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arXiv

Large Language Models Persuade Without Planning Theory of Mind

Jared Moore, Rasmus Overmark, Ned Cooper, Beba Cibralic, Nick Haber, Cameron R. Jones

A growing body of work attempts to evaluate the theory of mind (ToM) abilities of humans and large language models (LLMs) using static, non-interactive question-and-answer benchmarks. However, theoretical work in the field suggests that first-personal interaction is a crucial part of ToM and that such predictive, spectatorial tasks may fail to evaluate it. We address this gap with a novel ToM task that requires an agent to persuade a target to choose one of three policy proposals by strategically revealing information. Success depends on a persuader's sensitivity to a given target's knowledge states (what the target knows about the policies) and motivational states (how much the target values different outcomes). We varied whether these states were Revealed to persuaders or Hidden, in which case persuaders had to inquire about or infer them. In Experiment 1, participants persuaded a bot programmed to make only rational inferences. LLMs excelled in the Revealed condition but performed below chance in the Hidden condition, suggesting difficulty with the multi-step planning required to elicit and use mental state information. Humans performed moderately well in both conditions, indicating an ability to engage such planning. In Experiment 2, where a human target role-played the bot, and in Experiment 3, where we measured whether human targets' real beliefs changed, LLMs outperformed human persuaders across all conditions. These results suggest that effective persuasion can occur without explicit ToM reasoning (e.g., through rhetorical strategies) and that LLMs excel at this form of persuasion. Overall, our results caution against attributing human-like ToM to LLMs while highlighting LLMs' potential to influence people's beliefs and behavior.

arXiv

Learning Latency-Aware Orchestration for Multi-Agent Systems

Xi Shi, Mengxin Zheng, Qian Lou

Multi-agent systems (MAS) coordinate multiple LLM-powered agents through structured workflows, gaining reasoning power but incurring high inference latency from multi-step execution and repeated model invocations. Existing orchestration methods primarily optimize task performance and inference cost, leaving latency largely unaddressed. In MAS, end-to-end latency is governed by the \textit{critical execution path}, so reducing total cost alone does not reliably reduce latency. Moreover, optimizing latency while preserving accuracy remains non-trivial: naive latency optimization can misassign operator-level credit and degrade task accuracy. To address this gap, we propose \textbf{L}atency-\textbf{A}ware \textbf{M}ulti-\textbf{a}gent \textbf{S}ystem (\textbf{LAMaS}), a latency-aware orchestration framework for learning-based multi-agent systems. LAMaS addresses this challenge at two levels: at \emph{training time}, it learns latency-aware execution graphs through constrained optimization with critical-path-aware credit assignment; at \emph{inference time}, since a graph committed at training time cannot exploit runtime evidence, it complements graph construction with a lightweight controller that adaptively eliminates redundant future agent interactions as execution unfolds. Experiments on four benchmarks show that LAMaS achieves the best latency among evaluated learning-based MAS baselines, reducing end-to-end latency by over 50% while maintaining competitive or better accuracy. LAMaS is also modular and transfers to other MAS with minimal changes, consistently yielding latency reductions.

arXiv

Pandora: Leveraging Code-driven Knowledge Transfer for Unified Structured Knowledge Reasoning

Yongrui Chen, Junhao He, Linbo Fu, Shenyu Zhang, Rihui Jin, Xinbang Dai, Jiaqi Li, Dehai Min, Nan Hu, Yuxin Zhang, Guilin Qi, Yi Huang, Tongtong Wu

Unified Structured Knowledge Reasoning (USKR) aims to answer natural language questions by using structured sources such as tables, databases, and knowledge graphs in a unified way. Existing USKR methods rely on task-specific strategies or bespoke representations, which hinder their ability to dismantle barriers between different SKR tasks, thereby constraining their overall performance in cross-task scenarios. In this paper, we introduce \textsc{Pandora}, a novel USKR framework that addresses the limitations of existing methods by leveraging two key innovations. First, we propose a code-based unified knowledge representation using \textsc{Python}'s \textsc{Pandas} API, which aligns seamlessly with the pre-training of LLMs. This representation facilitates a cohesive approach to handling different structured knowledge sources. Building on this foundation, we employ knowledge transfer to bolster the unified reasoning process of LLMs by automatically building cross-task memory. By adaptively correcting reasoning using feedback from code execution, \textsc{Pandora} showcases impressive unified reasoning capabilities. Extensive experiments on six widely used benchmarks across three SKR tasks demonstrate that \textsc{Pandora} outperforms existing unified reasoning frameworks and competes effectively with task-specific methods.

