogeneity are dominated by capacity rather than data: across two corrected estimators, multiple datasets, and all seeds, the estimates correlate strongly and negatively with device capacity, and no data signal remains once capacity is controlled for. This previously undocumented confound affects any method estimating client statistics from sub-model updates. Second, adaptive allocation has a hidden failure mode: when every client is capped below full width, the uncovered parameters stay at random initialization and progressively corrupt the global model. A simple coverage guarantee removes the failure and explains why uniform allocation collapses. Third, a matched-budget control settles what adaptivity contributes: random allocation to the same average budget performs no differently on both image benchmarks, and on the naturally partitioned text benchmark the adaptive policy is the weakest of the three strategies while consuming the most capacity. Sub-model training remains valuable because it admits constrained clients at quadratically reduced cost, but what protects accuracy is parameter coverage rather than allocation intelligence. Its apparent benefits come from capacity budgeting and coverage, and future designs need heterogeneity signals separable from capacity effects.

arXiv

Machine Learning-Based Inter-Crystal Scatter Recovery for Ultra-High Resolution PET Imaging

Alexandre Bernier, Roger Lecomte, Jean-Baptiste Michaud

Inter-crystal scatter (ICS) events pose a significant challenge in ultrahigh- resolution positron emission tomography (UHR-PET), especially as detector crystals become smaller and their readouts increasingly segmented. Current approaches either reject these events, reducing sensitivity, or accept them with suboptimal positioning algorithms, degrading image resolution. We present a feed forward neural network to optimize ICS event recovery by inferring the line-of-response belonging to the first Compton interaction. Our approach was validated using both Monte Carlo simulations and experimental data from the fully pixelated LabPET-IIbased preclinical and brain UHR-PET scanners.Results demonstrate a 70% to 106% increase in sensitivity while preserving sub-millimeter spatial resolvability (down to 1.6 mm) compared to conventional methods. This ICS recovery approach is an effective solution that compensates for the lower detection efficiency of small, pixelated detectors in UHR-PET, enabling reduced scan times and lower radiation doses while largely preserving image quality.

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