NeurIPS 2026 Papers

Conference on Neural Information Processing Systems

Decision breakdown

6,437papers

Counted from the official paper list; may differ slightly from the number the conference announced.

  • Oral
    991.5%
  • Spotlight
    2403.7%
  • Poster
    6,09894.7%

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Topic: Social aspects · accountability transparency and interpretability · 416 papers · Reset filters

ScopeSAE: Model-Scope Feature Discovery with Interpretable Layer Selection

Qingwen Zeng, Craig Jin, Shuyu Meng, Linghan Huang, Jiayi Zhang, Chenglin Wu, Ling Chen, Huaming Chen

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Sparse autoencoders (SAEs) are a central tool in mechanistic interpretability. However, existing SAEs are primarily trained per layer. The modeling subspace is therefore fixed by layer identity, independent of which token-layer states actually drive each prediction. We argue that this constraint contributes to several limitations observed in layer-wise SAEs, including low feature utilization, high dictionary redundancy, and features that lack direct behavioral grounding. In this paper, we propose ScopeSAE, which selects the modeling subspace per token by attributing each prediction to its most influential token-layer state via normalized gradient-based attribution, and learns features over the resulting prediction-relevant subspace. Empirically, ScopeSAE yields an effect we term reconstruction-better-than-original. Written-back reconstructions of the SAE produce lower next-token cross-entropy than the original activations, an outcome that, to our knowledge, has not previously been reported for SAEs and that inverts the usual reconstruction-fidelity trade-off. Through interventional analyses and a KL fine-tuning counter-experiment, we show that this effect is attributable to ScopeSAE's prediction-relevant subspace itself rather than to architectural changes. ScopeSAE further improves effective feature count, interpretability, utilization, and dictionary redundancy over existing layer-based baselines, suggesting that choosing the SAE modeling subspace by predictive relevance leads to more useful and behaviorally meaningful features.

Poster
SciHazard: A Benchmark for Measuring Scientific Safety Risks with Decomposed Harm Scoring

Chunxiao Li, Yuan Xiong, Lijun Li, Tianyi Du, Wenlong Zhang, Lei Bai, Jing Shao

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Large language models (LLMs) increasingly support science, but they can also convert hazardous scientific knowledge into actionable misuse guidance. Existing benchmarks often rely on templated queries disconnected from real-world hazards, and employ LLM-as-a-Judge paradigms without domain grounding. To address this, we introduce SciHazard, a real-world-grounded benchmark for scientific risks and a dataset agnostic evaluation framework for measuring harmfulness. SciHazard contains 2400 hazardous questions and 600 oversafety questions across 12 disciplines, with both queries grounded in regulated entities and documented failure scenarios. To compute DeHarm-Score , we develop a decomposed evaluating procedure that combines query hazard severity, refusal behavior, and response-level risk. For non-refused responses, it further decomposes response-level harm into Executability, quantified via dynamic checklists with importance weighting, and Net-new risk, assessed through retrieval-augmented claim extraction and synthesis-barrier verification. An expert-validation study shows that DeHarm-Score improves agreement with expert annotations by 90.17% over the strongest baseline. We benchmark 31 frontier LLMs and deep research agents in an extensive scientific safety evaluation. Notably, Deep research agents yield 32.3% higher mean Deharm-Score than standard LLMs, exposing autonomous agents as a critical blind spot in current safety defenses. Code and dataset are available at https://anonymous.4open.science/r/DeharmScore-7B55.

Poster
Sample Transform Cost-Based Training-Free Hallucination Detector for Large Language Models