arXiv

Revolutionizing Finance with LLMs: An Overview of Applications and Insights

Huaqin Zhao, Zhengliang Liu, Zihao Wu, Yiwei Li, Tianze Yang, Peng Shu, Shaochen Xu, Haixing Dai, Lin Zhao, Hanqi Jiang, Yi Pan, Junhao Chen, Yifan Zhou, Zheyuan Zhang, Zeyu Zhang, Ruitong Sun, Gengchen Mai, Ninghao Liu, Tianming Liu

In recent years, Large Language Models (LLMs) like ChatGPT have seen considerable advancements and have been applied in diverse fields. Built on the Transformer architecture, these models are trained on extensive datasets, enabling them to understand and generate human language effectively. In the financial domain, the deployment of LLMs is gaining momentum. These models are being utilized for automating financial report generation, forecasting market trends, analyzing investor sentiment, and offering personalized financial advice. Leveraging their natural language processing capabilities, LLMs can distill key insights from vast financial data, aiding institutions in making informed investment choices and enhancing both operational efficiency and customer satisfaction. In this study, we provide a comprehensive overview of the emerging integration of LLMs into various financial tasks. Additionally, we conducted holistic tests on multiple financial tasks through the combination of natural language instructions. Our findings show that GPT-4 effectively follow prompt instructions across various financial tasks. This survey and evaluation of LLMs in the financial domain aim to deepen the understanding of LLMs' current role in finance for both financial practitioners and LLM researchers, identify new research and application prospects, and highlight how these technologies can be leveraged to solve practical challenges in the finance industry.

arXiv

AI4AI at Test-Time: Strong-to-Weak Capability Transfer via Harnesses

Cheng Qian, Wenting Zhao, Liangwei Yang, Heng Wang, Jielin Qiu, Heng Ji, Silvio Savarese, Huan Wang, Shelby Heinecke

Recent work on distillation transfers the capabilities of large models to smaller ones often by updating the latter's parameters, through teacher forcing, on-policy distillation, and related training-time methods. In this paper, we ask whether such transfer can instead occur at test time. We study strong-to-weak scaffolding: whether a stronger builder model can construct inference-time harnesses that help a weaker target model solve tasks more reliably without any parameter updates. Using four representative Theory-of-Mind benchmarks, each builder model uses 5% of the data as a validation set to iteratively refine its harness over multiple rounds, after which the finalized harness is evaluated on the full test set. Empirically, this form of test-time capability transfer is highly effective, nearly doubling average target-model performance from 0.49 to 0.91. Our analysis shows that the gains come primarily from offloading unstable model reasoning into deterministic code, benchmark-specific routing, and strict answer-format enforcement, rather than from encouraging the target model to reason more extensively or sample more broadly. We further find that builder-model reasoning effort improves harness quality monotonically, platform effects are modest relative to the builder model's own capability, and weaker target models receive the largest gains. These results suggest that inference-time harness design is an important complement to conventional training-time distillation, enabling strong models to transfer cognitive structure to weaker models without retraining.

arXiv

Large Language Model-Driven Small-Capitalization Trading: Integrating Financial News Sentiment, Macroeconomic Indicators, and Technical Signals

