NeurIPS 2026 Papers

Conference on Neural Information Processing Systems

Decision breakdown

6,437papers

Counted from the official paper list; may differ slightly from the number the conference announced.

  • Oral
    991.5%
  • Spotlight
    2403.7%
  • Poster
    6,09894.7%

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Topic: Social aspects · accountability transparency and interpretability · 416 papers · Reset filters

An Axiomatic Analysis of DPO and NLHF as Reference-Dependent Probabilistic Voting Rules

Wesley H. Holliday, Adam Lesnikowski, Roberto-Rafael Maura-Rivero

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Post-training methods for large language models (LLMs) implicitly aggregate diverse human feedback in ways that can be studied explicitly using social choice theory. In this paper, we adopt the perspective that for each post-training method, there is a corresponding reference-dependent probabilistic voting rule. Taking Direct Preference Optimization (DPO) and Nash Learning from Human Feedback (NLHF) as our case studies, we study axiomatic properties of the associated voting rules. First, we show that NLHF violates one of the central axioms of social choice, namely monotonicity, if and only if its KL regularization parameter is below a bound, whereas DPO satisfies monotonicity regardless of its regularization parameter. Second, we show that while DPO is often associated with Borda-style preference aggregation, when DPO is regarded as a probabilistic voting rule, it violates two variable population axioms that the standard probabilistic version of Borda satisfies. Third, we show that unlike DPO, NLHF violates a commutativity axiom from Bayesian epistemology, which has practical implications for staged post-training. Finally, we conduct an empirical study of the frequency and magnitude of axiom violations in the CoVal dataset using real base models.

Poster
An Assessment of Human vs. Model Uncertainty in Soft-Label Learning and Calibration

Maja Pavlovic, Silviu Paun, Massimo Poesio

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Central to human-aligned AI is understanding the benefits of human-elicited labels over synthetic alternatives. While human soft-labels improve calibration by capturing uncertainty, prior studies conflate these benefits with the implicit correction of mislabeled data (mode shifts), obscuring true effects of soft-labels. We present a controlled audit of soft-label learning across MNIST and a synthetic variant, re-annotating subsets to extract human uncertainty. By decoupling soft-label supervision from underlying label mode shifts, we show that while human soft-labels do provide accuracy gains, their larger value lies in acting as a regularizer that improves model calibration on difficult samples and promotes stable convergence across training runs. Dataset cartography reveals models trained on human soft-labels mirror human uncertainty, whereas those trained on synthetic labels fail to align with humans. Broadly, this work provides a diagnostic testbed for human-AI uncertainty alignment.

Poster
Amortized Linear-time Exact Shapley Value for Product-Kernel Methods

Majid Mohammadi, Siu Lun (Alan) Chau, Krikamol Muandet

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Kernel methods are widely used in machine learning and statistics for their flexibility and expressive power, yet their black-box nature limits adoption in high-stakes applications. Shapley value--based attribution methods such as SHAP, and kernel-specific adaptations including RKHS-SHAP, provide a principled framework for explainability---but exact computation of Shapley values is generally intractable, forcing existing approaches to rely on approximations that incur unavoidable estimation error. We introduce PKeX-Shapley, an algorithm that exploits the multiplicative structure of product kernels to compute exact Shapley values for all $d$ features in quadratic time in $d$. The method rests on a distribution-free removal operator intrinsic to the product-kernel structure: removing a feature replaces its kernel factor with the multiplicative identity. This yields a parameter-free value function---requiring no sampling and no density estimation---and uniquely determines a functional decomposition of the model. Building on this value function, we develop shared recursive formulations that evaluate all feature attributions jointly, achieving amortized linear time per feature with numerical stability. Beyond predictive modeling, the framework extends to widely used kernel-based discrepancies such as the Maximum Mean Discrepancy (MMD) and the Hilbert--Schmidt Independence Criterion (HSIC), providing new tools for interpretable statistical analysis.

