NeurIPS 2024 Papers

Conference on Neural Information Processing Systems

Decision breakdown

4,562papers

Counted from the official paper list; may differ slightly from the number the conference announced.

  • Oral
    721.6%
  • Spotlight
    3828.4%
  • Poster
    4,06489.1%
  • Other / unlabeled
    441.0%

Browse all papers

Learning General Parameterized Policies for Infinite Horizon Average Reward Constrained MDPs via Primal-Dual Policy Gradient Algorithm

Qinbo Bai, Washim Uddin Mondal, Vaneet Aggarwal

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This paper explores the realm of infinite horizon average reward Constrained Markov Decision Processes (CMDPs). To the best of our knowledge, this work is the first to delve into the regret and constraint violation analysis of average reward CMDPs with a general policy parametrization. To address this challenge, we propose a primal dual-based policy gradient algorithm that adeptly manages the constraints while ensuring a low regret guarantee toward achieving a global optimal policy. In particular, our proposed algorithm achieves $\tilde{\mathcal{O}}({T}^{4/5})$ objective regret and $\tilde{\mathcal{O}}({T}^{4/5})$ constraint violation bounds.

Poster
Multi-Agent Coordination via Multi-Level Communication

Ziluo Ding, Zeyuan Liu, Zhirui Fang, Kefan Su, Liwen Zhu, Zongqing Lu

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The partial observability and stochasticity in multi-agent settings can be mitigated by accessing more information about others via communication. However, the coordination problem still exists since agents cannot communicate actual actions with each other at the same time due to the circular dependencies. In this paper, we propose a novel multi-level communication scheme, Sequential Communication (SeqComm). SeqComm treats agents asynchronously (the upper-level agents make decisions before the lower-level ones) and has two communication phases. In the negotiation phase, agents determine the priority of decision-making by communicating hidden states of observations and comparing the value of intention, which is obtained by modeling the environment dynamics. In the launching phase, the upper-level agents take the lead in making decisions and then communicate their actions with the lower-level agents. Theoretically, we prove the policies learned by SeqComm are guaranteed to improve monotonically and converge. Empirically, we show that SeqComm outperforms existing methods in a variety of cooperative multi-agent tasks.

Poster
Boosting Text-to-Video Generative Model with MLLMs Feedback

Xun Wu, Shaohan Huang, Guolong Wang, Jing Xiong, Furu Wei

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Recent advancements in text-to-video generative models, such as Sora, have showcased impressive capabilities. These models have attracted significant interest for their potential applications. However, they often rely on extensive datasets of variable quality, which can result in generated videos that lack aesthetic appeal and do not accurately reflect the input text prompts. A promising approach to mitigate these issues is to leverage Reinforcement Learning from Human Feedback (RLHF), which aims to align the outputs of text-to-video generative with human preferences. However, the considerable costs associated with manual annotation have led to a scarcity of comprehensive preference datasets. In response to this challenge, our study begins by investigating the efficacy of Multimodal Large Language Models (MLLMs) generated annotations in capturing video preferences, discovering a high degree of concordance with human judgments. Building upon this finding, we utilize MLLMs to perform fine-grained video preference annotations across two dimensions, resulting in the creation of VideoPrefer, which includes 135,000 preference annotations. Utilizing this dataset, we introduce VideoRM, the first general-purpose reward model tailored for video preference in the text-to-video domain. Our comprehensive experiments confirm the effectiveness of both VideoPrefer and VideoRM, representing a significant step forward in the field.

Poster
LaSe-E2V: Towards Language-guided Semantic-aware Event-to-Video Reconstruction

