NeurIPS 2023 Papers

Conference on Neural Information Processing Systems

Decision breakdown

3,584papers

Counted from the official paper list; may differ slightly from the number the conference announced.

  • Oral
    772.1%
  • Spotlight
    40011.2%
  • Poster
    3,10786.7%

Browse all papers

On Dynamic Programming Decompositions of Static Risk Measures in Markov Decision Processes

Jia Lin Hau, Erick Delage, Mohammad Ghavamzadeh, Marek Petrik

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Optimizing static risk-averse objectives in Markov decision processes is difficult because they do not admit standard dynamic programming equations common in Reinforcement Learning (RL) algorithms. Dynamic programming decompositions that augment the state space with discrete risk levels have recently gained popularity in the RL community. Prior work has shown that these decompositions are optimal when the risk level is discretized sufficiently. However, we show that these popular decompositions for Conditional-Value-at-Risk (CVaR) and Entropic-Value-at-Risk (EVaR) are inherently suboptimal regardless of the discretization level. In particular, we show that a saddle point property assumed to hold in prior literature may be violated. However, a decomposition does hold for Value-at-Risk and our proof demonstrates how this risk measure differs from CVaR and EVaR. Our findings are significant because risk-averse algorithms are used in high-stake environments, making their correctness much more critical.

Poster
FLAIR : a Country-Scale Land Cover Semantic Segmentation Dataset From Multi-Source Optical Imagery

Anatol Garioud, Nicolas Gonthier, Loic Landrieu, Apolline De Wit, Marion Valette, Marc Poupée, Sebastien Giordano, Boris Wattrelos

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We introduce the French Land cover from Aerospace ImageRy (FLAIR), an extensive dataset from the French National Institute of Geographical and Forest Information (IGN) that provides a unique and rich resource for large-scale geospatial analysis. FLAIR contains high-resolution aerial imagery with a ground sample distance of 20 cm and over 20 billion individually labeled pixels for precise land-cover classification. The dataset also integrates temporal and spectral data from optical satellite time series. FLAIR thus combines data with varying spatial, spectral, and temporal resolutions across over 817 km² of acquisitions representing the full landscape diversity of France. This diversity makes FLAIR a valuable resource for the development and evaluation of novel methods for large-scale land-cover semantic segmentation and raises significant challenges in terms of computer vision, data fusion, and geospatial analysis. We also provide powerful uni- and multi-sensor baseline models that can be employed to assess algorithm's performance and for downstream applications.

Poster
ODE-based Recurrent Model-free Reinforcement Learning for POMDPs

Xuanle Zhao, Duzhen Zhang, Liyuan Han, Tielin Zhang, bo xu

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Neural ordinary differential equations (ODEs) are widely recognized as the standard for modeling physical mechanisms, which help to perform approximate inference in unknown physical or biological environments. In partially observable (PO) environments, how to infer unseen information from raw observations puzzled the agents. By using a recurrent policy with a compact context, context-based reinforcement learning provides a flexible way to extract unobservable information from historical transitions. To help the agent extract more dynamics-related information, we present a novel ODE-based recurrent model combines with model-free reinforcement learning (RL) framework to solve partially observable Markov decision processes (POMDPs). We experimentally demonstrate the efficacy of our methods across various PO continuous control and meta-RL tasks. Furthermore, our experiments illustrate that our method is robust against irregular observations, owing to the ability of ODEs to model irregularly-sampled time series.

Poster
Residual Q-Learning: Offline and Online Policy Customization without Value

Chenran Li, Chen Tang, Haruki Nishimura, Jean Mercat, Masayoshi Tomizuka, Wei Zhan

