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Search papers from 30+ top conferences, including NeurIPS, ICLR, ICML, CVPR, ACL and AAAI. Filter by keyword, then open any paper for its abstract, authors and links.

arXiv

On the global feature importance for interpretable and trustworthy heat demand forecasting

Milan Zdravković

The paper introduces the ante-hoc Explainable AI methodology to assess the global feature importance of the Machine Learning models used for heat demand forecasting in intelligent control of District Heating Systems, with motivation to facilitate their interpretability and trustworthiness, hence addressing the challenges related to adherence to communal standards, customer satisfaction and liability risks. Methodology includes use of four different approaches, namely intrinsic interpretability of Gradient Boosting method and selected post-hoc methods, namely Partial Dependence, Accumulated Local Effects and SHAP. None of the selected methods assume feature permutation or perturbations which can introduce bias due to introduction of random unrealistic values of data instances. Discussion of results is provided, including the assessment of complementarities where applicable, with specific interpretations in context of the district heating processes.

arXiv

Incremental Evaluation and Training in Relational Deep Learning

Jakub Peleška, Gustav Šír

Relational Deep Learning (RDL) models multi-tabular databases as temporal heterogeneous graphs to enable end-to-end representation learning. However, prevailing RDL evaluation practices rely on static, single-episode dataset snapshots, overlooking the continuous, time-evolving nature of real-world databases. Consequently, current RDL benchmarks fail to capture how model performance changes as new data accumulates over time. To address this limitation, we introduce an incremental, multi-episode evaluation and training paradigm to assess and improve the temporal robustness and adaptability of state-of-the-art RDL models. Using established large-scale datasets, we examine data evolution and model training dynamics, demonstrating that temporal concept drifts occur in the majority of predictive tasks. We present multiple incremental training regimes for fine-tuning the models and demonstrate that transfer learning is both feasible and highly effective in the RDL setting. Alongside a new temporal evaluation metric that prioritizes near-future accuracy, we show that our incrementally fine-tuned models consistently outperform the standard, expensive, from-scratch trained baselines.

arXiv

Balanced Adaptive Prototype Selection for Scalable TabPFN Inference on Large-Scale Tabular Data

Mahboobe Jadid, Melika Rezaye Garkani, Ali Mousavi

Pretrained tabular foundation models have demonstrated strong predictive capability; however, their application to large-scale datasets remains constrained by the limited inference context. This paper introduces Balanced Adaptive Prototype Selection (BAPS), a framework for constructing compact, information-preserving contexts for scalable TabPFN inference. Without modifying or retraining the pretrained model, BAPS jointly preserves representative structure, informative decision boundaries, local density, class balance, and feature-space diversity. Experiments on the million-row HIGGS and SUSY datasets show that 512 prototypes retain strong predictive performance and reliable calibration, corresponding to an approximately 1,953-fold context compression. All experiments were conducted on an Intel Core i7 CPU with 16 GB RAM and no GPU acceleration. These findings establish effective context construction as a practical mechanism for extending pretrained tabular foundation models to million-scale datasets.

arXiv

Learning the Mathematical Property for Designing Low Mutual Coherence Binary Sensing Matrices

Rekha, Santosh Singh, S. K. Neogy

In this research work, we are constructing the sensing matrix, which is essential for the success of the compressive sensing technique. We have chosen a learning-based technique for the construction of the sensing matrix. The novelty and uniqueness of the proposed technique is that it does not use any data set and also does not use a specific application. It uses the mathematical property/constraint for the construction of the sensing matrix for the perfect recovery of the signal. The perfect recovery of signals is an old and still very challenging problem in real-world applications. In late 2000, compressive sensing became a popular mathematical tool for the perfect recovery of sparse signals. The core of the compressive technique is the construction of the sensing matrix, which satisfies certain special properties such as restricted isometry property (RIP), null space property (NSP), and spark property (SP). All these properties are NP-hard problems and hence computationally challenging to solve. For all practical purposes, the construction of the sensing matrix needs to achieve low mutual coherence to achieve the perfect recovery of the signals. We have used a neural network for the construction of the sensing matrix, and this framework constructs a binary sensing matrix with low mutual coherence. The entries in the matrix are generated through a shared underlying rule. The proposed architecture is simple and does not use large-scale training data sets. Such uniqueness and novelty bring a drastic reduction in computational cost, and also, for the first time in literature, the use of a mathematical property for defining the loss function. In this proposed research work, the mutual coherence property has been used in the neural network framework. Such a neural network framework brings generality, robustness, and reduces storage requirements.