Alireza Kargarzadeh, Nariman Khaledian, Navid Parvini, Arman Khaledian

Large language models can extract richer signals from financial news than fixed sentiment lexicons, and recent work has explored feeding such signals into portfolio construction. We study an uncertainty-aware construction that feeds model-predicted risk -- decomposed into aleatoric and epistemic components -- directly into the covariance matrix of portfolio allocators, rather than treating portfolio risk as fixed or adjusting only expected returns. We evaluate the pipeline on Russell 2000 equities under three stock-selection regimes: a pure-alpha trigger that isolates abnormal stock moves not explained by macro indicators, a pure-beta trigger that captures macro-indicator moves before the stock itself fires, and a beta trigger in which both channels agree. Across the full holding-period grid, the separated pure-alpha and pure-beta legs usually dominate the beta intersection on Sharpe and return. Two horizons are especially informative. At one day, pure beta can work under low and moderate transaction costs because it captures immediate lead-lag spillovers from liquid macro and sector indicators into exposed small-cap stocks, but this advantage disappears at 100 bps when turnover and microstructure noise dominate. At 40 days, pure beta works for a different reason: slower macro repricing overtakes the firm-specific pure-alpha channel. The strongest conservative row is pure beta with GPT-4o mini sentiment, a Student-t target, a 40-day holding period, and risk parity allocation, reaching Sharpe 2.33 at 100 bps. The results suggest that stock-selection regime and allocator choice matter at least as much as the sentiment model, and that separating firm-specific and macro-exposure triggers is more informative than requiring both to fire simultaneously.

arXiv

Structural Silence: When AI Infrastructure Fails Speakers of Underrepresented Languages

Avijit Roy, Proma Roy

Artificial intelligence tools for education and language support are increasingly framed as scalable responses to access gaps in under-resourced communities. Yet the infrastructure underlying these tools, including training corpora, tokenization schemes, evaluation benchmarks, and deployment architectures, can systematically disadvantage speakers of underrepresented languages before a model is trained. This paper examines these structural barriers through Bengali, one of the world's most widely spoken languages, focusing on AI-assisted education in low-connectivity environments. We identify four interlocking failures: a severe web presence gap, with Bengali accounting for less than 0.5% of global web content despite representing nearly 4% of the global population; a 67:1 training-token deficit between English and Bengali in major multilingual corpora; a tokenization penalty associated with Bengali's alphasyllabary script that compounds the data deficit through higher token fertility; and connectivity exclusion, with individual internet penetration at 36.5% in rural areas compared with 71.4% in urban areas. These failures reflect longstanding resource-allocation decisions, institutional priorities, and design defaults that did not center underrepresented languages in mainstream AI development. We argue that dataset scarcity should be understood as a structural barrier rather than an isolated technical limitation, and that offline-first design should be treated as an equity-oriented infrastructure strategy. We conclude with directions for linguistics and AI research aimed at reducing these structural inequalities.

arXiv

A Cascaded Unsupervised-Supervised NLP Pipeline for Detecting Accusatory Language in Public Procurement

Bryan Torres, Daniel Riofrío, José Vega-Sánchez, Nathaly Orozco, Carla Parra, Karen Rosero, Felipe Grijalva

Public procurement involves the allocation of substantial financial resources; therefore, continuous oversight through audits, controls, and monitoring mechanisms is essential. However, stakeholder comments and publicly available government data are often underutilized, despite their potential to reveal procedural irregularities. To address this gap, this paper analyzes metadata from Ecuador's Sistema Oficial de Contratación Pública (SOCE, Official Public Procurement System), with particular emphasis on participant comments generated during the pre-contractual phase. We propose a hybrid modeling framework that integrates unsupervised clustering and supervised classification within a natural language processing (NLP) pipeline to uncover latent patterns and detect potentially irregular procurement processes. Semantic embeddings are generated using Word2Vec, LLaMA, and RoBERTa, followed by Gaussian Mixture Models (GMMs) for unsupervised clustering. A supervised classification stage is then applied to identify accusatory or whistleblowing-style comments. Experimental results show that the combination of domain-trained Word2Vec embeddings, GMM-based clustering, and a Random Forest classifier achieves high precision and recall, even under severe class imbalance. These findings demonstrate that lightweight, domain-adapted NLP architectures can effectively support risk identification and enhance transparency in public procurement systems without requiring large-scale computational infrastructure.

