Paper list
Humanoid Control
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Performative Risk Control: Calibrating Models for Reliable Deployment under Performativity
Victor Li, Baiting Chen, Yuzhen Mao, Qi Lei, Zhun Deng
Calibrating blackbox machine learning models to achieve risk control is crucial to ensure reliable decision-making. A rich line of literature has been studying how to calibrate a model so that its predictions satisfy explicit finite-sample statistical guarantees under a _fixed_, _static_, and unknown data-generating distribution. However, prediction-supported decisions may influence the outcome they aim to predict, a phenomenon named _performativity_ of predictions, which is commonly seen in social science and economics. In this paper, we introduce _Performative Risk Control_, a framework to calibrate models to achieve risk control under performativity with provable theoretical guarantees. Specifically, we provide an iteratively refined calibration process, where we ensure the predictions are improved and risk-controlled throughout the process. We also study different types of risk measures and choices of tail bounds. Lastly, we demonstrate the effectiveness of our framework by numerical experiments on the task of predicting credit default risk. To the best of our knowledge, this work is the first one to study statistically rigorous risk control under performativity, which will serve as an important safeguard against a wide range of strategic manipulation in decision-making processes.
Globally Optimal Policy Gradient Algorithms for Reinforcement Learning with PID Control Policies
Vipul Kumar Sharma, Wesley A. Suttle, S Sivaranjani
We develop policy gradient algorithms with global optimality and convergence guarantees for reinforcement learning (RL) with proportional-integral-derivative (PID) parameterized control policies. RL enables learning control policies through direct interaction with a system, without explicit model knowledge that is typically assumed in classical control. The PID policy architecture offers built-in structural advantages, such as superior tracking performance, elimination of steady-state errors, and robustness to model error that have made it a widely adopted paradigm in practice. Despite these advantages, the PID parameterization has received limited attention in the RL literature, and PID control designs continue to rely on heuristic tuning rules without theoretical guarantees. We address this gap by rigorously integrating PID control with RL, offering theoretical guarantees while maintaining the practical advantages that have made PID control ubiquitous in practice. Specifically, we first formulate PID control design as an optimization problem with a control policy that is parameterized by proportional, integral, and derivative components. We derive exact expressions for policy gradients in these parameters, and leverage them to develop both model-based and model-free policy gradient algorithms for PID policies. We then establish gradient dominance properties of the PID policy optimization problem, and provide theoretical guarantees on convergence and global optimality in this setting. Finally, we benchmark the performance of our algorithms on the controlgym suite of environments.
Lyapunov-Stable Adaptive Control for Multimodal Concept Drift
Tianyu Pan, Mengdi Zhu, Alexa Jordyn Cole, Ronald Wilson, Damon L. Woodard
Multimodal learning systems often struggle in non-stationary environments due to concept drift, where changing data distributions can degrade performance. Modality-specific drifts and the lack of mechanisms for continuous, stable adaptation compound this challenge. This paper introduces LS-OGD, a novel adaptive control framework for robust multimodal learning in the presence of concept drift. LS-OGD uses an online controller that dynamically adjusts the model's learning rate and the fusion weights between different data modalities in response to detected drift and evolving prediction errors. We prove that under bounded drift conditions, the LS-OGD system's prediction error is uniformly ultimately bounded and converges to zero if the drift ceases. Additionally, we demonstrate that the adaptive fusion strategy effectively isolates and mitigates the impact of severe modality-specific drift, thereby ensuring system resilience and fault tolerance. These theoretical guarantees establish a principled foundation for developing reliable and continuously adapting multimodal learning systems.
Prohibiting Generative AI in any Form of Weapon Control
Mary Cummings
This position paper argues that the use of generative artificial intelligence (GenAI) to control, direct, guide or govern any weapon, either in situ or remotely, should be prohibited by government agencies and non-governmental organizations. Such a moratorium should exist until hallucinations can be successfully modeled and predicted. Generative AI is inherently unreliable and not appropriate in environments that could result in the loss of life.
