NeurIPS 2023 Papers

Traditional cameras produce desirable vision results but struggle with motion blur in high-speed scenes due to long exposure windows. Existing frame-based deblurring algorithms face challenges in extracting useful motion cues from severely blurred images. Recently, an emerging bio-inspired vision sensor known as the spike camera has achieved an extremely high frame rate while preserving rich spatial details, owing to its novel sampling mechanism. However, typical binary spike streams are relatively low-resolution, degraded image signals devoid of color information, making them unfriendly to human vision. In this paper, we propose a novel approach that integrates the two modalities from two branches, leveraging spike streams as auxiliary visual cues for guiding deblurring in high-speed motion scenes. We propose the first spike-based motion deblurring model with bidirectional information complementarity. We introduce a content-aware motion magnitude attention module that utilizes learnable mask to extract relevant information from blurry images effectively, and we incorporate a transposed cross-attention fusion module to efficiently combine features from both spike data and blurry RGB images. Furthermore, we build two extensive synthesized datasets for training and validation purposes, encompassing high-temporal-resolution spikes, blurry images, and corresponding sharp images. The experimental results demonstrate that our method effectively recovers clear RGB images from highly blurry scenes and outperforms state-of-the-art deblurring algorithms in multiple settings.

Range counting (e.g., counting the number of data points falling into a given query ball) under differential privacy has been studied extensively. However, the current algorithms for this problem are subject to the following dichotomy. One class of algorithms suffers from an additive error that is a fixed polynomial in the number of points. Another class of algorithms allows for polylogarithmic additive error, but the error grows exponentially in the dimension. To achieve the latter, the problem is relaxed to allow a “fuzzy” definition of the range boundary, e.g., a count of the points in a ball of radius $r$ might also include points in a ball of radius $cr$ for some $c>1$. In this paper we present an efficient algorithm that offers a sweet spot between these two classes. The algorithm has an additive error that is an arbitrary small power of the data set size, depending on how fuzzy the range boundary is, as well as a small ($1+o(1)$) multiplicative error. Crucially, the amount of noise added has no dependence on the dimension. Our algorithm introduces a variant of Locality-Sensitive Hashing, utilizing it in a novel manner.

Systematic literature reviews (SLRs) play an essential role in summarising, synthesising and validating scientific evidence. In recent years, there has been a growing interest in using machine learning techniques to automate the identification of relevant studies for SLRs. However, the lack of standardised evaluation datasets makes comparing the performance of such automated literature screening systems difficult. In this paper, we analyse the citation screening evaluation datasets, revealing that many of the available datasets are either too small, suffer from data leakage or have limited applicability to systems treating automated literature screening as a classification task, as opposed to, for example, a retrieval or question-answering task. To address these challenges, we introduce CSMED, a meta-dataset consolidating nine publicly released collections, providing unified access to 325 SLRs from the fields of medicine and computer science. CSMED serves as a comprehensive resource for training and evaluating the performance of automated citation screening models. Additionally, we introduce CSMED-FT, a new dataset designed explicitly for evaluating the full text publication screening task. To demonstrate the utility of CSMED, we conduct experiments and establish baselines on new datasets.

Multi-vector retrieval models such as ColBERT [Khattab et al., 2020] allow token-level interactions between queries and documents, and hence achieve state of the art on many information retrieval benchmarks. However, their non-linear scoring function cannot be scaled to millions of documents, necessitating a three-stage process for inference: retrieving initial candidates via token retrieval, accessing all token vectors, and scoring the initial candidate documents. The non-linear scoring function is applied over all token vectors of each candidate document, making the inference process complicated and slow. In this paper, we aim to simplify the multi-vector retrieval by rethinking the role of token retrieval. We present XTR, ConteXtualized Token Retriever, which introduces a simple, yet novel, objective function that encourages the model to retrieve the most important document tokens first. The improvement to token retrieval allows XTR to rank candidates only using the retrieved tokens rather than all tokens in the document, and enables a newly designed scoring stage that is two-to-three orders of magnitude cheaper than that of ColBERT. On the popular BEIR benchmark, XTR advances the state-of-the-art by 2.8 nDCG@10 without any distillation. Detailed analysis confirms our decision to revisit the token retrieval stage, as XTR demonstrates much better recall of the token retrieval stage compared to ColBERT.

In this paper, we design a regularization-free algorithm for high-dimensional support vector machines (SVMs) by integrating over-parameterization with Nesterov's smoothing method, and provide theoretical guarantees for the induced implicit regularization phenomenon. In particular, we construct an over-parameterized hinge loss function and estimate the true parameters by leveraging regularization-free gradient descent on this loss function. The utilization of Nesterov's method enhances the computational efficiency of our algorithm, especially in terms of determining the stopping criterion and reducing computational complexity. With appropriate choices of initialization, step size, and smoothness parameter, we demonstrate that unregularized gradient descent achieves a near-oracle statistical convergence rate. Additionally, we verify our theoretical findings through a variety of numerical experiments and compare the proposed method with explicit regularization. Our results illustrate the advantages of employing implicit regularization via gradient descent in conjunction with over-parameterization in sparse SVMs.