arXiv

Understanding Backdoor Vulnerabilities in Vertical Federated Learning: The Gap Between Research and Practice

Ziqi Zhao, Jialin Lu, Junjie Shan, Junyuan Zhang, Shuya Yang, Ka-Ho Chow

Vertical Federated Learning (VFL) enables organizations holding complementary features of shared entities to collaborate and train models. In this setting, the initiator can withhold information about the learning task, while other contributors participate without exposing their local datasets, creating an asymmetric information structure aligned with growing privacy demands. However, this asymmetry is a double-edged sword. Among various threats, backdoor attacks are particularly concerning because VFL not only enables malicious contributors to poison the model during training, but also allows them to activate the backdoor at inference time to manipulate predictions. Although prior work has reported near-perfect attack success rates and proposed effective defenses, we find that most findings fail to hold under realistic conditions, exposing a fundamental gap between research and practice. In this paper, we present a systematic, practice-oriented study of backdoor vulnerabilities in VFL, revealing this gap in both methodological design and evaluation practices. We show that existing approaches overlook key practical constraints and therefore rely on unrealistic prior knowledge. Furthermore, these limitations have remained hidden due to poorly designed evaluation practices in the literature. To bridge this gap, we redefine threat models under realistic constraints, propose practical backdoor workflows, and introduce BVBench, a backdoor-centric benchmark that enables fair, practical, and comprehensive evaluation, preloaded with state-of-the-art baselines. BVBench provides strong evidence of the fragility of the current understanding of VFL backdoor risks and establishes a foundation for steering research toward uncovering practical vulnerabilities and developing more meaningful defenses.

arXiv

The Objective Is the Bottleneck: Latent World Models Encode What Their Planners Cannot Use

Joyjeet Singh

Latent world models are judged by how well they predict, so when planning fails at long horizons the natural reading is that the predictor degrades. On a reproduction of LeWorldModel on TwoRoom we show the binding constraint is the planner's objective instead. The predictor is not the limit: its imagined state seventy-five environment steps ahead is still only 0.189 as wrong as assuming the world froze, while the planner never imagines beyond twenty-five. The objective is. Cross-entropy-method planning minimises squared latent distance, which tracks true distance at r = 0.426, saturates by about eighty arena units and decreases beyond a hundred and twenty, so moving away from the goal can lower the cost. The information is present throughout: a ridge probe recovers position from the frozen embedding at R^2 0.9922. The pathology is the method's, not one reimplementation's. It is present in the authors' released weights, and across four checkpoints long-horizon success rank-orders exactly with metric quality and inversely with prediction accuracy. Replacing only the objective, with nothing retrained and no GPU, lifts goals reached at offset 100 from 26.0% to 98.0%, equals the 98.0% at offset 25, and reaches 92.0% under a third of the budget: planning stops depending on the horizon. The best cost is not the most accurate. A head learned from frame separation alone predicts spatial distance worse than a position probe (r = 0.819 against 0.9897) yet plans better, charging 24% more to cross the environment's dividing wall where squared latent distance charges 4% less. It has learned reachability, not proximity.

arXiv

CardioState-JEPA: Delay-Aware Cross-Modal Learning of a Shared Cardiac Representation