arXiv

VICBench: A Multi-Language Benchmark for Code Vulnerability Detection

Jin Lu, Xuening Han, Yang Zhong, Lin Tan, Kevin Luo, Andrew Gacek, Neha Rungta

Evaluating security vulnerability detection tools requires benchmark datasets with vulnerability-inducing commits (VICs) - the commits that first introduce vulnerabilities into codebases. VICs are essential for determining the full range of vulnerable software versions. Existing vulnerability datasets suffer from limited programming language coverage, restricted patch complexity, and narrow project scope. Through our dual annotation by human experts and an agentic workflow, we create a benchmark - VICBench - of 100 verified VICs for 100 CVEs across 88 projects in Python, Java, and C++, covering 48 CWE types. VICBench features complex real-world vulnerability fixes averaging 38.6 lines and corresponding VICs of 252.5 lines - significantly larger than prior work. Our evaluation shows that state-of-the-art algorithms V-SZZ and LLM4SZZ achieve only 33.3%-40.1% F1, confirming that using existing approaches still entails significant manual effort. VICBench enables robust evaluation of vulnerability detection approaches.

arXiv

Who Thinks Best Depends on How Long You Let Them: Budget-Dependent Rankings in LLM Evaluation

Rodrigo Guedes de Souza, Alison R. Panisson

Standard evaluation of large language models assumes stable model rankings across inference conditions. We challenge this assumption by varying the token generation budget, i.e., the maximum tokens a model may produce, across seven levels (64--4,096), evaluating four models on three reasoning benchmarks (56,476 inferences). We report four findings: (i) 3--19% of items exhibit non-monotone behavior (accuracy decreasing with more budget), even after controlling for truncation, and this phenomenon is model-specific (cross-model overlap: 6--14%). (ii) Model rankings reverse across budgets on all benchmarks ($p {<} 0.01$, McNemar). (iii) Oracle analysis reveals model complementarity up to $+27.8$pp, most pronounced at constrained budgets. (iv) A budget-aware router captures 14.1% of the oracle gap cross-domain; budget features help within-domain ($+1.6$ to $+5.7$pp) but are domain-specific and hurt transfer ($-1.2$pp). These results argue for budget-conditioned evaluation protocols.

arXiv

A corpus-specific clinical RAG system matches or outperforms newer frontier LLMs on HealthBench

Praveen Reddy, Charuta Mandke, Suvrankar Datta, Sarah Khan, Siddharth Reddy Anthireddy, Shitij Arora, Vishal Singh

General-purpose large language models (LLMs) have recently been reported to match or exceed specialized clinical AI tools on medical benchmarks, but such comparisons draw on a narrow set of systems and on benchmarks developed largely in high-income settings. We evaluate VITA, a retrieval-augmented generation (RAG) system purpose-built for contextual knowledge retrieval in India and other low- and middle-income (LMIC) settings. VITA retrieves from a curated corpus of disease-specific guidelines, India-specific antimicrobial resistance data, national formulary constraints, and resource-limited care protocols; its architecture and corpus are proprietary, but the benchmark, the physician-written rubrics, and our full response and scoring outputs are public for independent verification. On 4,023 English-language HealthBench questions (80.5% of the benchmark), scored with a GPT-4.1 judge, VITA ranked first with 51.9% of possible rubric points, ahead of GPT-5.4 (46.1%), o4-mini (44.3%), Gemini 3.1 Pro (42.6%), and Claude Sonnet 4.6 (37.3%), and scored highest on 45.4% of questions. To test robustness to newer models and judge lineage, a 500-question subset was re-run against current-generation models (GPT-5.5, Claude Opus 4.8, Gemini 3.5 Pro, Grok 4.3) and graded by a neutral open-weight judge (DeepSeek-V4-Pro) sharing no lineage with any system tested. Here the gap narrowed to parity: VITA and GPT-5.5 were statistically indistinguishable on mean per-question score, while VITA led on points-weighted score and won the most questions. VITA's advantages in accuracy and completeness persisted under the neutral judge; its communication scores were lower. These results indicate that a purpose-built clinical RAG system remains competitive with frontier LLMs on an open benchmark, consistent with corpus specificity as a design variable that improves grounding at some cost to communication polish.