Poster
Algorithms for Linear Equations with Min and Max Operators Under (Absolutely) Halting Condition

Krishnendu Chatterjee, Ruichen Luo, Raimundo Saona, Jakub Svoboda

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We consider linear equations with min and max operators~(LEMMs) that contain many subproblems ranging from optimization, learning, to games. Recently, Chatterjee et al. [2025] gave a systematic study of the complexity of different subclasses. Three key subclasses--(I) halting branching process, (II) absolutely halting LEMMs, and (III) halting LEMMs--are proved to be in UP $\cap$ coUP while generalizing stochastic games (SSGs). In this work, we study the classic algorithms of Policy Iteration (PI) and Value Iteration (VI) for these general subclasses. First, we simplify the problem hierarchy by showing the equivalence between halting branching process and SSGs. Then, we show that while PI diverges for absolutely halting LEMMs due to the loss of monotonicity, VI remains convergent, a result we establish via diagonal rescaling. Finally, we show that neither PI nor VI converges for general halting LEMMs and, to this end, propose variants of simple policy iteration that ensure convergence across all subclasses.

Poster
Agentic-imodels: Evolving agentic interpretability tools via autoresearch

Chandan Singh, Yan Shuo Tan, Weijia Xu, Zelalem Gero, Weiwei Yang, Michel Galley, Jianfeng Gao

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Agentic data science (ADS) systems are rapidly improving their capability to autonomously analyze, fit, and interpret data, potentially moving towards a future where agents conduct the vast majority of data-science work. However, current ADS systems use statistical tools designed to be interpretable by humans, rather than interpretable by agents. To address this, we introduce Agentic-imodels, an agentic autoresearch loop that evolves data-science tools designed to be interpretable by agents. Specifically, it develops a library of scikit-learn-compatible regressors for tabular data that are optimized for both predictive performance and a novel LLM-based interpretability metric. The metric measures a suite of LLM-graded tests that probe whether a model’s string representation is “simulatable” by an LLM, i.e. whether the LLM can answer questions about the model’s behavior by reading its string output alone. We find that the evolved models jointly improve predictive performance and interpretability, generalizing to new datasets and new interpretability tests. Furthermore, these evolved models improve downstream end-to-end ADS, increasing performance for Copilot CLI, Claude Code, and Codex on the BLADE benchmark by up to 73%.

Poster
Agentic AI Design Should be Mediated to Promote Social Welfare

Omer Madmon, Moshe Tennenholtz

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The rise of generative AI and autonomous agents is creating ecosystems in which stakeholders strategically choose which agents to deploy on their behalf. These design choices--such as model backbone, prompting strategy, tool access, and fine-tuning pipeline--are often strategically interdependent, as the performance of a deployed agent depends on the agents chosen by others. This position paper argues that this agent design stage should itself be a target for mediation. This perspective shifts attention from mediating only the \emph{downstream} interaction among deployed agents to mediating the \emph{upstream} stakeholder game that determines which agents enter that interaction in the first place. We formalize this agent design stage as a \emph{meta-game}, show how its equilibria can be collectively harmful, and discuss how various forms of mediation can realign incentives toward socially beneficial outcomes. We demonstrate these mediation approaches using both stylized examples and a real-world case study constructed from empirical LLM-agent interaction data. We outline concrete research directions for developing mediators that steer agentic design choices toward socially desirable outcomes.

Poster
Adapting to Conflict: Equilibrium Structure and Adaptive Learning in Harmonic Games

Davide Legacci, Panayotis Mertikopoulos, Bary Pradelski

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Zero-sum games are the textbook model of strategic competition—yet they can fail to capture conflict even in simple settings. *Harmonic games* provide a more robust framework for opposed interests: they are invariant under strategic equivalence, and naturally extend beyond pairwise competition. This generality comes at a structural cost. We show that, in odd-dimensional harmonic games, the set of totally mixed Nash equilibria is a generically non-convex real algebraic variety of dimension at least one, extending to the boundary of the strategy space. As a result, learning becomes delicate: although finely tuned methods are known, whether adaptive, parameter-agnostic learning is possible has remained open. We resolve this question in the affirmative. We introduce a flexible extrapolation-based variant of follow-the-regularized-leader (FTRL+) that converges to Nash equilibrium while achieving order-optimal regret: $\mathcal{O}(1)$ in self-play and $\mathcal{O}(\sqrt{T})$ against arbitrary opponents. The method is fully adaptive—each player updates from locally observable information alone, without access to global problem parameters or shared signals—yielding the first parameter-agnostic learning dynamics provably convergent in this class.