The $\varphi$ Curve: The Shape of Generalization through the Lens of Norm-based Capacity Control
Yichen Wang, Yudong Chen, Lorenzo Rosasco, Fanghui Liu
Understanding how the test risk scales with model complexity is a central question in machine learning. Classical theory is challenged by the learning curves observed for large over-parametrized deep networks. Capacity measures based on parameter count typically fail to account for these empirical observations. To tackle this challenge, we consider norm-based capacity measures and develop our study for random features based estimators, widely used as simplified theoretical models for more complex networks. In this context, we provide a precise characterization of how the estimator’s norm concentrates and how it governs the associated test error. Our results show that the predicted learning curve admits a phase transition from under- to over-parameterization, but no double descent behavior. This confirms that more classical U-shaped behavior is recovered considering appropriate capacity measures based on models norms rather than size. From a technical point of view, we leverage deterministic equivalence as the key tool and further develop new deterministic quantities which are of independent interest.
Conformal Risk Training: End-to-End Optimization of Conformal Risk Control
Christopher Yeh, Nicolas Christianson, Adam Wierman, Yisong Yue
While deep learning models often achieve high predictive accuracy, their predictions typically do not come with any provable guarantees on risk or reliability, which are critical for deployment in high-stakes applications. The framework of conformal risk control (CRC) provides a distribution-free, finite-sample method for controlling the expected value of any bounded monotone loss function and can be conveniently applied post-hoc to any pre-trained deep learning model. However, many real-world applications are sensitive to tail risks, as opposed to just expected loss. In this work, we develop a method for controlling the general class of Optimized Certainty-Equivalent (OCE) risks, a broad class of risk measures which includes as special cases the expected loss (generalizing the original CRC method) and common tail risks like the conditional value-at-risk (CVaR). Furthermore, standard post-hoc CRC can degrade average-case performance due to its lack of feedback to the model. To address this, we introduce "conformal risk training," an end-to-end approach that differentiates through conformal OCE risk control _during model training or fine-tuning_. Our method achieves provable risk guarantees while demonstrating significantly improved average-case performance over post-hoc approaches on applications to controlling classifiers' false negative rate and controlling financial risk in battery storage operation.
Constrained Diffusers for Safe Planning and Control
Jichen Zhang, Liqun Zhao, Antonis Papachristodoulou, Jack Umenberger
Diffusion models have shown remarkable potential in planning and control tasks due to their ability to represent multimodal distributions over actions and trajectories. However, ensuring safety under constraints remains a critical challenge for diffusion models. This paper proposes Constrained Diffusers, an extended framework for planning and control that incorporates distribution-level constraints into pre-trained diffusion models without retraining or architectural modifications. Inspired by constrained optimization, we apply a constrained Langevin samplingfor the reverse diffusion process that jointly optimizes the trajectory and realizes constraint satisfaction through three iterative algorithms: projected method, primal-dual method and augmented Lagrangian methods. In addition, we incorporate discrete control barrier functions as constraints for constrained diffusers to guarantee safety in online implementation, following a receding-horizon control that we generate a short-horizon plan and execute only the first action before replanning. Experiments in Maze2D, locomotion, and PyBullet ball running tasks demonstrate that our proposed methods achieve constraint satisfaction with less computation time, and are competitive with existing methods in environments with static and time-varying constraints.