Kanghao Chen, Hangyu Li, Jiazhou Zhou, Zeyu Wang, Lin Wang

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Event cameras harness advantages such as low latency, high temporal resolution, and high dynamic range (HDR), compared to standard cameras. Due to the distinct imaging paradigm shift, a dominant line of research focuses on event-to-video (E2V) reconstruction to bridge event-based and standard computer vision. However, this task remains challenging due to its inherently ill-posed nature: event cameras only detect the edge and motion information locally. Consequently, the reconstructed videos are often plagued by artifacts and regional blur, primarily caused by the ambiguous semantics of event data. In this paper, we find language naturally conveys abundant semantic information, rendering it stunningly superior in ensuring semantic consistency for E2V reconstruction. Accordingly, we propose a novel framework, called LaSe-E2V, that can achieve semantic-aware high-quality E2V reconstruction from a language-guided perspective, buttressed by the text-conditional diffusion models. However, due to diffusion models' inherent diversity and randomness, it is hardly possible to directly apply them to achieve spatial and temporal consistency for E2V reconstruction. Thus, we first propose an Event-guided Spatiotemporal Attention (ESA) module to condition the event data to the denoising pipeline effectively. We then introduce an event-aware mask loss to ensure temporal coherence and a noise initialization strategy to enhance spatial consistency. Given the absence of event-text-video paired data, we aggregate existing E2V datasets and generate textual descriptions using the tagging models for training and evaluation. Extensive experiments on three datasets covering diverse challenging scenarios (e.g., fast motion, low light) demonstrate the superiority of our method. Demo videos for the results are attached to the project page.

Poster
HyperPrism: An Adaptive Non-linear Aggregation Framework for Distributed Machine Learning over Non-IID Data and Time-varying Communication Links

Haizhou Du, Yijian Chen, Ryan Yang, Yuchen Li, Linghe Kong

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While Distributed Machine Learning (DML) has been widely used to achieve decent performance, it is still challenging to take full advantage of data and devices distributed at multiple vantage points to adapt and learn, especially it is non-trivial to address dynamic and divergence challenges based on the linear aggregation framework as follows: (1) heterogeneous learning data at different devices (i.e., non-IID data) resulting in model divergence and (2) in the case of time-varying communication links, the limited ability for devices to reconcile model divergence. In this paper, we contribute a non-linear class aggregation framework HyperPrism that leverages distributed mirror descent with averaging done in the mirror descent dual space and adapts the degree of Weighted Power Mean (WPM) used in each round. Moreover, HyperPrism could adaptively choose different mapping for different layers of the local model with a dedicated hypernetwork per device, achieving automatic optimization of DML in high divergence settings. We perform rigorous analysis and experimental evaluations to demonstrate the effectiveness of adaptive, mirror-mapping DML. In particular, we extend the generalizability of existing related works and position them as special cases within HyperPrism. Our experimental results show that HyperPrism can improve the convergence speed up to 98.63% and scale well to more devices compared with the state-of-the-art, all with little additional computation overhead compared to traditional linear aggregation.

Poster
Low Degree Hardness for Broadcasting on Trees

Han Huang, Elchanan Mossel

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We study the low-degree hardness of broadcasting on trees. Broadcasting on trees has been extensively studied in statistical physics, in computational biology in relation to phylogenetic reconstruction and in statistics and computer science in the context of block model inference, and as a simple data model for algorithms that may require depth for inference. The inference of the root can be carried by celebrated Belief Propagation (BP) algorithm which achieves Bayes-optimal performance. Despite the fact that this algorithm runs in linear time (using real operations), recent works indicated that this algorithm in fact requires high level of complexity. Moitra, Mossel and Sandon constructed a chain for which estimating the root better than random (for a typical input) is $NC1$ complete. Kohler and Mossel constructed chains such that for trees with $N$ leaves, recovering the root better than random requires a polynomial of degree $N^{\Omega(1)}$. Both works above asked if such complexity bounds hold in general below the celebrated {\em Kesten-Stigum} bound. In this work, we prove that this is indeed the case for low degree polynomials. We show that for the broadcast problem using any Markov chain on trees with $N$ leaves, below the Kesten Stigum bound, any $O(\log N)$ degree polynomial has vanishing correlation with the root. Our result is one of the first low-degree lower bound that is proved in a setting that is not based or easily reduced to a product measure.

Poster
Topological obstruction to the training of shallow ReLU neural networks

Marco Nurisso, Pierrick Leroy, Francesco Vaccarino

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Studying the interplay between the geometry of the loss landscape and the optimization trajectories of simple neural networks is a fundamental step for understanding their behavior in more complex settings. This paper reveals the presence of topological obstruction in the loss landscape of shallow ReLU neural networks trained using gradient flow. We discuss how the homogeneous nature of the ReLU activation function constrains the training trajectories to lie on a product of quadric hypersurfaces whose shape depends on the particular initialization of the network's parameters. When the neural network's output is a single scalar, we prove that these quadrics can have multiple connected components, limiting the set of reachable parameters during training. We analytically compute the number of these components and discuss the possibility of mapping one to the other through neuron rescaling and permutation. In this simple setting, we find that the non-connectedness results in a topological obstruction, which, depending on the initialization, can make the global optimum unreachable. We validate this result with numerical experiments.