arXiv

Do LLMs Take Care of Their Own? Similarity Signals Can Induce Cooperation

Akash Kundu, Emanuel Tewolde, Ratip Emin Berker, Samuel F. Brown, Vincent Conitzer

As LLM-based agents with user-instructed goals are becoming widely deployed, they increasingly encounter each other in strategic interactions, and face challenges of finding mutually beneficial outcomes. Prior literature has argued that cooperation problems such as the Prisoner's Dilemma are resolvable in settings where agents know they follow very similar decision making patterns, as for example in monocultural AI ecosystems. Following that line of work, this paper introduces the first framework for evaluating LLM decision making when agents are provided with graded similarity signals. Among our findings, we establish that different LLM models vary drastically in how they navigate similarity signals, with some modern models showing consistent behavior across cooperation problems, payoff structures, and prompt framing. Perhaps surprisingly, our experiments also show that the dataset based on which the similarity signal is computed has small to no impact on induced cooperation, and that LLM models systematically self-identify as highly similar when asked to evaluate another model's chain-of-thought reasoning by themselves. Finally, we develop an LLM-behavioral-game-theoretic model that captures some of their reasoning rationale, and show that it can support cooperative outcomes in equilibrium under sufficiently high similarity scores.

arXiv

QV-PIC: Query-Aware Visual Position-Independent Caching for Efficient RAG Serving

Yilin Liu, Rui Meng, Wangze Ni, Jianxin Yan, Heng Cao, Libin Zheng, Peng Cheng, Jinfei Liu

Retrieval-Augmented Generation (RAG) repeatedly prefills identical text chunks across queries, incurring redundant computations. Position-Independent Caching (PIC) mitigates it by reusing precomputed Key-Value (KV) across positions, but its efficiency is constrained by the large volume of text tokens. Rendering text chunks as images can compress the text into fewer visual tokens, but the rendered-image PIC suffers more severe quality degradation than the text PIC. This representation-specific gap primarily arises from contextual mismatches across independently compiled caches and the loss of fine-grained textual evidence during visual compression. Existing PIC repair methods mainly address the former through selective recomputation, but they incur online computation and cannot recover lost textual details. We propose QV-PIC, a query-aware dual-resolution PIC reuse framework guided by model-native templates. Offline, QV-PIC compiles visual caches under the model's native chat-template prefix, improving PIC quality without online recomputation. Online, it preserves global context with low resolution and restores fine-grained textual evidence within a high-resolution budget by cumulative query relevance scores, retaining the efficiency benefit of visual compression. Across six tasks, QV-PIC improves average F1 by 21.6 points over vanilla rendered-image PIC, closes the gap to vanilla text PIC, and surpasses optimized text PIC by 2.58 F1 while reducing TTFT by 17.2\%. Relative to full prefill, it cuts TTFT by 83.8%.

arXiv

Structuring the Space of Perspectives

Agnese Daffara, Sebastian Padó, Tanise Ceron

The same event can be reported from different perspectives depending on the experiences, background, and beliefs of the writer or speaker. A variety of NLP areas engage with perspectives, spanning from text analysis to algorithm optimization. A wide range of operative concepts (such as stances, sentiment, frames, and arguments) has been used to capture perspectives in texts, however the precise relationships among those concepts remain unclear. Arguably, a deeper theoretical understanding of these concepts would empower more effective research on perspectives. In this paper, we address this gap by reviewing the space of perspectives in NLP and defining a set of properties that help distinguishing perspective-related concepts. Our analysis leads us to posit a hierarchy which organizes these concepts linearly along a single axis. Finally, we show how this principled conceptual hierarchy can help researchers navigate the field and select operationalizations of perspective that align with their specific research objectives.

arXiv

RT-SEMamba: Real-Time Speech Enhancement Mamba via Progressive Knowledge Distillation