Whenever a clinician reflects on the efficacy of a sequence of treatment decisions for a patient, they may try to identify critical time steps where, had they made different decisions, the patient's health would have improved. While recent methods at the intersection of causal inference and reinforcement learning promise to aid human experts, as the clinician above, to *retrospectively* analyze sequential decision making processes, they have focused on environments with finitely many discrete states. However, in many practical applications, the state of the environment is inherently continuous in nature. In this paper, we aim to fill this gap. We start by formally characterizing a sequence of discrete actions and continuous states using finite horizon Markov decision processes and a broad class of bijective structural causal models. Building upon this characterization, we formalize the problem of finding counterfactually optimal action sequences and show that, in general, we cannot expect to solve it in polynomial time. Then, we develop a search method based on the A* algorithm that, under a natural form of Lipschitz continuity of the environment’s dynamics, is guaranteed to return the optimal solution to the problem. Experiments on real clinical data show that our method is very efficient in practice, and it has the potential to offer interesting insights for sequential decision making tasks.

Robustness to distribution shift has become a growing concern for text and image models as they transition from research subjects to deployment in the real world. However, high-quality benchmarks for distribution shift in tabular machine learning tasks are still lacking despite the widespread real-world use of tabular data and differences in the models used for tabular data in comparison to text and images. As a consequence, the robustness of tabular models to distribution shift is poorly understood. To address this issue, we introduce TableShift, a distribution shift benchmark for tabular data. TableShift contains 15 binary classification tasks in total, each with an associated shift, and includes a diverse set of data sources, prediction targets, and distribution shifts. The benchmark covers domains including finance, education, public policy, healthcare, and civic participation, and is accessible using only a few lines of Python code via the TableShift API. We conduct a large-scale study comparing several state-of-the-art tabular data models alongside robust learning and domain generalization methods on the benchmark tasks. Our study demonstrates (1) a linear trend between in-distribution (ID) and out-of-distribution (OOD) accuracy; (2) domain robustness methods can reduce shift gaps but at the cost of reduced ID accuracy; (3) a strong relationship between shift gap (difference between ID and OOD performance) and shifts in the label distribution. The benchmark data, Python package, model implementations, and more information about TableShift are available at https://github.com/mlfoundations/tableshift and https://tableshift.org .

Drawbacks of ignoring the causal mechanisms when performing imitation learning have recently been acknowledged. Several approaches both to assess the feasibility of imitation and to circumvent causal confounding and causal misspecifications have been proposed in the literature. However, the potential benefits of the incorporation of additional information about the underlying causal structure are left unexplored. An example of such overlooked information is context-specific independence (CSI), i.e., independence that holds only in certain contexts. We consider the problem of causal imitation learning when CSI relations are known. We prove that the decision problem pertaining to the feasibility of imitation in this setting is NP-hard. Further, we provide a necessary graphical criterion for imitation learning under CSI and show that under a structural assumption, this criterion is also sufficient. Finally, we propose a sound algorithmic approach for causal imitation learning which takes both CSI relations and data into account.

Attention mechanism is a central component of the transformer architecture which led to the phenomenal success of large language models. However, the theoretical principles underlying the attention mechanism are poorly understood, especially its nonconvex optimization dynamics. In this work, we explore the seminal softmax-attention model $f(X)=\langle Xv, \texttt{softmax}(XWp)\rangle$, where $X$ is the token sequence and $(v,W,p)$ are trainable parameters. We prove that running gradient descent on $p$, or equivalently $W$, converges in direction to a max-margin solution that separates *locally-optimal* tokens from non-optimal ones. This clearly formalizes attention as an optimal token selection mechanism. Remarkably, our results are applicable to general data and precisely characterize *optimality* of tokens in terms of the value embeddings $Xv$ and problem geometry. We also provide a broader regularization path analysis that establishes the margin maximizing nature of attention even for nonlinear prediction heads. When optimizing $v$ and $p$ simultaneously with logistic loss, we identify conditions under which the regularization paths directionally converge to their respective hard-margin SVM solutions where $v$ separates the input features based on their labels. Interestingly, the SVM formulation of $p$ is influenced by the support vector geometry of $v$. Finally, we verify our theoretical findings via numerical experiments and provide insights.