Poster
SEA: State-Exchange Attention for High-Fidelity Physics Based Transformers

Parsa Esmati, Amirhossein Dadashzadeh, Vahid Goodarzi Ardakani, Nicolas Larrosa, Nicolò Grilli

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Current approaches using sequential networks have shown promise in estimating field variables for dynamical systems, but they are often limited by high rollout errors. The unresolved issue of rollout error accumulation results in unreliable estimations as the network predicts further into the future, with each step's error compounding and leading to an increase in inaccuracy. Here, we introduce the State-Exchange Attention (SEA) module, a novel transformer-based module enabling information exchange between encoded fields through multi-head cross-attention. The cross-field multidirectional information exchange design enables all state variables in the system to exchange information with one another, capturing physical relationships and symmetries between fields. Additionally, we introduce an efficient ViT-like mesh autoencoder to generate spatially coherent mesh embeddings for a large number of meshing cells. The SEA integrated transformer demonstrates the state-of-the-art rollout error compared to other competitive baselines. Specifically, we outperform PbGMR-GMUS Transformer-RealNVP and GMR-GMUS Transformer, with a reduction in error of 88% and 91%, respectively. Furthermore, we demonstrate that the SEA module alone can reduce errors by 97% for state variables that are highly dependent on other states of the system. The repository for this work is available at: https://github.com/ParsaEsmati/SEA

Poster
Improving the Learning Capability of Small-size Image Restoration Network by Deep Fourier Shifting

man zhou

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State-of-the-art image restoration methods currently face challenges in terms of computational requirements and performance, making them impractical for deployment on edge devices such as phones and resource-limited devices. As a result, there is a need to develop alternative solutions with efficient designs that can achieve comparable performance to transformer or large-kernel methods. This motivates our research to explore techniques for improving the capability of small-size image restoration standing on the success secret of large receptive filed. Targeting at expanding receptive filed, spatial-shift operator tailored for efficient spatial communication and has achieved remarkable advances in high-level image classification tasks, like $S^2$-MLP and ShiftVit. However, its potential has rarely been explored in low-level image restoration tasks. The underlying reason behind this obstacle is that image restoration is sensitive to the spatial shift that occurs due to severe region-aware information loss, which exhibits a different behavior from high-level tasks. To address this challenge and unleash the potential of spatial shift for image restoration, we propose an information-lossless shifting operator, i.e., Deep Fourier Shifting, that is customized for image restoration. To develop our proposed operator, we first revisit the principle of shift operator and apply it to the Fourier domain, where the shift operator can be modeled in an information-lossless Fourier cycling manner. Inspired by Fourier cycling, we design two variants of Deep Fourier Shifting, namely the amplitude-phase variant and the real-imaginary variant. These variants are generic operators that can be directly plugged into existing image restoration networks as a drop-in replacement for the standard convolution unit, consuming fewer parameters. Extensive experiments across multiple low-level tasks including image denoising, low-light image enhancement, guided image super-resolution, and image de-blurring demonstrate consistent performance gains obtained by our Deep Fourier Shifting while reducing the computation burden. Additionally, ablation studies verify the robustness of the shift displacement with stable performance improvement.

Poster
The Edge-of-Reach Problem in Offline Model-Based Reinforcement Learning

Anya Sims, Cong Lu, Jakob Nicolaus Foerster, Yee Whye Teh

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Offline reinforcement learning (RL) aims to train agents from pre-collected datasets. However, this comes with the added challenge of estimating the value of behaviors not covered in the dataset. Model-based methods offer a potential solution by training an approximate dynamics model, which then allows collection of additional synthetic data via rollouts in this model. The prevailing theory treats this approach as online RL in an approximate dynamics model, and any remaining performance gap is therefore understood as being due to dynamics model errors. In this paper, we analyze this assumption and investigate how popular algorithms perform as the learned dynamics model is improved. In contrast to both intuition and theory, if the learned dynamics model is replaced by the true error-free dynamics, existing model-based methods completely fail. This reveals a key oversight: The theoretical foundations assume sampling of full horizon rollouts in the learned dynamics model; however, in practice, the number of model-rollout steps is aggressively reduced to prevent accumulating errors. We show that this truncation of rollouts results in a set of edge-of-reach states at which we are effectively "bootstrapping from the void." This triggers pathological value overestimation and complete performance collapse. We term this the edge-of-reach problem. Based on this new insight, we fill important gaps in existing theory, and reveal how prior model-based methods are primarily addressing the edge-of-reach problem, rather than model-inaccuracy as claimed. Finally, we propose Reach-Aware Value Learning (RAVL), a simple and robust method that directly addresses the edge-of-reach problem and hence - unlike existing methods - does not fail as the dynamics model is improved. Since world models will inevitably improve, we believe this is a key step towards future-proofing offline RL.