Continuous Q-Score Matching: Diffusion Guided Reinforcement Learning for Continuous-Time Control
Chengxiu HUA, Jiawen Gu, Yushun Tang
Reinforcement learning (RL) has achieved significant success across a wide range of domains, however, most existing methods are formulated in discrete time. In this work, we introduce a novel RL method for continuous-time control, where stochastic differential equations govern state-action dynamics. Departing from traditional value function-based approaches, our key contribution is the characterization of continuous-time Q-functions via a martingale condition and the linking of diffusion policy scores to the action gradient of a learned continuous Q-function by the dynamic programming principle. This insight motivates Continuous Q-Score Matching (CQSM), a score-based policy improvement algorithm. Notably, our method addresses a long-standing challenge in continuous-time RL: preserving the action-evaluation capability of Q-functions without relying on time discretization. We further provide theoretical closed-form solutions for linear-quadratic (LQ) control problems within our framework. Numerical results in simulated environments demonstrate the effectiveness of our proposed method and compare it to popular baselines.
DiCoFlex: Model-Agnostic Diverse Counterfactuals with Flexible Control
Oleksii Furman, Ulvi Movsum-zada, Patryk Marszałek, Maciej Zieba, Marek Śmieja
Counterfactual explanations play a pivotal role in explainable artificial intelligence (XAI) by offering intuitive, human-understandable alternatives that elucidate machine learning model decisions. Despite their significance, existing methods for generating counterfactuals often require constant access to the predictive model, involve computationally intensive optimization for each instance, and lack the flexibility to adapt to new user-defined constraints without retraining. In this paper, we propose DiCoFlex, a novel model-agnostic, conditional generative framework that produces multiple diverse counterfactuals in a single forward pass. Leveraging conditional normalizing flows trained solely on labeled data, DiCoFlex addresses key limitations by enabling real-time, user-driven customization of constraints such as sparsity and actionability at inference time. Extensive experiments on standard benchmark datasets show that DiCoFlex outperforms existing methods in terms of validity, diversity, proximity, and constraint adherence, making it a practical and scalable solution for counterfactual generation in sensitive decision-making domains.
Improving Bilinear RNN with Closed-loop Control
Jiaxi Hu, Yongqi Pan, Jusen Du, Disen Lan, Xiaqiang Tang, Qingsong Wen, Yuxuan Liang, Weigao Sun
Recent efficient sequence modeling methods, such as Gated DeltaNet, TTT, and RWKV-7, have achieved performance improvements by supervising the recurrent memory management through the Delta learning rule. Unlike previous state-space models (e.g., Mamba) and gated linear attentions (e.g., GLA), these models introduce interactions between the recurrent state and the key vector, resulting in a bilinear recursive structure. In this paper, we first introduce the concept of Bilinear RNNs with a comprehensive analysis on the advantages and limitations of these models. Then based on the closed-loop control theory, we propose a novel Bilinear RNN variant named Comba, which adopts a scalar-plus-low-rank state transition, with both state feedback and output feedback corrections. We also implement a hardware-efficient chunk-wise parallel kernel in Triton and train models with 340M/1.3B parameters on a large-scale corpus. Comba demonstrates its superior performance and computation efficiency on both language modeling and vision tasks.
User-Instructed Disparity-aware Defocus Control
Yudong Han, Yan Yang, Hao Yang, Liyuan Pan
In photography, an All-in-Focus (AiF) image may not always effectively convey the creator’s intent. Professional photographers manipulate Depth of Field (DoF) to control which regions appear sharp or blurred, achieving compelling artistic effects. For general users, the ability to flexibly adjust DoF enhances creative expression and image quality. In this paper, we propose UiD, a User-Instructed DoF control framework, that allows users to specify refocusing regions using text, box, or point prompts, and our UiD automatically simulates in-focus and out-of-focus (OoF) regions in the given images. However, controlling defocus blur in a single-lens camera remains challenging due to the difficulty in estimating depth-aware aberrations and the suboptimal quality of reconstructed AiF images. To address this, we leverage dual-pixel (DP) sensors, commonly found in DSLR-style and mobile cameras. DP sensors provide a small-baseline stereo pair in a single snapshot, enabling depth-aware aberration estimation. Our approach first establishes an invertible mapping between OoF and AiF images to learn spatially varying defocus kernels and the disparity features. These depth-aware kernels enable bidirectional image transformation—deblurring out-of-focus (OoF) images into all-in-focus (AiF) representations, and conversely reblurring AiF images into OoF outputs—by seamlessly switching between the kernel and its inverse form. These depth-aware kernels enable both deblurring of OoF images into AiF representations and reblurring AiF images into OoF representations by flexibly switching its original form to its inverse one. For user-guided refocusing, we first generate masks based on user prompts using SAM, which modulates disparity features in closed form, allowing dynamic kernel re-estimation for reblurring. This achieves user-controlled refocusing effects. Extensive experiments on both common datasets and the self-collected dataset demonstrate that UiD offers superior flexibility and quality in DoF manipulation imaging.