Zeyang Ding, Xinglin Hu, Jicong Fan

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Hallucinations remain a major barrier to the trustworthy deployment of large language models (LLMs). We study hallucination detection from the perspective of prompt-conditioned response distributions. For a fixed prompt, an LLM induces a distribution over possible responses; when the model is uncertain or hallucinates, this distribution often becomes more complex and less internally consistent. However, this distribution is unknown, and its samples are variable-length token sequences rather than fixed-dimensional points, making direct complexity estimation difficult. To address this challenge, we propose a training-free detector based on sample-to-sample transform costs in representation space. Specifically, we represent each sampled response as an empirical distribution over generated-token hidden embeddings and compute pairwise Wasserstein distances between responses. The resulting Wasserstein distance matrix characterizes the cost structure of transforming one sampled response into another. From this matrix, we derive two complementary hallucination signals: \textbf{AvgWD}, which measures the average transform cost, and \textbf{EigenWD}, which captures the spectral complexity of the transform-cost structure. Importantly, we extend the proposed detector beyond white-box access by using an accessible auxiliary model to construct representation-space consistency signals for black-box LLMs, substantially broadening the practical applicability of our method. Experiments across five open-source LLMs and four benchmarks show that AvgWD and EigenWD consistently achieve competitive or superior AUROC compared with strong training-free uncertainty baselines. These results suggest that distributional complexity in token-level representation space provides an effective signal for hallucination detection.

Poster
SageSched: Efficient LLM Scheduling Confronting Demand Uncertainty and Hybridity

Zhenghao Gan, Yichen Bao, Yifei Liu, Chen Chen, Quan Chen, Minyi Guo

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Efficient LLM inference scheduling is crucial for the user experiences. However, LLM inferences exhibit remarkable demand uncertainty (with unknown output length beforehand) and hybridity (being both compute and memory intensive). Existing LLM schedulers rely on simple heuristics or focus purely on compute resource, suffering suboptimal performance. In this work, we propose SageSched, an efficient LLM scheduler that properly handles demand uncertainty and hybridity of inference workloads. SageSched combines prompt contents with the past inference results to predict output-length distribution in a light-weight and also accurate manner. Meanwhile, it models the true service cost of an inference request with both compute and memory aspects considered. Finally, SageSched employs a uncertainty-aware scheduling policy that can yield the best overall efficiency given the request cost distributions. Testbed experiments over diverse setups confirm that SageSched can attain an efficiency improvement of over 28.7%.

Poster
Safe-PG-LQR: Provably Safe, Convergent and Optimal Model-Free Linear Quadratic Regulator with Hard Constraints

Vipul Sharma, Wesley Suttle, S Sivaranjani

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The linear quadratic regulator (LQR) is a canonical optimal control problem where recent work has established global convergence guarantees for model-free policy gradient methods. However, designing model-free algorithms that enforce hard constraints throughout learning remains an open challenge. Existing approaches are either partially model-based, enforce soft constraints through Lagrangian relaxations, or project pretrained policies onto the constraint set, sacrificing hard constraint satisfaction or convergence guarantees of the underlying algorithms. In this work, we develop principled model-free policy gradient methods for LQR problems with hard constraints. Our key idea is to parameterize the policy class using a truncated stochastic policy so that hard constraints are satisfied by construction, then perform policy optimization entirely within this class. We prove that the resulting LQR objective over the proposed truncated policy class satisfies a weak gradient-dominance property in both the undiscounted and discounted settings. We leverage this property to develop model-free policy-gradient algorithms that maintain zero violation of the encoded hard constraints at each iteration, and converge to an approximately globally optimal policy within the proposed safe policy class.

Poster
SLDR: Defending Against Malicious Fine-tuning via Selective Layers Recovery and Dynamic Routing

Hui Zhang, Yachao Yuan, Jiayun Wang, Yuanzhuo Li, Hongtao Wang, Yali Yuan

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Fine-tuning-as-a-service enables users to adapt aligned large language models (LLMs) to specialized tasks, but malicious fine-tuning can erode refusal behavior while preserving task performance on legitimate inputs. We revisit recent layer-wise safety diagnostics and find that safety sensitivity is signed: scaling different layers can strengthen refusal, weaken it, or have little effect. Motivated by this observation, we propose SLDR, a post-fine-tuning defense based on Selective Layers Recovery and Dynamic Routing. SLDR trains a LoRA recovery adapter only on the layers with the maximum and minimum sensitivity scores in the signed spectrum, and uses representation-based dynamic routing inference to activate the adapter only for malicious queries. Across four model architectures, five downstream tasks, and four harmful benchmarks, SLDR substantially reduces harmful outputs while preserving downstream utility. On Llama3.1/SST2, SLDR reduces the average harmful score from 11.54 to 0.08 while maintaining downstream accuracy, and the harmful score remains near zero under poisoning ratios up to 0.9.