Poster
Decoding-Time Language Model Alignment with Multiple Objectives

Ruizhe Shi, Yifang Chen, Yushi Hu, Alisa Liu, Hannaneh Hajishirzi, Noah A. Smith, Simon Shaolei Du

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Aligning language models (LMs) to human preferences has emerged as a critical pursuit, enabling these models to better serve diverse user needs. Existing methods primarily focus on optimizing LMs for a single reward function, limiting their adaptability to varied objectives. Here, we propose $\textbf{multi-objective decoding~(MOD)}$, a decoding-time algorithm that outputs the next token from a linear combination of predictions of all base models, for any given weighting over different objectives. We exploit a common form among a family of $f$-divergence regularized alignment approaches (such as PPO, DPO, and their variants) to identify a closed-form solution by Legendre transform, and derive an efficient decoding strategy. Theoretically, we show why existing approaches can be sub-optimal even in natural settings and obtain optimality guarantees for our method. Empirical results demonstrate the effectiveness of the algorithm. For example, compared to a parameter-merging baseline, MOD achieves 12.8\% overall reward improvement when equally optimizing towards $3$ objectives. Moreover, we experiment with MOD on combining three fully-finetuned LMs of different model sizes, each aimed at different objectives such as safety, coding, and general user preference. Unlike traditional methods that require careful curation of a mixture of datasets to achieve comprehensive improvement, we can quickly experiment with preference weightings using MOD to find the best combination of models. Our best combination reduces toxicity on Toxigen to nearly 0\% and achieves 7.9--33.3\% improvement across three other metrics ($\textit{i.e.}$, Codex@1, GSM-COT, BBH-COT).

Poster
Learning-Augmented Algorithms for the Bahncard Problem

Hailiang Zhao, Xueyan Tang, Peng Chen, Shuiguang Deng

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In this paper, we study learning-augmented algorithms for the Bahncard problem. The Bahncard problem is a generalization of the ski-rental problem, where a traveler needs to irrevocably and repeatedly decide between a cheap short-term solution and an expensive long-term one with an unknown future. Even though the problem is canonical, only a primal-dual-based learning-augmented algorithm was explicitly designed for it. We develop a new learning-augmented algorithm, named PFSUM, that incorporates both history and short-term future to improve online decision making. We derive the competitive ratio of PFSUM as a function of the prediction error and conduct extensive experiments to show that PFSUM outperforms the primal-dual-based algorithm.

Poster
EGonc : Energy-based Open-Set Node Classification with substitute Unknowns

Qin ZHANG, Zelin Shi, Shirui Pan, Junyang Chen, Huisi Wu, Xiaojun Chen

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Open-set Classification (OSC) is a critical requirement for safely deploying machine learning models in the open world, which aims to classify samples from known classes and reject samples from out-of-distribution (OOD). Existing methods exploit the feature space of trained network and attempt at estimating the uncertainty in the predictions. However, softmax-based neural networks are found to be overly confident in their predictions even on data they have never seen before and the immense diversity of the OOD examples also makes such methods fragile. To this end, we follow the idea of estimating the underlying density of the training data to decide whether a given input is close to the in-distribution (IND) data and adopt Energy-based models (EBMs) as density estimators. A novel energy-based generative open-set node classification method, \textit{EGonc}, is proposed to achieve open-set graph learning. Specifically, we generate substitute unknowns to mimic the distribution of real open-set samples firstly, based on the information of graph structures. Then, an additional energy logit representing the virtual OOD class is learned from the residual of the feature against the principal space, and matched with the original logits by a constant scaling. This virtual logit serves as the indicator of OOD-ness. EGonc has nice theoretical properties that guarantee an overall distinguishable margin between the detection scores for IND and OOD samples. Comprehensive experimental evaluations of EGonc also demonstrate its superiority.