Poster
AdKnob: Ad Intensity Control and Labeling for LLM-Native Advertising

Woo Jae Kim, Seongho Keum, Joonsung Jeon, Suhyeon Ha, Sooel Son, Sung-Eui Yoon

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Large language model (LLM)-native advertising has emerged as a viable monetization channel as LLM service providers seek sustainable revenue streams. However, integrating native ads into LLM responses introduces two largely understudied challenges: (1) controlling ad intensity---how prominently advertising content appears---and (2) ad labeling---identifying which segments of the generated text constitute advertising. We propose AdKnob, a framework jointly addressing both challenges. For ad intensity control, we introduce new ad control tokens without pretrained semantic associations and align the model via direct preference optimization to generate ads at each desired level. For ad labeling, we propose an attention rollout-based attribution mechanism that identifies ad segments by tracing their attribution to input ad-related tokens, requiring no additional inference cost. We further construct MI-KnobSet, the first multi-level ad intensity preference dataset for LLM-native ads. Experiments across six LLMs and human evaluations show that AdKnob achieves uniformly spaced ad intensities where baselines collapse to a narrow range, achieves the highest ad labeling accuracy while being over 500$\times$ faster than the strongest baseline, and is preferred over baselines by human evaluators up to 89.6\% of the time. Code and data will be publicly available.

Poster
Achieving Optimal Static and Dynamic Regret Simultaneously in Bandits with Deterministic Losses

Jian Qian, Chen-Yu Wei

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In adversarial multi-armed bandits, two performance measures are commonly used: static regret, which compares the learner to the best fixed arm, and dynamic regret, which compares it to the best sequence of arms. While optimal algorithms are known for each measure individually, there is no known algorithm achieving optimal bounds for both simultaneously. \cite{marinov2021pareto} first showed that such simultaneous optimality is impossible against an \emph{adaptive} adversary. Our work takes a first step to demonstrate its possibility against an \emph{oblivious} adversary when losses are \emph{deterministic}. First, we extend the impossibility result of \cite{marinov2021pareto} to the case of deterministic losses. Then, we present an algorithm achieving optimal static and dynamic regret simultaneously against an oblivious adversary. Together, they reveal a fundamental separation between adaptive and oblivious adversaries when multiple regret benchmarks are considered simultaneously. It also provides new insight into the long open problem of simultaneously achieving optimal regret against switching benchmarks of different numbers of switches. Our algorithm uses negative static regret to compensate for the exploration overhead incurred when controlling dynamic regret, and leverages Blackwell approachability to jointly control both regrets. This yields a new model selection procedure for bandits that may be of independent interest.

Poster
AI-Mediated Communication Can Steer Collective Opinion

Stratis Tsirtsis, Kai Rawal, Chris Russell, Brent Mittelstadt, Sandra Wachter

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Generative artificial intelligence (AI) is increasingly integrated into the online platforms where humans exchange opinions; large language models (LLMs) now polish users' posts on LinkedIn and provide context for content shared on X. While prior work has shown that AI can express biased opinions and shape individuals' opinions during human-AI interactions, less attention has been paid to its influence on collective opinion formation when mediating human-to-human communication. We address this gap via a combination of empirical and theoretical analyses. We show empirically that LLMs from multiple popular families introduce directional biases when instructed to edit human-written texts on contested topics, for example, nudging texts in favor of gun control and against atheism. Building on this observation, we introduce a mathematical model of opinion dynamics in which an AI system sits between users on a social network, transforming the opinions they express and perceive. By analytically characterizing the equilibrium of this model and performing simulations on real social network data, we show that biases introduced by AI in human-to-human communication can be amplified through the network and shift collective opinion in their direction. In light of these findings, we investigate whether such biases are controllable by online platforms. We audit the "Explain this post" feature on X and find evidence of pro-life bias in Grok's outputs on abortion-related content, which we trace back to specific design choices.