Poster
Routing as a Singular Reparameterization: A Closed-Form Pushforward Prior and Exact Bayesian Complexity in a Minimal Proxy

Ali Mehrabian, Mahdi Mazloum

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A two-branch routed regressor realizes exactly the function class of ordinary quadratic regression. Because routing does not enlarge the observable function class here, the routed model differs from quadratic regression only through the prior induced by routed coordinates. We compute this induced prior in closed form and show that fiber integration along the routing map creates a logarithmically singular density on the linear submodel. The induced posterior over quadratic coefficients then coincides exactly with the quadratic-regression posterior under the pushed-forward prior, isolating the role of prior geometry in this proxy model. For compactly supported priors on linear truth ($q_2=0$), the support-relative global real log canonical threshold (RLCT) is $(3/2,2)$ when the support reaches the collapsed stratum and $(3/2,1)$ when it avoids it; under the full-support Gaussian-coordinate prior, the global RLCT is $(3/2,2)$. Against smooth coefficient-space baselines with the same known noise variance on linear truth, this singular-versus-smooth prior comparison yields a rigorous $\log\log n$ Bayes-factor advantage. The same multiplicity-$2$ product singularity transfers locally to sigmoid gates on linear truth and extends locally to $d$-dimensional inputs.

Poster
Robust and Scalable Collaborative Learning via Pull-Based Epidemic Communication

Abdellah El Mrini, Sadegh Farhadkhani, Rachid Guerraoui

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Collaborative machine learning is vulnerable to adversarial behaviors during training. Existing defenses typically rely on central coordination or induce high communication costs. We introduce *Robust Pull-based Epidemic Learning (RPEL)*, a scalable and fully decentralized framework that achieves robustness without a central server. Unlike traditional methods, whose communication cost grows as $\mathcal{O}(n^2)$ with the number of nodes $n$, RPEL uses a pull-based epidemic communication scheme that scales as $\mathcal{O}(n \log n)$. By pulling model parameters from small, randomly selected subsets of peers, RPEL significantly lowers the number of required messages while preserving convergence guarantees with high probability. Experimental results demonstrate that RPEL indeed tolerates attacks, attains accuracy comparable with all-to-all communication, and scales efficiently to large networks.

Poster
Robust and Efficient Continual Model Merging via Global Singular Subspace Separation and Restoration

JunCheol Shin, Byeongho Yu, Semin Kim, Eunhyeok Park

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Continual model merging addresses a more realistic setting in which task-specific models arrive sequentially. Naive extension of standard model merging approaches to the continual setting leads to task balance collapse and substantial performance degradation. To address this issue, we propose Global Singular Subspace Separation and Restoration (GS3R), a data-free and optimization-compatible framework for continual model merging. GS3R preserves task balance by globally separating singular components and introducing vector restoration matrices for perturbation-free recovery. To further enhance efficiency, we introduce Pre-merge Restoration and Flushing (PRF), which guarantees peak memory usage comparable to that of other methods. Experiments on vision and language tasks demonstrate that GS3R consistently outperforms prior continual model merging methods.

Poster
Robust Flow Matching under Target Corruption and Label Noise

Mert Can Kurucu, Erik Englesson, Hossein Azizpour

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Flow Matching (FM) is a strong framework for generative modeling due to its stable training and efficient sampling. However, FM assumes clean target data and labels, an assumption often violated in practice. We formulate FM training as a time-dependent regression problem over conditional vector fields and analyze how the two corruption types affect the objective: i) target corruption adds a time-dependent residual term that grows with time, ii) label noise causes updates to the wrong class-conditional vector field. Based on this analysis, we propose to improve FM robustness by mapping corruption-specific residual scores to sample weights. For target corruption, we propose the \emph{Temporal Residual Score} (TRS), which emphasizes residual magnitudes at intermediate-to-late FM times, where clean and corrupted samples are more separable. For label noise, we propose the \emph{Comparative Conditional Score} (CCS), which compares the residual of the observed class-conditional vector field against alternative class-conditional vector fields for the same trajectory and velocity target. Experiments across controlled corruption settings and real-world noisy labels show that the proposed methods improve robustness over standard FM and robust-training baselines, supporting corruption-specific residual structure as a practical basis for robust FM.