Learning to accurately represent environmental uncertainty is crucial for adaptive and optimal behaviors in various cognitive tasks. However, it remains unclear how the human brain, constrained by finite cognitive resources, constructs an internal model from an infinite space of probability distributions. In this study, we explore how these learned distributions deviate from the ground truth, resulting in observable inconsistency in a novel structured density estimation task. During each trial, human participants were asked to form and report the latent probability distribution functions underlying sequentially presented independent observations. As the number of observations increased, the reported predictive density became closer to the ground truth. Nevertheless, we observed an intriguing inconsistency in human structure estimation, specifically a large error in the number of reported clusters. Such inconsistency is invariant to the scale of the distribution and persists across stimulus modalities. We modeled uncertainty learning as approximate Bayesian inference in a nonparametric mixture prior of distributions. Human reports were best explained under resource rationality embodied in a decaying tendency towards model expansion. Our study offers insights into human cognitive processes under uncertainty and lays the groundwork for further exploration of resource-rational representations in the brain under more complex tasks.

Many practical settings call for the reconstruction of temporal signals from corrupted or missing data. Classic examples include decoding, tracking, signal enhancement and denoising. Since the reconstructed signals are ultimately viewed by humans, it is desirable to achieve reconstructions that are pleasing to human perception. Mathematically, perfect perceptual-quality is achieved when the distribution of restored signals is the same as that of natural signals, a requirement which has been heavily researched in static estimation settings (i.e. when a whole signal is processed at once). Here, we study the problem of optimal causal filtering under a perfect perceptual-quality constraint, which is a task of fundamentally different nature. Specifically, we analyze a Gaussian Markov signal observed through a linear noisy transformation. In the absence of perceptual constraints, the Kalman filter is known to be optimal in the MSE sense for this setting. Here, we show that adding the perfect perceptual quality constraint (i.e. the requirement of temporal consistency), introduces a fundamental dilemma whereby the filter may have to ``knowingly'' ignore new information revealed by the observations in order to conform to its past decisions. This often comes at the cost of a significant increase in the MSE (beyond that encountered in static settings). Our analysis goes beyond the classic innovation process of the Kalman filter, and introduces the novel concept of an unutilized information process. Using this tool, we present a recursive formula for perceptual filters, and demonstrate the qualitative effects of perfect perceptual-quality estimation on a video reconstruction problem.

Hyperbolic spaces have been quite popular in the recent past for representing hierarchically organized data. Further, several classification algorithms for data in these spaces have been proposed in the literature. These algorithms mainly use either hyperplanes or geodesics for decision boundaries in a large margin classifiers setting leading to a non-convex optimization problem. In this paper, we propose a novel large margin classifier based on horospherical decision boundaries that leads to a geodesically convex optimization problem that can be optimized using any Riemannian gradient descent technique guaranteeing a globally optimal solution. We present several experiments depicting the competitive performance of our classifier in comparison to SOTA.

The average treatment effect, which is the difference in expectation of the counterfactuals, is probably the most popular target effect in causal inference with binary treatments. However, treatments may have effects beyond the mean, for instance decreasing or increasing the variance. We propose a new kernel-based test for distributional effects of the treatment. It is, to the best of our knowledge, the first kernel-based, doubly-robust test with provably valid type-I error. Furthermore, our proposed algorithm is computationally efficient, avoiding the use of permutations.

We introduce a suite of new particle-based algorithms for sampling in constrained domains which are entirely learning rate free. Our approach leverages coin betting ideas from convex optimisation, and the viewpoint of constrained sampling as a mirrored optimisation problem on the space of probability measures. Based on this viewpoint, we also introduce a unifying framework for several existing constrained sampling algorithms, including mirrored Langevin dynamics and mirrored Stein variational gradient descent. We demonstrate the performance of our algorithms on a range of numerical examples, including sampling from targets on the simplex, sampling with fairness constraints, and constrained sampling problems in post-selection inference. Our results indicate that our algorithms achieve competitive performance with existing constrained sampling methods, without the need to tune any hyperparameters.

Bayesian persuasion studies the problem faced by an informed sender who strategically discloses information to influence the behavior of an uninformed receiver. Recently, a growing attention has been devoted to settings where the sender and the receiver interact sequentially, in which the receiver's decision-making problem is usually modeled as a Markov decision process (MDP). However, the literature focuses on computing optimal information-revelation policies (a.k.a. signaling schemes) under the restrictive assumption that the receiver acts myopically, selecting actions to maximize the one-step utility and disregarding future rewards. This is justified by the fact that, when the receiver is farsighted and thus considers future rewards, finding an optimal Markovian signaling scheme is NP-hard. In this paper, we show that Markovian signaling schemes do not constitute the "right" class of policies. Indeed, differently from most of the MDPs settings, we show that Markovian signaling schemes are not optimal, and general history-dependent signaling schemes should be considered. Moreover, we also show that history-dependent signaling schemes circumvent the negative complexity results affecting Markovian signaling schemes. Formally, we design an algorithm that computes an optimal and $\epsilon$-persuasive history-dependent signaling scheme in time polynomial in ${1}/{\epsilon}$ and in the instance size. The crucial challenge is that general history-dependent signaling schemes cannot be represented in polynomial space. Nevertheless, we introduce a convenient subclass of history-dependent signaling schemes, called promise-form, which are as powerful as general history-dependent ones and efficiently representable. Intuitively, promise-form signaling schemes compactly encode histories in the form of honest promises on future receiver's rewards.