Adversarial Locomotion and Motion Imitation for Humanoid Policy Learning
Jiyuan Shi, Xinzhe Liu, dewei wang, ouyang lu, Sören Schwertfeger, Chi Zhang, Fuchun Sun, Chenjia Bai, Xuelong Li
Humans exhibit diverse and expressive whole-body movements. However, attaining human-like whole-body coordination in humanoid robots remains challenging, as conventional approaches that mimic whole-body motions often neglect the distinct roles of upper and lower body. This oversight leads to computationally intensive policy learning and frequently causes robot instability and falls during real-world execution. To address these issues, we propose Adversarial Locomotion and Motion Imitation (ALMI), a novel framework that enables adversarial policy learning between upper and lower body. Specifically, the lower body aims to provide robust locomotion capabilities to follow velocity commands while the upper body tracks various motions. Conversely, the upper-body policy ensures effective motion tracking when the robot executes velocity-based movements. Through iterative updates, these policies achieve coordinated whole-body control, which can be extended to loco-manipulation tasks with teleoperation systems. Extensive experiments demonstrate that our method achieves robust locomotion and precise motion tracking in both simulation and on the full-size Unitree H1-2 robot. Additionally, we release a large-scale whole-body motion control dataset featuring high-quality episodic trajectories from MuJoCo simulations. The project page is https://almi-humanoid.github.io.
Crucible: Quantifying the Potential of Control Algorithms through LLM Agents
Lianchen Jia, Chaoyang Li, Qian Houde, Tianchi Huang, Jiangchuan Liu, Lifeng Sun
Control algorithms in production environments typically require domain experts to tune their parameters and logic for specific scenarios. However, existing research predominantly focuses on algorithmic performance under ideal or default configurations, overlooking the critical aspect of Tuning Potential. To bridge this gap, we introduce \texttt{Crucible}, an agent that employs an LLM-driven, multi-level expert simulation to turn algorithms and defines a formalized metric to quantitatively evaluate their Tuning Potential. We demonstrate \texttt{Crucible}'s effectiveness across a wide spectrum of case studies, from classic control tasks to complex computer systems, and validate its findings in a real-world deployment. Our experimental results reveal that \texttt{Crucible} systematically quantifies the tunable space across different algorithms. Furthermore, \texttt{Crucible} provides a new dimension for algorithm analysis and design, which ultimately leads to performance improvements. Our code is available at https://github.com/thu-media/Crucible.
Non-equilibrium Annealed Adjoint Sampler
Jaemoo Choi, Yongxin Chen, Molei Tao, Guan-Horng Liu
Recently, there has been significant progress in learning-based diffusion samplers, which aim to sample from a given unnormalized density. Many of these approaches formulate the sampling task as a stochastic optimal control (SOC) problem using a canonical uninformative reference process, which limits their ability to efficiently guide trajectories toward the target distribution. In this work, we propose the **Non-Equilibrium Annealed Adjoint Sampler (NAAS)**, a novel SOC-based diffusion framework that employs annealed reference dynamics as a non-stationary base SDE. This annealing structure provides a natural progression toward the target distribution and generates informative reference trajectories, thereby enhancing the stability and efficiency of learning the control. Owing to our SOC formulation, our framework can incorporate a variety of SOC solvers, thereby offering high flexibility in algorithmic design. As one instantiation, we employ a lean adjoint system inspired by adjoint matching, enabling efficient and scalable training. We demonstrate the effectiveness of NAAS across a range of tasks, including sampling from classical energy landscapes and molecular Boltzmann distributions.