Poster
AI-Assisted Classification under Correlation Neglect and Trust

Saurabh Amin, Amine Bennouna, Daniel Huttenlocher, Dingwen Kong, Liang Lyu, Asuman Ozdaglar

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When does an AI assistant improve human decision-making, and when does it hurt? We consider the setting in which a human worker makes a binary decision by observing her own signal and receiving a binary or probabilistic recommendation from an AI. We develop a behavioral model which considers both her belief regarding the overlap of her signal with the AI as well as the trust she has in the AI when considering its recommendation. The model yields a phase diagram in AI capability and signal overlap, partitioning the parameter space into complementarity, impairment, and automation regions. A worker who neglects signal overlap (correlation neglect) can experience performance loss when incorporating AI into her decision and is eventually dominated by AI alone as AI capability grows, with the complementarity range narrowing as overlap rises. Trust calibration shifts region boundaries: undertrust shrinks the impairment region but expands automation, while overtrust expands impairment but extends complementarity to be preferred at higher AI capability levels. Applying the framework to ChatBench (643 workers, GPT-4o and Llama-3.1-8b), AI assistance raises accuracy by 21 percentage points, but workers undertrust the AI by roughly a factor of four. The model yields design insights linking AI deployment choices, worker behavioral parameters, and outcome quality.

Poster
A simple model of co-emergence of grid and place fields

Zhaoze Wang, Genela Morris, Dori Derdikman, Pratik Chaudhari, Vijay Balasubramanian

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Grid cells in the medial entorhinal cortex and place cells in the hippocampus together support spatial navigation. The two regions are reciprocally connected, and there is a chicken-and-egg problem for how both arise and reinforce each other during development. Current computational accounts either derive one type from the other or use network dynamics to model the emergence of one type in isolation. We introduce a unified recurrent network model that instantiates Dale's Law (every neuron is either excitatory or inhibitory), and is trained to predict the next sensory observation from masked previous sensory observations and egocentric motion. To our knowledge, this is the first single-objective model in which grid and place cells co-emerge without supervision of either type, or reliance on pre-existing spatial-cell representations. The two kinds of spatial codes coexist across 1,000 different training configurations, with their balance set by the amount of sensory noise and masking. Without retraining, the network qualitatively reproduces experimentally observed grid fragmentation in hairpin mazes, grid merging after wall removal, lattice alignment across connected rooms, locally ordered 3D fields observed in freely flying bats, as well as the developmental order in which place cells precede grid cells. We interpret these results in terms of two complementary encoding pressures within a single sensory-prediction objective: (1) correcting errors or reconstructing missing components of sensory observations, and (2) prediction of the next sensory state during navigation. Our results suggest a circuit-level account of the co-emergence of grid and place cells, and experimentally testable predictions for the two kinds of spatial codes.

Poster
A Unifying Perspective on Language Model Interpretability

Enyan Zhang, R. Thomas McCoy

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A wide range of methods have been proposed for interpreting language models, delivering important insights into their inner workings. However, different methods and their resulting insights stand in relative isolation: what could the underlying structure of language models be, such that they give rise to all our interpretations? In this work, we propose using Tensor Product Representations (TPRs; Smolensky 1990) as a unifying hypothesis. TPRs give a concrete proposal for how compositional structure can be represented in vector space. We show, both mathematically and empirically, that TPRs can unify several prior interpretability methods: additive analogies, linear probing, sparse autoencoders, and activation patching. Mathematically, we show that these methods can all be derived from TPRs. Empirically, we apply the derivations to a range of different models — from small toy models to LLMs — to construct instances of each of the above interpretability methods; these constructed variants perform comparably to their standard variants. We view this work as a step toward what interpretability will ideally provide: a unified account of the nature of neural networks, corroborated not just by individual observations but also by an explanation of the connections between them.