Rong Chao, Sung-Feng Huang, Moreno La Quatra, Sabato Marco Siniscalchi, Wen-Huang Cheng, Szu-Wei Fu, Yu Tsao

We present RT-SEMamba, a fully causal speech enhancement (SE) model built upon causal time-frequency Mamba blocks. Unlike Transformer-based architectures that rely on a growing key-value cache, Mamba propagates a fixed-size recurrent state per layer, enabling memory- and bandwidth-efficient long-form inference. We further introduce a progressive knowledge distillation (KD) strategy that compresses an 8-layer teacher into a shallow 1-layer student by jointly distilling complex spectral outputs and intermediate representations. On Voicebank-DEMAND, the 8-layer RT-SEMamba achieves 3.32 PESQ with a 25 ms algorithmic latency constraint, and the distilled 1-layer student improves over a naive 1-layer baseline from 3.06 to 3.18 PESQ while preserving the same steady-state RTF, delivering a 2.75x speedup over the teacher. These results demonstrate that state-space models with progressive KD provide a competitive quality-latency trade-off for real-time SE.

arXiv

Preference Tree Optimization: Enhancing Goal-Oriented Dialogue with Look-Ahead Simulations

Lior Baruch, Moshe Butman, Kfir Bar, Doron Friedman

Developing dialogue systems capable of engaging in multi-turn, goal-oriented conversations remains a significant challenge, especially in specialized domains with limited data. This research proposes a novel framework called Preference Tree Optimization (PTO), designed to iteratively improve agent models in such dialogue systems, by generating preference data using a method called Preference Tree with Look-Ahead. Focusing on Motivational Interviewing (MI) -- a counseling technique aimed at facilitating behavioral change -- we leverage virtual patients and an oracle evaluator to simulate conversations and generate rich preference datasets. By combining this method with Direct Preference Optimization (DPO), we aim to enhance the agent's decision-making capabilities over iterative training cycles. The proposed framework addresses data scarcity and advances the development of more nuanced and effective dialogue systems in goal-oriented domains. Experimental evaluations demonstrate that the PTO framework enhances dialogue agents' performance in goal-oriented conversations within the domain of Motivational Interviewing (MI). Models trained with PTO consistently outperformed the baseline in key metrics such as session satisfaction and working alliance. Additionally, incorporating look-ahead simulations led to improved long-term planning and more effective conversational strategies, with deeper look-ahead configurations yielding the most stable and high-scoring results.

arXiv

Unified Multi-Dialectal Neural Machine Translation for Bangla Using the Dwadash Benchmark Corpus

Rakib Ullah, Ruhul Islam Rahul, Md. Ruhul Islam, Tanbir Ahmed, Nayan Kumar Nath

Neural Machine Translation (NMT) and Large Language Models (LLMs) excel at cross-lingual tasks but often fail to capture intra-lingual morphological variation, marginalizing dialectal speakers. In Bangla, existing translation frameworks commonly rely on Standard Colloquial Bangla (SCB) as an intermediate pivot, which can compound errors and reduce cross-dialectal nuance. To address this gap, we introduce a unified, multi-directional NMT system for direct translation between SCB and eleven regional variants. We first review prior dialectal NLP resources to identify existing technological gaps. As a foundational contribution, we construct and release a large multi-dialect parallel corpus for Bangla, comprising 14,562 aligned rows and 51,541 non-null sentence pairs through the integration of seven prior datasets and native-speaker-verified manual augmentation. Using this corpus, we benchmark state-of-the-art sequence-to-sequence architectures with parameter-efficient Weight-Decomposed Low-Rank Adaptation (DoRA). Results show that deep monolingual pre-training is more effective than large multilingual capacity for this task. The compact BanglaT5 model outperforms NLLB-200 and mBART-50 by up to 13.96 BLEU, achieving 29.26 BLEU, 57.26 chrF++, and 49.68 METEOR. A dataset scaling study shows diminishing returns beyond 3,000 parallel pairs and indicates that linguistic proximity to Standard Bangla is more important than raw data volume for translation quality. Finally, we deploy the optimized model as an INT8-quantized web application, providing a scalable, open-source framework for inclusive language technology and equitable digital access.