Poster
Global Rewards in Restless Multi-Armed Bandits

Naveen Janaki Raman, Zheyuan Ryan Shi, Fei Fang

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Restless multi-armed bandits (RMAB) extend multi-armed bandits so arm pulls impact future arm states. Despite the success of RMABs, a key limiting assumption is the separability of rewards into a sum across arms. We address this deficiency by proposing restless-multi-armed bandit with global rewards (RMAB-G), a generalization of RMABs to global non-separable rewards. To solve RMAB-G, we develop the Linear-Whittle and Shapley-Whittle indices, which extend Whittle indices from RMABs to RMAB-Gs. We prove approximation bounds which demonstrate how Linear and Shapley-Whittle indices fail for non-linear rewards. To overcome this limitation, we propose two sets of adaptive policies: the first computes indices iteratively and the second combines indices with Monte-Carlo Tree Search (MCTS). Empirically, we demonstrate that adaptive policies outperform both pre-computed index policies and baselines in synthetic and real-world food rescue datasets.

Poster
NanoBaseLib: A Multi-Task Benchmark Dataset for Nanopore Sequencing

Guangzhao Cheng, Chengbo Fu, Lu Cheng

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Nanopore sequencing is the third-generation sequencing technology with capabilities of generating long-read sequences and directly measuring modifications on DNA/RNA molecules, which makes it ideal for biological applications such as human Telomere-to-Telomere (T2T) genome assembly, Ebola virus surveillance and COVID-19 mRNA vaccine development. However, accuracies of computational methods in various tasks of Nanopore sequencing data analysis are far from satisfactory. For instance, the base calling accuracy of Nanopore RNA sequencing is $\sim$90\%, while the aim is $\sim$99.9\%. This highlights an urgent need of contributions from the machine learning community. A bottleneck that prevents machine learning researchers from entering this field is the lack of a large integrated benchmark dataset. To this end, we present NanoBaseLib, a comprehensive multi-task benchmark dataset. It integrates 16 public datasets with over 30 million reads for four critical tasks in Nanopore data analysis. To facilitate method development, we have preprocessed all the raw data using a uniform workflow, stored all the intermediate results in uniform formats, analysed test datasets with various baseline methods for four benchmark tasks, and developed a software package to easily access these results. NanoBaseLib is available at https://nanobaselib.github.io.

Poster
Revisiting Few-Shot Object Detection with Vision-Language Models

Anish Madan, Neehar Peri, Shu Kong, Deva Ramanan

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The era of vision-language models (VLMs) trained on web-scale datasets challenges conventional formulations of “open-world" perception. In this work, we revisit the task of few-shot object detection (FSOD) in the context of recent foundational VLMs. First, we point out that zero-shot predictions from VLMs such as GroundingDINO significantly outperform state-of-the-art few-shot detectors (48 vs. 33 AP) on COCO. Despite their strong zero-shot performance, such foundation models may still be sub-optimal. For example, trucks on the web may be defined differently from trucks for a target applications such as autonomous vehicle perception. We argue that the task of few-shot recognition can be reformulated as aligning foundation models to target concepts using a few examples. Interestingly, such examples can be multi-modal, using both text and visual cues, mimicking instructions that are often given to human annotators when defining a target concept of interest. Concretely, we propose Foundational FSOD, a new benchmark protocol that evaluates detectors pre-trained on any external data and fine-tuned on multi-modal (text and visual) K-shot examples per target class. We repurpose nuImages for Foundational FSOD, benchmark several popular open-source VLMs, and provide an empirical analysis of state-of-the-art methods. Lastly, we discuss our recent CVPR 2024 Foundational FSOD competition and share insights from the community. Notably, the winning team significantly outperforms our baseline by 23.3 mAP!

Poster
On the Inductive Bias of Stacking Towards Improving Reasoning

Nikunj Saunshi, Stefani Karp, Shankar Krishnan, Sobhan Miryoosefi, Sashank J. Reddi, Sanjiv Kumar