Poster
Risks Create a Jagged Frontier of LLM Productivity Gains Across Computer Occupations

Deepika Chawla, Gagandeep Singh, Elham k buxton, Meicen Sun, Lav Varshney, Jeremy Riel, Craig De Voto

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**This position paper argues that the current frontier of expert-LLM collaboration is doubly jagged: it is uneven, not only because of jagged AI capabilities but also due to jagged AI risks**. As LLM systems improve, incompetence-driven risks (e.g., misinformation) may decline, but adversarial risks can persist or even increase, leading to the likely persistence of a jagged risk–reward frontier. To show jaggedness, we introduce the first occupation-level quantification of risk-aware productivity gains for expert–LLM collaboration over a realistic task distribution, using standard O\*NET computer-occupation tasks. For each task, we leverage six frontier models (e.g., GPT-5, Claude Opus) to produce structured risk–reward ratings and use 6 human experts to verify a subset for reliability, achieving high agreement. Risk captures the possible increase in individual, organizational, or societal harm due to employing LLMs. Reward captures possible productivity gains, i.e., time/cost savings at a fixed quality target after accounting for expert oversight to detect and mitigate risks. We aggregate task-level ratings into occupation-level scores. Our analysis shows that risk varies more than reward, yielding vast differences in risk–reward tradeoff: In safety-critical roles (e.g., *Information Security Engineers*), gains are offset by risk, whereas in less safety-critical roles (e.g., *Web Developers*), gains often substantially exceed risks. At the task-level, we identify high-reward and medium-risk tasks as the "Sweet spot" for expert-LLM collaboration. The identified sweet spot is evident in real-world deployments as the majority of Claude conversations assigned to O*NET tasks (from the recent Anthropic Economic Index) are high-reward and medium-risk, whereas high-risk tasks are minimally represented, supporting both our methodology and position.

Poster
Revisiting Value Iteration: Unified Analysis of Discounted and Average-Reward Cases

Arsenii Mustafin, Xinyi Sheng, Dominik Baumann

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While Value Iteration (VI) is one of the most fundamental algorithms in Reinforcement Learning, its theoretical convergence guarantees still exhibit a persistent mismatch with empirical behavior. In the discounted-reward case, classical theory guarantees geometric convergence with rate $\gamma$, while in the average-reward case recent work suggests that only sublinear convergence can be expected. In practice, however, VI is often observed to converge significantly faster. In this work, we show through a unified geometry-based analysis that, under an assumption of a unique and unichain optimal policy, (i) convergence is geometric in *both* the discounted- and average-reward settings and (ii) the convergence rate is faster than previous analyses suggest.

Poster
Revisiting Subgradient Dominance in Robust MDPs: Counterexamples, Hardness, and Sufficient Conditions

Toshinori Kitamura, Arnob Ghosh, Alex Ayoub, Thang Chu, Csaba Szepesvari

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Projected subgradient descent (PSD) has gained popularity for solving robust Markov decision processes (RMDPs) because it applies to a broader class of uncertainty sets than traditional dynamic programming. Existing work claims that RMDPs with a general compact uncertainty set satisfy the subgradient dominance property, under which exact PSD converges to an $\varepsilon$-optimal policy in a polynomial number of updates (e.g., Wang et al., 2023). We show that these claims are incorrect. Even when the uncertainty set has cardinality two, the RMDP objective is not subgradient-dominant and can admit suboptimal strict local minima. Moreover, we prove that finding an $\varepsilon$-optimal policy can be NP-hard even in settings where subgradients are efficiently computable: (i) finite transition uncertainty sets and (ii) $sa$-rectangular finite transition uncertainty sets with finite cost uncertainty sets. Finally, we identify two conditions under which RMDPs do satisfy subgradient dominance: when, for each policy, either the worst-case transition kernel or the worst-case action-value function is unique.