Safe and Stable Control via Lyapunov-Guided Diffusion Models
Xiaoyuan Cheng, Xiaohang Tang, Yiming Yang
Diffusion models have made significant strides in recent years, exhibiting strong generalization capabilities in planning and control tasks. However, most diffusion-based policies remain focused on reward maximization or cost minimization, often overlooking critical aspects of safety and stability. In this work, we propose Safe and Stable Diffusion ($S^2$Diff), a model-based framework that explores how diffusion models can ensure safety and stability from a Lyapunov perspective. We demonstrate that $S^2$Diff eliminates the reliance on both complex gradient-based solvers (e.g., quadratic programming, non-convex solvers) and control-affine structures, leading to globally valid control policies driven by the learned certificate functions. Additionally, we uncover intrinsic connections between diffusion sampling and almost Lyapunov theory, enabling the use of trajectory-level control policies to learn better certificate functions for safety and stability guarantees. To validate our approach, we conduct experiments on a wide variety of dynamical control systems, where $S^2$Diff consistently outperforms both certificate-based controllers and model-based diffusion baselines in terms of safety, stability, and overall control performance.
CoDA: Coordinated Diffusion Noise Optimization for Whole-Body Manipulation of Articulated Objects
Huaijin Pi, Zhi Cen, Zhiyang Dou, Taku Komura
Synthesizing whole-body manipulation of articulated objects, including body motion, hand motion, and object motion, is a critical yet challenging task with broad applications in virtual humans and robotics. The core challenges are twofold. First, achieving realistic whole-body motion requires tight coordination between the hands and the rest of the body, as their movements are interdependent during manipulation. Second, articulated object manipulation typically involves high degrees of freedom and demands higher precision, often requiring the fingers to be placed at specific regions to actuate movable parts. To address these challenges, we propose a novel coordinated diffusion noise optimization framework. Specifically, we perform noise-space optimization over three specialized diffusion models for the body, left hand, and right hand, each trained on its own motion dataset to improve generalization. Coordination naturally emerges through gradient flow along the human kinematic chain, allowing the global body posture to adapt in response to hand motion objectives with high fidelity. To further enhance precision in hand-object interaction, we adopt a unified representation based on basis point sets (BPS), where end-effector positions are encoded as distances to the same BPS used for object geometry. This unified representation captures fine-grained spatial relationships between the hand and articulated object parts, and the resulting trajectories serve as targets to guide the optimization of diffusion noise, producing highly accurate interaction motion. We conduct extensive experiments demonstrating that our method outperforms existing approaches in motion quality and physical plausibility, and enables various capabilities such as object pose control, simultaneous walking and manipulation, and whole-body generation from hand-only data. The code will be released for reproducibility.
From Experts to a Generalist: Toward General Whole-Body Control for Humanoid Robots
Yuxuan Wang, Ming Yang, Ziluo Ding, Yu Zhang, Weishuai Zeng, Xinrun Xu, Haobin Jiang, Zongqing Lu
Achieving general agile whole-body control on humanoid robots remains a major challenge due to diverse motion demands and data conflicts. While existing frameworks excel in training single motion-specific policies, they struggle to generalize across highly varied behaviors due to conflicting control requirements and mismatched data distributions. In this work, we propose BumbleBee (BB), an expert-generalist learning framework that combines motion clustering and sim-to-real adaptation to overcome these challenges. BB first leverages an autoencoder-based clustering method to group behaviorally similar motions using motion features and motion descriptions. Expert policies are then trained within each cluster and refined with real-world data through iterative delta action modeling to bridge the sim-to-real gap. Finally, these experts are distilled into a unified generalist controller that preserves agility and robustness across all motion types. Experiments on two simulations and a real humanoid robot demonstrate that BB achieves state-of-the-art general whole-body control, setting a new benchmark for agile, robust, and generalizable humanoid performance in the real world.