Hamza Shafiq, Hung Manh Pham, Bin Zhu, Pan Zhou, Jun Hu, Aaqib Saeed

Electrocardiography (ECG), photoplethysmography (PPG), and phonocardiography (PCG) provide complementary views of the same cardiac cycle, yet existing cardiac foundation models are trained for a single sensing modality, leaving the shared physiology across sensors unexploited. We introduce CardioState-JEPA, a cardiac foundation model to learn a single shared representation jointly across ECG, PPG, and PCG, built on a physiology-aware joint-embedding predictive architecture. The model maps heterogeneous waveforms into a common token space, processes them with a single shared Transformer encoder, and learns by predicting masked latent cardiac states, placing the pretraining target on shared physiology rather than sensor-specific waveform appearance. To handle the temporal offsets between electrical, mechanical, and hemodynamic events, cross-modal prediction uses a learned delay aligner that matches signals at the corresponding cardiac time. Because synchronized multi-sensor recordings are scarce, CardioState-JEPA first learns within-modality structure from abundant unimodal data and then uses paired data to align modalities in latent cardiac time. Evaluated as a frozen encoder across 25 downstream tasks spanning ECG, PPG, and PCG, our encoder improves average PPG classification by 8.2 AUROC points, PCG murmur detection by 18.8 AUROC points, and ECG classification by 15.5 AUROC points over the best self-supervised signal baseline and matches or exceeds cardiac models trained with privileged clinical text or supervised labels on several ECG benchmarks. These results establish that heterogeneous cardiac signals can mutually supervise a single foundation model of cardiac physiology.

arXiv

Diagnosing JEPA World Models with Action-Conditioned Predictive Consistency

Guo An, Zijing Wu, Honghua Dong, Yuhao Yan, Zixuan Gui, Haochong Chen, Shanzhao Ruan, Xiang Wang, Yurong Ling, Qi Tian

Joint-embedding predictive architectures (JEPAs) learn world models that predict in a compact latent space rather than in pixels, reducing the pressure to model nuisance appearance. Yet this provides no guarantee against visual perturbations: they can still alter the encoded representation and affect subsequent action-conditioned predictions. Bisimulation captures this requirement precisely: two observations should be treated as the same state only when their action-conditioned consequences agree. Guided by this criterion, we introduce Action-Conditioned Predictive Consistency (ACPC), a diagnostic that measures how far a clean history and a visually perturbed view of it diverge after being rolled forward under the same action sequence. We prove that this divergence bounds the perturbation-induced change in multi-step prediction error and planner cost. Building on pairwise ACPC, we define two complementary measures: the Invariance Radius (IR) summarizes clean-perturbed rollout spread, while the Separation Rate (SR) checks whether different states remain distinguishable after rollout. Experiments on four visual control tasks show that pairwise ACPC predicts perturbation-induced prediction and cost changes. On LeWM, the IR-SR screen transfers across tasks, and the joint diagnostic remains informative under blur and resize. PLDM exhibits similar diagnostic trends under a different architecture.

arXiv

Decomposition of Evidence, Contradiction, and Fragility in Perturbation Responses

Lei You

Perturbation methods explain model decisions by measuring prediction changes under altered inputs, but response magnitude tells us only how much a model reacts, not what that reaction means. The same magnitude can support the final factual-counterfactual difference, oppose it, or arise strongly along the perturbation path yet vanish at the endpoint. We therefore track how the contrast develops as paired inputs are progressively revealed, using the final contrast to interpret the trajectory. We introduce DECAF (Decomposition of Evidence, Contradiction, And Fragility), which routes aligned, opposed, and endpoint-null responses into evidence E, contradiction C, and fragility F. The decomposition preserves ordinary magnitude exactly, Abs = E + C + F, and is unique under endpoint-relative axioms. Across controlled vision and tabular settings, the three components track independently measured behavior. In a 72-model ImageNet-9 audit, we compare cases with nearly identical response magnitude but different independently measured behaviors. The largest DECAF component agrees with an observed behavior in 96.4% of cases, compared with 35.0% for magnitude alone. Changing only the reveal path increases total response by nearly 80%, yet evidence barely changes while fragility grows by more than 4x. On FunnyBirds and ImageNet-1k, short forward-only DECAF trajectories outperform the tested general-purpose attribution baselines. On a 1B-scale DINOv2 model, a short trajectory matches a strong gradient-based baseline with 4.75x lower wall time and 2.36x lower peak memory.