Poster
Revisiting Incremental Learning: A Three-Interface Diagnosis of Stability and Plasticity

Keuntae Kim, Beomseok Lee, Hyunwoo Kim, Yong Suk Choi

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Incremental learning is usually evaluated through the final classifier or LM head, but this interface does not indicate where forgetting occurs. A drop in accuracy may reflect representation degradation in the backbone, readout mismatch in the head, or both. We argue that BWT and FWT should therefore be interpreted as interface-dependent quantities rather than as single model-level properties. We study three evaluation interfaces: the sequentially trained head, a newly optimized probing classifier, and a classifier-free backbone separability diagnostic based on clustering. These interfaces answer different questions: deployed performance, recoverable information under a new readout, and representation-level separability. Across CIL experiments with encoder and decoder language backbones, plus discriminative-backbone TIL sanity checks, we find that qualitative conclusions about forgetting and plasticity change substantially with the evaluation interface. Standard heads often indicate severe forgetting, probes often suggest near-complete recoverability, and backbone diagnostics suggest intermediate representation changes and a stability--plasticity pattern. This pattern is consistent across five clustering algorithms and three clustering metrics, suggesting that it is not an artifact of a single diagnostic choice. Finally, we use Just LM-Head Tuning (JLT) as a head-only intervention to quantify recoverable performance on a fixed incrementally trained backbone. The large gap between standard and head-realigned performance suggests that many failures attributed to catastrophic forgetting are better understood as head--backbone mismatch plus partial representation drift. Our results call for reporting where forgetting is measured, not only how much forgetting is observed.

Poster
Revealing the Gap in Human and VLM Scene Perception through Counterfactual Semantic Saliency

Ziqi Wen, Parsa Madinei, Miguel Eckstein

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Evaluating whether large vision-language models (VLMs) align with human perception for high-level semantic scene comprehension remains a challenge. Traditional white-box interpretability methods are inapplicable to closed-source architectures and passive metrics fail to isolate causal features. We introduce Counterfactual Semantic Saliency (CSS). This black-box, model-agnostic framework quantifies the importance of objects by measuring the semantic shift induced by their causal ablation from a scene. To evaluate AI-human semantic alignment, we tested prominent VLMs against a human psychophysics baseline comprising 16,289 valid responses across 307 complex natural scenes and 1,306 high-fidelity counterfactual variants. Our analysis reveals a pervasive scene comprehension gap: models exhibit an overreliance (relative to humans) on large objects (size bias), objects at the center of the image (center bias), and high saliency objects. In contrast, models rely less on people in the scenes than our human participants to describe the images. A model’s size bias is a primary driver explaining variations in model-human semantic divergence.

Poster
Rethinking XAI Evaluation: A Human-Centered Audit of Shapley Benchmarks in High-Stakes Settings

Inês Oliveira e Silva, Sérgio Jesus, Iker Perez, Rita P. Ribeiro, Carlos Soares, Hugo Ferreira, Pedro Bizarro

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Shapley values are a cornerstone of explainable AI, yet their proliferation into competing formulations has created a fragmented landscape with little consensus on practical deployment. While theoretical differences are well-documented, evaluation remains reliant on quantitative proxies whose alignment with human utility is unverified. In this work, we use a unified amortized framework to isolate semantic differences between eight Shapley variants under the low-latency constraints of operational risk workflows. We conduct a large-scale empirical evaluation across four risk datasets and a realistic fraud-detection environment involving professional analysts and 3,735 case reviews. Our results reveal a fundamental misalignment: standard quantitative metrics, such as sparsity and faithfulness, are decoupled from human-perceived clarity and decision utility. Furthermore, while no formulation improved objective analyst performance, explanations consistently increased decision confidence, signaling a critical risk of automation bias and overconfidence in high-stakes settings. These findings demonstrate that current evaluation proxies are insufficient for predicting human impact, motivating our release of interaction measurements to support research into behaviorally grounded XAI evaluation.

Poster
Rethinking Sequential Locate-Then-Edit: Optimality and Stability

Bingqing Liu, Wei Liu, Zhiying Deng, Jun Wang, Yuhua Li, Ruixuan Li

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The \textit{Locate-Then-Edit} framework enables efficient knowledge updates in large language models without requiring full retraining. Recent research has increasingly focused on \textit{sequential editing}, where knowledge arrives continuously and the model is updated incrementally. However, existing sequential methods commonly suffer from catastrophic forgetting and model collapse after only a few hundred edits. In contrast, \textit{batch editing}---which performs joint optimization over all edits and represents the theoretical optimum---can support tens of thousands of edits with high edit efficacy while preserving the model's general capabilities, resulting in a substantial performance gap between the two editing paradigms. In this paper, we demonstrate that this gap can be closed via a \textit{batch-equivalent sequential editing} approach. Moreover, we investigate the underlying mechanism of model degradation in existing sequential methods by analyzing the convergence behavior of weight perturbations as edits accumulate. Our analysis reveals that current methods typically exhibit linear or logarithmic growth in perturbation, whereas the proposed batch-equivalent method achieves \textit{time-invariant} growth, thereby theoretically guaranteeing long-term stability and preserving the integrity of pretrained knowledge throughout massive-scale sequential editing.