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Given the increasing scale of model sizes, efficient training strategies like gradual stacking have garnered interest. Stacking enables efficient training by gradually growing the depth of a model in stages and using layers from a smaller model in an earlier stage to initialize the next stage. Although efficient for training, the model biases induced by such growing approaches are largely unexplored. In this work, we examine this fundamental aspect of gradual stacking, going beyond its efficiency benefits. We propose a variant of gradual stacking called MIDAS that can speed up language model training by up to 40\%. Furthermore we discover an intriguing phenomenon: MIDAS is not only training-efficient but surprisingly also has an inductive bias towards improving downstream tasks, especially tasks that require reasoning abilities like reading comprehension and math problems, despite having similar or slightly worse perplexity compared to baseline training. To further analyze this inductive bias, we construct {\em reasoning primitives} – simple synthetic tasks that are building blocks for reasoning – and find that a model pretrained with stacking is significantly better than standard pretraining on these primitives, with and without fine-tuning. This provides stronger and more robust evidence for this inductive bias towards reasoning. These findings of training efficiency and inductive bias towards reasoning are verified at 1B, 2B and 8B parameter language models. Finally, we conjecture the underlying reason for this inductive bias by exploring the connection of stacking to looped models and provide strong supporting empirical analysis.

Poster
Faster Local Solvers for Graph Diffusion Equations

Jiahe Bai, Baojian Zhou, Deqing Yang, Yanghua Xiao

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Efficient computation of graph diffusion equations (GDEs), such as Personalized PageRank, Katz centrality, and the Heat kernel, is crucial for clustering, training neural networks, and many other graph-related problems. Standard iterative methods require accessing the whole graph per iteration, making them time-consuming for large-scale graphs. While existing local solvers approximate diffusion vectors through heuristic local updates, they often operate sequentially and are typically designed for specific diffusion types, limiting their applicability. Given that diffusion vectors are highly localizable, as measured by the participation ratio, this paper introduces a novel framework for approximately solving GDEs using a local diffusion process. This framework reveals the suboptimality of existing local solvers. Furthermore, our approach effectively localizes standard iterative solvers by designing simple and provably sublinear time algorithms. These new local solvers are highly parallelizable, making them well-suited for implementation on GPUs. We demonstrate the effectiveness of our framework in quickly obtaining approximate diffusion vectors, achieving up to a hundred-fold speed improvement, and its applicability to large-scale dynamic graphs. Our framework could also facilitate more efficient local message-passing mechanisms for GNNs.

Poster
Instruction Embedding: Latent Representations of Instructions Towards Task Identification

Yiwei Li, Jiayi Shi, Shaoxiong Feng, Peiwen Yuan, Xinglin Wang, Boyuan Pan, Heda Wang, Yao Hu, Kan Li

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Instruction data is crucial for improving the capability of Large Language Models (LLMs) to align with human-level performance. Recent research LIMA demonstrates that alignment is essentially a process where the model adapts instructions' interaction style or format to solve various tasks, leveraging pre-trained knowledge and skills. Therefore, for instructional data, the most important aspect is the task it represents, rather than the specific semantics and knowledge information. The latent representations of instructions play roles for some instruction-related tasks like data selection and demonstrations retrieval. However, they are always derived from text embeddings, encompass overall semantic information that influences the representation of task categories. In this work, we introduce a new concept, instruction embedding, and construct Instruction Embedding Benchmark (IEB) for its training and evaluation. Then, we propose a baseline Prompt-based Instruction Embedding (PIE) method to make the representations more attention on tasks. The evaluation of PIE, alongside other embedding methods on IEB with two designed tasks, demonstrates its superior performance in accurately identifying task categories. Moreover, the application of instruction embeddings in four downstream tasks showcases its effectiveness and suitability for instruction-related tasks.

Poster
A Swiss Army Knife for Heterogeneous Federated Learning: Flexible Coupling via Trace Norm

Tianchi Liao, Lele Fu, Jialong Chen, Zhen Wang, Zibin Zheng, Chuan Chen

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The heterogeneity issue in federated learning (FL) has attracted increasing attention, which is attempted to be addressed by most existing methods. Currently, due to systems and objectives heterogeneity, enabling clients to hold models of different architectures and tasks of different demands has become an important direction in FL. Most existing FL methods are based on the homogeneity assumption, namely, different clients have the same architectural models with the same tasks, which are unable to handle complex and multivariate data and tasks. To flexibly address these heterogeneity limitations, we propose a novel federated multi-task learning framework with the help of tensor trace norm, FedSAK. Specifically, it treats each client as a task and splits the local model into a feature extractor and a prediction head. Clients can flexibly choose shared structures based on heterogeneous situations and upload them to the server, which learns correlations among client models by mining model low-rank structures through tensor trace norm. Furthermore, we derive convergence and generalization bounds under non-convex settings. Evaluated on 6 real-world datasets compared to 13 advanced FL models, FedSAK demonstrates superior performance.

Poster