We study nonparametric contextual bandits where Lipschitz mean reward functions may change over time. We first establish the minimax dynamic regret rate in this less understood setting in terms of number of changes $L$ and total-variation $V$, both capturing all changes in distribution over context space, and argue that state-of-the-art procedures are suboptimal in this setting. Next, we tend to the question of an _adaptivity_ for this setting, i.e. achieving the minimax rate without knowledge of $L$ or $V$. Quite importantly, we posit that the bandit problem, viewed locally at a given context $X_t$, should not be affected by reward changes in other parts of context space $\cal X$. We therefore propose a notion of _change_, which we term _experienced significant shifts_, that better accounts for locality, and thus counts considerably less changes than $L$ and $V$. Furthermore, similar to recent work on non-stationary MAB (Suk & Kpotufe, 2022), _experienced significant shifts_ only count the most _significant_ changes in mean rewards, e.g., severe best-arm changes relevant to observed contexts. Our main result is to show that this more tolerant notion of change can in fact be adapted to.

The aim of this paper is the reconstruction of a smooth surface from an unorganized point cloud sampled by a closed surface, with the preservation of geometric shapes, without any further information other than the point cloud. Implicit neural representations (INRs) have recently emerged as a promising approach to surface reconstruction. However, the reconstruction quality of existing methods relies on ground truth implicit function values or surface normal vectors. In this paper, we show that proper supervision of partial differential equations and fundamental properties of differential vector fields are sufficient to robustly reconstruct high-quality surfaces. We cast the $p$-Poisson equation to learn a signed distance function (SDF) and the reconstructed surface is implicitly represented by the zero-level set of the SDF. For efficient training, we develop a variable splitting structure by introducing a gradient of the SDF as an auxiliary variable and impose the $p$-Poisson equation directly on the auxiliary variable as a hard constraint. Based on the curl-free property of the gradient field, we impose a curl-free constraint on the auxiliary variable, which leads to a more faithful reconstruction. Experiments on standard benchmark datasets show that the proposed INR provides a superior and robust reconstruction. The code is available at https://github.com/Yebbi/PINC.

The recent Segment Anything Model (SAM) represents a big leap in scaling up segmentation models, allowing for powerful zero-shot capabilities and flexible prompting. Despite being trained with 1.1 billion masks, SAM's mask prediction quality falls short in many cases, particularly when dealing with objects that have intricate structures. We propose HQ-SAM, equipping SAM with the ability to accurately segment any object, while maintaining SAM's original promptable design, efficiency, and zero-shot generalizability. Our careful design reuses and preserves the pre-trained model weights of SAM, while only introducing minimal additional parameters and computation. We design a learnable High-Quality Output Token, which is injected into SAM's mask decoder and is responsible for predicting the high-quality mask. Instead of only applying it on mask-decoder features, we first fuse them with early and final ViT features for improved mask details. To train our introduced learnable parameters, we compose a dataset of 44K fine-grained masks from several sources. HQ-SAM is only trained on the introduced detaset of 44k masks, which takes only 4 hours on 8 GPUs. We show the efficacy of HQ-SAM in a suite of 10 diverse segmentation datasets across different downstream tasks, where 8 out of them are evaluated in a zero-shot transfer protocol. Our code and pretrained models are at https://github.com/SysCV/SAM-HQ.

In this work, we deepen on the use of normalizing flows for causal reasoning. Specifically, we first leverage recent results on non-linear ICA to show that causal models are identifiable from observational data given a causal ordering, and thus can be recovered using autoregressive normalizing flows (NFs). Second, we analyze different design and learning choices for *causal normalizing flows* to capture the underlying causal data-generating process. Third, we describe how to implement the *do-operator* in causal NFs, and thus, how to answer interventional and counterfactual questions. Finally, in our experiments, we validate our design and training choices through a comprehensive ablation study; compare causal NFs to other approaches for approximating causal models; and empirically demonstrate that causal NFs can be used to address real-world problems—where the presence of mixed discrete-continuous data and partial knowledge on the causal graph is the norm. The code for this work can be found at https://github.com/psanch21/causal-flows.