arXiv

Asymptotic Risk Calibration for Selective Question Answering

Shufan Lin, Sijin Dong

Large language models (LLMs) may generate fluent but incorrect answers, making uncertainty quantification important for reliable question answering. However, heuristic uncertainty scores cannot perfectly distinguish correct predictions from incorrect ones, and directly applying a fixed uncertainty threshold provides no statistical control over the error rate among accepted answers. To address this limitation, we propose A-CRC-QA, a post-hoc calibration framework for uncertainty-aware selective question answering. The proposed method reformulates selection-conditioned error control as a linear expectation constraint and applies a monotonized empirical-risk calibration procedure inspired by conformal risk control. Since the resulting instance-wise loss is generally non-monotone with respect to the acceptance threshold, our framework targets asymptotic rather than finite-sample risk control. A-CRC-QA is model-agnostic, requires no additional training, and can be combined with different uncertainty estimators. Experiments on CoQA and MedMCQA demonstrate its applicability to both open-ended and closed-ended question answering, achieving a favorable trade-off between accepted-answer reliability and answer retention compared with uncalibrated and confidence-bound-based baselines.

arXiv

Claim-Level Reliability Assessment for Efficient Test-Time Reasoning

Sen Xu, Wei Wang, Shixi Liu, Jixin Min, Yingwei Dai, Zhibin Yin, Yirong Chen, Junlin Zhang

We propose claim-level falsification as a principle for test-time scaling and instantiate it through Claim-Level Reliability Assessment (CLR), a training-free framework that reallocates test-time compute from additional solution sampling to targeted verification. Since whole-trace evaluation often obscures decisive errors due to signal dilution from routine tokens, CLR condenses each reasoning trace into a compact set of decision-critical claims, thereby isolating its logical anchors. Furthermore, recognizing the inherent difficulty of generating entirely correct solutions under fixed model capabilities, CLR shifts the focus to semantic falsification. This approach exploits a fundamental asymmetry between solution construction and claim refutation. Constructing a valid solution requires a flawless reasoning path, whereas refuting an incorrect claim requires identifying only a single decisive flaw. This targeted search for negative evidence systematically compresses the survival space of high-confidence incorrect traces, effectively suppressing erroneous consensus via nonlinear reliability scoring. Across four LLMs and four reasoning benchmarks under matched budgets, CLR generally improves upon pass@1 and self-consistency. On GPT-OSS-20B/CMIMC25, for instance, CLR exceeds pass@1 by 27.15 percentage-points and raises self-consistency accuracy from 77.50\% to 82.19\% with 37.0\% fewer tokens.

arXiv

Benchmarking Trustworthiness of SLMs: Pre-trained vs. Compressed

Haokun Lin, Kaijie Zhu, Haobo Xu, Yichen Wu, Zhichao Lu, Qingfu Zhang, Zhenan Sun

Small Language Models (SLMs) have emerged as a more efficient alternative to traditional Large Language Models (LLMs), offering promising potential in resource-constrained scenarios. Existing approaches to building SLMs typically follow two paths: training compact models from scratch, or compressing larger pre-trained models using methods such as pruning, quantization, or distillation. As language models become increasingly integrated into real-world applications, ensuring their trustworthiness has become a critical concern. However, how to build trustworthy SLMs remains an underexplored question. In this work, we present a comprehensive evaluation of SLM trustworthiness across multiple dimensions, including fairness, robustness, privacy, and ethics. We first examine the effects of pruning and quantization, and find that quantization is significantly more effective in preserving trustworthiness compared to pruning. More importantly, we demonstrate that compressing a reliable large model via quantization can produce SLMs with superior trustworthiness and adaptability compared to using small models trained from scratch. Furthermore, knowledge distillation from trustworthy teacher models can further enhance the reliability of SLMs. We hope our findings provide practical guidance and a foundation for future research into the development and deployment of trustworthy small language models.

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