Learning to Control Free-Form Soft Swimmers
Changyu Hu, Yanke Qu, Qiuan Yang, Xiaoyu Xiong, Kui Wu, Wei Li, Tao Du
Swimming in nature achieves remarkable performance through diverse morphological adaptations and intricate solid-fluid interaction, yet exploring this capability in artificial soft swimmers remains challenging due to the high-dimensional control complexity and the computational cost of resolving hydrodynamic details. Traditional approaches often rely on morphology-dependent heuristics and simplified fluid models, which constrain exploration and preclude advanced strategies like vortex exploitation. To address this, we propose an automated framework that combines a unified, reduced-mode control space with a high-fidelity GPU-accelerated simulator. Our control space naturally captures deformation patterns for diverse morphologies, minimizing manual design, while our simulator efficiently resolves the crucial fluid-structure interactions required for learning. We evaluate our method on a wide range of morphologies, from bio-inspired to unconventional. From this general framework, high-performance swimming patterns emerge that qualitatively reproduce canonical gaits observed in nature without requiring domain-specific priors, where state-of-the-art baselines often fail, particularly on complex topologies like a torus. Our work lays a foundation for future opportunities in automated co-design of soft robots in complex hydrodynamic environments. The code is available at https://github.com/changyu-hu/FreeFlow.
Activation Control for Efficiently Eliciting Long Chain-of-thought Ability of Language Models
Zekai Zhao, Qi Liu, Kun Zhou, Zihan Liu, Yifei Shao, Zhiting Hu, Biwei Huang
Despite the remarkable reasoning performance, eliciting the long chain-of-thought(CoT) ability in large language models(LLMs) typically requires costly reinforcement learning or supervised fine-tuning on high-quality distilled data. We investigate the internal mechanisms behind this capability and show that a small set of high-impact activations in the last few layers, greatly govern the long-form reasoning attributes, e.g. output length and self-reflection. Through simply amplifying these activations and adding ``wait'' tokens, the long CoT ability can be invoked without training, leading to significantly increased self-reflection rate and accuracy. In addition, we also find that the activation changes follow predictable trajectories, i.e. a sharp rise after special tokens and a subsequent exponential decay. Based on these insights, we introduce a general training-free activation control technique. It utilizes a few contrastive examples to identify the relevant activations, and then incorporates simple analytic functions to adjust their values at inference time to elicit long CoTs. Extensive experiments have verified the effectiveness of our methods in efficiently eliciting the long CoT ability of LLMs and improving the performance. Besides, we further propose a parameter-efficient fine-tuning method that trains only the last-layer activation amplification module and a few LoRA layers, outperforming LoRA on reasoning benchmarks with much fewer parameters. Our code and data will be fully public released.
Whole-Body Conditioned Egocentric Video Prediction
Yutong Bai, Danny Tran, Amir Bar, Yann LeCun, Trevor Darrell, Jitendra Malik
We train models to predict ego-centric video from human actions (PEVA), given the past video and an action represented by the relative 3D body pose. By conditioning on kinematic pose trajectories, structured by the joint hierarchy of the body, our model learns to simulate how physical human actions shape the environment from a first-person point of view. We train an auto-regressive conditional diffusion transformer on Nymeria, a large-scale dataset of real-world egocentric video and body pose capture. We further design a hierarchical evaluation protocol with increasingly challenging tasks, enabling a comprehensive analysis of the model’s embodied prediction and control abilities. Our work represents an initial attempt to tackle the challenges of modeling complex real-world environments and embodied agent behaviors with video prediction from the perspective of a human.