arXiv

Multi-perspective Imbalance-Conscious 6G Beamforming Optimization and Performance

Chukwunonso Henry Nwokoye, Blessing Oluchi Iloka, Chikwue V. Umeugoji, Christopher Anene Egemba, Nnenna D. Duroha

The study presents a systematic machine learning (ML) study of 6G-IoT beamforming optimization (6GBO) using supervised and unsupervised approaches. We compared the predictive power of network, environmental, device, and vision feature groups for 6GBO. Additionally, it addressed other unsupervised perspectives that can enhance 6GBO, including clustering network scenarios using methods such as K-means, DBSCAN, and hierarchical clustering. Several imbalance-aware experiments revealed that network features possess better prediction power than device, environmental, and vision feature groups, as evidenced by their recall, F1-score and ROC-AUC values. For unsupervised ML exploration (assessed using Elbow, Silhouette score, and Davies-Bouldin Index methods), the results indicate that the deployment environment and type of device primarily influence clustering, rather than mobility-based attributes. Furthermore, the explainability analysis showed that bandwidth, IoT sensors, and mobility possess higher global feature importance across the feature groups. In the future, we would apply deep and reinforcement learning techniques to predict throughput/latency or to optimize rewards determined by performance indicators like SNR enhancement

arXiv

H-VAEP and H-xT: Valuing Offensive On-the-Ball Actions in Handball by Estimating Probabilities

Julius Broermann, Oliver Müller, Michael Döring, Jochen Baumeister

Traditional player evaluation in professional handball relies on basic box-score metrics or heuristic indices, which fail to credit the multi-player build-up chain. While football (soccer) analytics has adopted Expected Threat (xT) and Valuing Actions by Estimating Probabilities (VAEP), these event-based action valuation frameworks have not yet been adapted to handball. In this paper, we present the first comprehensive adaptation and evaluation of xT and VAEP for handball, utilizing five seasons of tracking-derived event data from the Handball Bundesliga. We develop Handball-xT (H-xT) using a handball-native court zoning layout, demonstrating via simulations that it is systematically more robust than standard rectangular grids. We optimize Handball-VAEP (H-VAEP) by tailoring its feature space and selecting the context length to limit team-identity leakage. Our evaluation shows that H-VAEP yields exceptionally stable, discriminative, and intuitive player ratings that highlight build-up play. Finally, we release our complete code repository to help professional clubs deploy these models.

arXiv

Towards Socially Compliant Navigation in Deep Reinforcement Learning via Proxemics-Based Reward Modeling

Takieddine Soualhi, Jacques Saraydaryan, Laetitia Matignon

Developing effective robot navigation methods in crowded environments is essential for real-world applications. Although recent deep reinforcement learning (DRL) methods have improved navigation performance in crowded environments, they often focus primarily on task-centric objectives and underrepresent social compliance objectives. In this paper, we introduce a novel proxemics-based reward formulation for DRL social navigation that provides a dense, interpretable social learning signal while maintaining navigation efficiency. Our approach models each human's personal space as a radial Gaussian-mixture field derived from Hall's proxemics theory and computes a robot-centric local cost over the robot's field of view. We integrate the proposed reward into established DRL navigation methods and evaluate it in simulation across multiple crowd scenarios, reward baselines, and crowd densities using both navigation metrics and social metrics. Results show that the proposed reward consistently improves social metrics in simulation while maintaining competitive navigation performance relative to the compared reward models.