Poster
A Mechanistic Interpretability Study of an Astronomical Foundation Model

Rachel Zhang, Alberto Bietti, Wes Gurnee, Alessandro Favero, Miles Cranmer

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Scientific foundation models trained on multimodal data are increasingly deployed across the sciences, but whether their internal computations correspond to known scientific operations or proceed through different mechanisms remains unclear. Understanding these mechanisms is essential for assessing reliability, identifying failure modes, and judging when predictions can be trusted in scientific workflows. We present the first mechanistic interpretability study of an astronomy foundation model, focused on AION-1's multimodal advantage in redshift prediction from broadband photometry and imaging over photometry alone. We find that this advantage concentrates on extended and dust-attenuated galaxies, with the gain localized by layerwise probing to AION-1's first encoder block. We examine two attention heads in this block and find that representation and function dissociate in opposite directions across them. The first head linearly encodes classical photometric features and organizes its image output along a radial gradient, yet ablation and activation patching show this structure has no measurable causal effect on the prediction. The second head shows no distinctive probe signature on the photometric-redshift estimation operations we tested, yet ablating it on dust-attenuated galaxies eliminates the multimodal advantage and amplifies the attenuation-bias signature beyond the photometry-only baseline, indicating that this head implements a correction for attenuation bias. Whether this reflects a methodological limitation in interpretability or an undiscovered astronomical empirical relation is itself an open question, and one that bears directly on using interpretability as a tool for scientific discovery.

Poster
A Critical $\beta$-Scale for Posterior Collapse in Dirichlet $\beta$-VAEs

Delphine Doutsas, Bruno Figliuzzi

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Posterior collapse is a common failure mode in variational autoencoders, but existing theory has mostly focused on Gaussian latent variables. Dirichlet VAEs are comparatively less understood, despite their use in settings where latent variables represent proportions, abundances, memberships, or convex mixture weights. We derive a closed-form local stability threshold $\beta_c$ for collapse in symmetric Dirichlet $\beta$-VAEs with linear Gaussian decoders. This threshold shows that collapse in those models depends not only on the data spectrum, but also on the simplex dimension and prior concentration through a trigamma curvature factor induced by the Dirichlet KL. Although $\beta_c$ is derived from a local analysis, we find that it accurately tracks the empirical onset of collapse beyond the local regime. We show its practical relevance in two real-world linear-mixture settings: hyperspectral unmixing and convex archetypal analysis. Across experiments, $\beta/\beta_c$ consistently organizes collapse-related behavior, providing an interpretable coordinate and a practical way to narrow the search over the $\beta$ hyperparameter before training. Taken together, these empirical findings suggest that $\beta_c$ can serve, beyond its local derivation, as a practical reference point for anticipating collapse and guiding $\beta$ selection in Dirichlet $\beta$-VAEs.

Poster
$\mathcal{P}$Torch: Narrowing the Gap Between Projection and Gradient-Based Learning

Jeff Cyuzuzo Jambé, Jan Quan, Panagiotis Patrinos

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Projection-based optimization offers a gradient-free alternative to conventional gradient-based methods, but existing frameworks suffer from high computational costs and poor scaling with depth. We introduce $\mathcal{P}$Torch, a projection-based framework that builds directly on top of PyTorch's autograd engine, eliminating the overhead of prior approaches. We further improve performance through nonlinear relaxation and memory-efficient projections. Together, these contributions make the algorithm competitive with gradient-based methods for shallow MLPs on MNIST and CIFAR-10. Finally, we prove a vanishing target theorem showing that the layer-wise learning signal decays with increased depth, serving as an analogue of the vanishing gradients problem for projection-based methods.

Poster