Poster
Retain-Neutral Surrogates for Min-Max Unlearning

Junhao Cai, Dohun kim, Dowon Kim, Sung Il Choi, Chengjun Jin, Juhyun Park, Changhee Joo

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Machine unlearning seeks to remove the influence of designated training data while preserving performance on the remaining data. Approximate unlearning can be viewed as a local editing problem; in min-max unlearning, the key local object is the surrogate point at which the retain objective is evaluated. When forget and retain gradients are strongly aligned, an unconstrained forget-maximizing perturbation can move to a surrogate point that increases retain loss. We propose Retain-Orthogonal Surrogate Unlearning (ROSU), which constrains the inner surrogate construction by maximizing first-order forget gain subject to zero first-order retain change under a fixed perturbation budget. This yields a closed-form retain-orthogonal perturbation, a lightweight transported outer update, and amplification along the retain-neutral direction. Our analysis establishes (i) a curvature-controlled second-order bound on retain damage, (ii) a positive-alignment regime in which ROSU strictly reduces surrogate retain loss relative to standard min-max perturbations, and (iii) near-equivalence when the two gradients are nearly orthogonal. Across vision and language benchmarks (CIFAR-10/100, Tiny-ImageNet, TOFU, WMDP), the empirical pattern follows this geometry: ROSU gives its clearest gains in high-coupling regimes while remaining competitive elsewhere.

Poster
Response Time Enhances Alignment with Heterogeneous Preferences

Federico Echenique, Alireza Fallah, Baihe Huang, Michael Jordan

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Aligning large language models (LLMs) to human preferences typically relies on aggregating pooled feedback into a single reward model. However, this standard approach assumes that all labelers share the same underlying preferences, ignoring the fact that real-world labelers are highly heterogeneous and usually anonymous. Consequently, relying solely on binary choice data fundamentally distorts the learned policy, making the true population-average preference unidentifiable. To overcome this critical limitation, we demonstrate that augmenting preference datasets with a simple, secondary signal—the user's response time—can restore the identifiability of the population's average preference. By modeling each decision as a Drift-Diffusion Model (DDM), we introduce a novel, consistent estimator of heterogeneous preferences that successfully corrects the distortions of standard choice-only labels. We prove that our estimator asymptotically converges to the true average preference even in extreme cases where each anonymous labeler contributes only a single choice. Empirically, across both synthetic and real-world datasets, our method consistently outperforms standard baselines that otherwise fail and plateau at a bias floor. Because response times are essentially free to record and require zero user tracking or identification, our results bring promises and open up new opportunities for future data-collection pipelines to improve the social benefit without requiring user-level identifiers or repeated elicitations.

Poster
Representation Rigidity in Face Embeddings: Orthogonal Identifiability and Backfill-Free Compatibility

Yongle Zhao, Zhichao Chen, Yin Xie, Jun Wang, Ziyong Feng

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Upgrading a deployed face-recognition model usually makes new query embeddings incompatible with the legacy gallery, forcing costly backfilling of stored embeddings. We show that this incompatibility is often much simpler than it appears: independently trained angular-margin face models exhibit representation rigidity, where their embedding spaces are well approximated by a single global orthogonal transformation. We formalize this phenomenon as Procrustes rigidity, derive a finite-calibration recoverability bound, and estimate the orthogonal adapter from a small paired calibration set via closed-form Procrustes alignment. The resulting deployment protocol is backfill-free: transport upgraded queries into the legacy coordinate system, then reuse the existing gallery without re-embedding stored identities. Across 45 models spanning three architectures, two losses, three data scales, and five seeds, we find strong rigidity within architecture families, non-monotonic scaling with data size, and robust cross-model retrieval. On the 1.6M-image IFRT benchmark, Procrustes-aligned queries recover at least $99.8\%$ of mono-model Rank-1 accuracy for same-family upgrades, while lightweight residual correction substantially narrows the cross-architecture gap.

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