arXiv

Revisiting Overestimation Bias Problem of Q-learning: Settling Large Discrete Action Space via Action Intersection

Pu Li, Tao Tan, Hong Xie, Xiaoyu Shi, Mingsheng Shang

This paper considers the overestimation bias problem of Q-learning in the setting of a large action space, for the purpose of relieving the bottleneck of existing methods. We find that the large action space increases the randomness in Q-value estimation. The randomness makes two paradigms that drive the major literature on the overestimation problem have their own bottlenecks: the coupling paradigm, i.e., the optimal action and its Q-value are estimated with the same Q-function, always has a positive bias. This is because randomness leads to some actions having abnormally high estimated values than their true values, and the coupling methods prefer these actions. The decoupling paradigm, i.e., the optimal action and its Q-value are estimated with two independent Q-functions, always has a negative bias. This is because randomness increases the estimation gap between the two independent Q-tables for the same action. This paper shows that action intersection can be a simple yet powerful strategy to relieve these bottlenecks. The action intersection strategy enables semi-decoupling via two designs: (1) it allows two Q-functions to share a certain fraction of trajectory data; (2) if a data sample is shared, each Q-function is updated using the coupling paradigm; otherwise, using the decoupling paradigm. Two properties make the action intersection strategy powerful: (1) attaining a large bias range, i.e., varying the data sharing fraction, the estimation bias varies from underestimating to overestimating; (2) fine granularity: the action intersection size can be made arbitrarily finer to enable finer control. We consider two experiment settings, i.e., tabular and deep RL, deep RL experiments show that our method outperforms several SOTA baselines drastically; tabular experiments reveal why our method can achieve superior performance.

arXiv

EGRL: Edge generation-guided relation-aware learning for RNA-protein interaction prediction

Danyu Li, Ling Zhou, Rubing Huang, Xian Zhong, Bin Zou, Kui Jiang

RNA-Protein Interactions (RPIs) are critical for regulating cellular functions. While traditional wet-lab experiments for RPI detection are costly and time-consuming, Deep Learning (DL) methods provide an efficient computational alternative for RPI Prediction (RPIP). In particular, Graph Neural Networks (GNNs) are promising, as they naturally model RPI networks. However, existing GNN-based methods often rely on homogeneous graphs or predefined meta-paths, which limit their ability to handle data sparsity and to generalize to cold-start scenarios involving unknown molecules. To address these limitations, we propose Edge Generation-guided Relation-aware Learning (EGRL), a novel framework with several key components: implicit meta-path learning to capture relational semantics without handcrafted paths; a multi-relation-aware attention mechanism for adaptive fusion of interaction patterns; a graph generator that predicts potential ("soft") edges to support cold-start nodes; and a multi-feature fusion predictor for final interaction scoring. EGRL is jointly trained with a primary task loss and an auxiliary generator loss. Comprehensive evaluations on four benchmark datasets demonstrate that EGRL achieves competitive overall performance. More importantly, it exhibits superior generalization in cold-start settings, achieving an Area Under the Receiver Operating Characteristic curve (AUROC) of 0.867 and an Area Under the Precision-Recall curve (AUPR) of 0.861 on unknown molecules, corresponding to improvements of 8.6% in AUROC and 5.0% in AUPR over prior state-of-the-art methods. The code will be released soon.

arXiv

Adaptive $k$ Nearest Neighbors Classifier via Granular Ball Computing

Xiaoyu Lian, Shuyin Xia, Hongxuan He, Lifeng Shen, Guoyin Wang, Xinbo Gao

The $k$-Nearest Neighbor~(KNN) algorithm is widely used across various tasks. The selection of the $k$ value is a key issue because it significantly impacts performance. In this paper, an adaptive and efficient KNN approach via granular-ball computing is proposed. The method consists of two stages. \textcolor{black}{In the training stage, the dataset is first coarsely partitioned to reduce the complexity of data distributions within a granular ball, and then the Fisher criterion is introduced to control ball splitting and stopping, yielding a multi-granularity granular ball representation. In the prediction stage, the nearest granular ball is first located through a weighted distance mechanism, and an adaptive neighborhood is then constructed around the test sample. The effective $k$ value is dynamically determined by the actual number of samples contained in this neighborhood. The neighborhood induced by the nearest granular ball provides more stable local group information, thereby improving robustness against noise and local perturbations.} Experimental results demonstrate that the proposed method outperforms existing KNN variants across multiple datasets in terms of both accuracy and efficiency. The code has been open-sourced for reproducibility: https://github.com/lianxiaoyu724/Adaptive-GBKNN.

arXiv

Robust data-driven discovery of fractional differential equations via weak formulations and Pareto-based subset selection

Pongpisit Thanasutives, Yoshinobu Kawahara

Fractional partial differential equations describe nonlocal dynamics, but discovering them from noisy data is difficult because fractional differentiation amplifies high-frequency measurement noise and the derivative orders are unknown. We propose Weak-Pareto, which combines an adjoint-consistent weak formulation of fractional terms with Pareto-based subset selection over discrete term types and continuous fractional orders. For linear right-hand-side terms, the adjoint transfers fractional operators from measured fields to smooth test functions, replacing noise-sensitive pointwise differentiation with smoothing integration; for nonlinear terms, the noise-suppression effect is partial yet useful. Coefficients are fitted by ridge regression within a branch-aware differential-evolution search over the orders. The support size is then selected at the validation-error-complexity elbow. We show that the variance of fixed linear right-hand-side weak features vanishes under grid refinement, whereas noise amplification in pointwise fractional features increases with derivative order. Across fractional advection-diffusion, reaction-diffusion, and Burgers benchmarks, Weak-Pareto recovers parsimonious structures from clean and noisy measurements. In controlled advection-diffusion and Burgers comparisons, it retains the correct support at every tested multiplicative-noise level, whereas the unregularised strong-form counterpart largely fails once noise is introduced; this advantage persists under additive Gaussian noise. Ablations show that the weak library drives noise robustness and that continuous-order Pareto search avoids the support-selection failure of a dense fixed dictionary. On the advection-diffusion benchmark, Weak-Pareto yields more consistent operator recovery and substantially lower measured runtime than a contemporary neural baseline.

arXiv

Sustaining Plasticity via Learnable Wavelet Activations in Continual Learning

Zeyang Zhang, Tieliang Gong, Junyan Lu, Weizhan Zhang

Plasticity loss has emerged as a critical challenge in continual learning that significantly hinders the acquisition of sequential tasks. While optimizing activation designs offers a potential solution, current fixed-form functions suffer from an inherent spectral bias towards low-frequency variations, whereas learnable variants permit unconstrained updates that induce catastrophic forgetting. To address these limitations, we propose a novel learnable wavelet activation that decomposes the activation function into low-frequency and high-frequency components to explicitly counter spectral bias. Furthermore, we employ dynamic wavelet injection to adaptively enhance plasticity for new tasks, alongside a regularization strategy to ensure the stability of previous learned knowledge. Theoretically, we provide rigorous mathematical guarantees for the proposed framework, proving the structural necessity of the hybrid wavelet architecture for efficient $L^2$ approximation and demonstrating that the decoupled learning rate mechanism successfully restores network plasticity for high-frequency information. Additionally, we provide a formal derivation of the loss-driven injection trigger mechanism to precisely guide the injection. Extensive empirical evaluations demonstrate that our approach maintains superior trainability and generalization throughout the learning process and achieves state-of-the-art performance across diverse continual learning benchmarks.

arXiv

A Compositional Theory of Curvature in Probabilistic Circuits

Hrithik Suresh, Sahil Sidheekh, Shelar Parth Vijay, Yasir Z, Sriraam Natarajan, Narayanan Chatapuram Krishnan

Probabilistic Circuits (PCs) are generative models that support exact inference and, unlike deep neural networks, admit an exact and tractable measure of loss-surface curvature: the trace of the Hessian of the log-likelihood. Recent work regularizes this trace globally to bias learning toward flatter, better generalizing optima. We show that treating sharpness as a global regularizer can be misspecified for PCs, whose curvature is inherently compositional. We prove that each sum node's contribution to the Hessian trace factorizes exactly into its circuit flow, which measures how heavily the node is used, and a local sharpness term determined by its output distribution. This decomposition provides insights into why global sharpness regularization is depth biased and can lead to underfitting. Building on it, we introduce an adaptive sharpness aware regularizer that penalizes nodes based on intrinsic local curvature and preserves closed form EM updates. We also show that empirically, this targeted regularization recovers the generalization that global regularization sacrifices while retaining the robustness and benefits of sharpness aware learning.

arXiv

Discovering Persistent Behavioural Patterns for Interpretable Blockchain Forensics

Dorottya Zelenyanszki, Zhe Hou, Kamanashis Biswas, Vallipuram Muthukkumarasamy

Public blockchain data enables large-scale DeFi-related analysis, but many existing approaches are application-specific, difficult to scale, or hard to interpret. This research proposes a scalable, application-agnostic framework for \emph{persistent behavioural pattern discovery} from large-scale blockchain activity. It constructs behaviour sentences enriched with contract, token and market context, then applies a two-step embedding process: sentence-level embeddings capture individual actions, while sequence-level embeddings capture user behaviour over time. An interpretable behavioural profiler characterizes discovered communities through behavioural motifs, routines, temporal dynamics, entity exposure, and suspiciousness evidence. Evaluation on Ethereum using over 30 million transactions shows that the framework uncovers both routine and malicious behavioural patterns, including decentralised exchange (DEX) trading, NFT activity, phishing, bot operations, oracle manipulation, and rug-pull schemes. Importantly, many patterns remain stable across independent observation windows, enabling the identification of long-term behaviours beyond a single analysis period. The proposed framework combines scalability, interpretability, and persistence analysis, supporting blockchain forensic investigation, behavioural attribution, and threat discovery.

arXiv

FSGR: Mitigating Token Frequency Bias for Fair SID-Based Generative Recommendation

Yuchen Zheng, Sihan Xu, Jingwen Yang, Xiangrui Cai, Haiwei Zhang, Xiaojie Yuan

Semantic ID (SID)-based generative recommendation has recently achieved remarkable success. However, existing methods suffer from a previously overlooked fairness issue, which we term \textbf{Token Frequency Bias}, where high-frequency SID tokens are systematically over-predicted while low-frequency SID tokens are under-predicted. This bias originates from the combined effects of imbalanced semantic codebooks during SID construction, and popularity bias together with the maximum likelihood estimation objective during recommendation training, resulting in unfair exposure across item categories. Existing SID methods mainly focus on improving codebook quality and overlook the impact of token frequency imbalance on downstream recommendation fairness, while LLM debiasing methods often yield suboptimal results when directly applied to SID-based recommendation, due to the hierarchical semantics of SID tokens. To address this issue, we propose \textbf{FSGR}, a fairness optimization framework for SID-based generative recommendation. During SID construction, FSGR employs OT-based Assignment Optimization and Dual-Criteria Re-anchor mechanism to form a more balanced SID representation space. During recommendation training, it adopts a two-stage training strategy and introduces Hierarchical Frequency Calibration for layer-specific fairness fine-tuning. Experiments on three public datasets with three backbone models demonstrate that FSGR mitigates token frequency bias and delivers an average Gini fairness improvement of over 20\% while maintaining competitive recommendation accuracy.

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