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Imitation Learning (IL) is a widely used framework for learning imitative behavior from demonstrations. It is especially appealing for solving complex real-world tasks where handcrafting reward function is difficult, or when the goal is to mimic human expert behavior. However, the learned imitative policy can only follow the behavior in the demonstration. When applying the imitative policy, we may need to customize the policy behavior to meet different requirements coming from diverse downstream tasks. Meanwhile, we still want the customized policy to maintain its imitative nature. To this end, we formulate a new problem setting called policy customization. It defines the learning task as training a policy that inherits the characteristics of the prior policy while satisfying some additional requirements imposed by a target downstream task. We propose a novel and principled approach to interpret and determine the trade-off between the two task objectives. Specifically, we formulate the customization problem as a Markov Decision Process (MDP) with a reward function that combines 1) the inherent reward of the demonstration; and 2) the add-on reward specified by the downstream task. We propose a novel framework, Residual Q-learning, which can solve the formulated MDP by leveraging the prior policy without knowing the inherent reward or value function of the prior policy. We derive a family of residual Q-learning algorithms that can realize offline and online policy customization, and show that the proposed algorithms can effectively accomplish policy customization tasks in various environments. Demo videos and code are available on our website: https://sites.google.com/view/residualq-learning.

Poster
DataPerf: Benchmarks for Data-Centric AI Development

Mark Mazumder, Colby Banbury, Xiaozhe Yao, Bojan Karlaš, William A Gaviria Rojas, Sudnya Diamos, Greg Diamos, Lynn He, Alicia Parrish, Hannah Rose Kirk, Jessica Quaye, Charvi Rastogi, Douwe Kiela, David Jurado, David Kanter, Rafael Mosquera, Will Cukierski, Juan Ciro, Lora Aroyo, Bilge Acun, Lingjiao Chen, Mehul Smriti Raje, Max Bartolo, Sabri Eyuboglu, Amirata Ghorbani, Emmett Daniel Goodman, Addison Howard, Oana Inel, Tariq Kane, Christine Kirkpatrick, D. Sculley, Tzu-Sheng Kuo, Jonas Mueller, Tristan Thrush, Joaquin Vanschoren, Margaret Warren, Adina Williams, Serena Yeung, Newsha Ardalani, Praveen Paritosh, Ce Zhang, James Y. Zou, Carole-Jean Wu, Cody Coleman, Andrew Ng, Peter Mattson, Vijay Janapa Reddi

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Machine learning research has long focused on models rather than datasets, and prominent datasets are used for common ML tasks without regard to the breadth, difficulty, and faithfulness of the underlying problems. Neglecting the fundamental importance of data has given rise to inaccuracy, bias, and fragility in real-world applications, and research is hindered by saturation across existing dataset benchmarks. In response, we present DataPerf, a community-led benchmark suite for evaluating ML datasets and data-centric algorithms. We aim to foster innovation in data-centric AI through competition, comparability, and reproducibility. We enable the ML community to iterate on datasets, instead of just architectures, and we provide an open, online platform with multiple rounds of challenges to support this iterative development. The first iteration of DataPerf contains five benchmarks covering a wide spectrum of data-centric techniques, tasks, and modalities in vision, speech, acquisition, debugging, and diffusion prompting, and we support hosting new contributed benchmarks from the community. The benchmarks, online evaluation platform, and baseline implementations are open source, and the MLCommons Association will maintain DataPerf to ensure long-term benefits to academia and industry.

Poster
Echoes Beyond Points: Unleashing the Power of Raw Radar Data in Multi-modality Fusion

Yang Liu, Feng Wang, Naiyan Wang, Zhaoxiang Zhang

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Radar is ubiquitous in autonomous driving systems due to its low cost and good adaptability to bad weather. Nevertheless, the radar detection performance is usually inferior because its point cloud is sparse and not accurate due to the poor azimuth and elevation resolution. Moreover, point cloud generation algorithms already drop weak signals to reduce the false targets which may be suboptimal for the use of deep fusion. In this paper, we propose a novel method named EchoFusion to skip the existing radar signal processing pipeline and then incorporate the radar raw data with other sensors. Specifically, we first generate the Bird's Eye View (BEV) queries and then take corresponding spectrum features from radar to fuse with other sensors. By this approach, our method could utilize both rich and lossless distance and speed clues from radar echoes and rich semantic clues from images, making our method surpass all existing methods on the RADIal dataset, and approach the performance of LiDAR. The code will be released on https://github.com/tusen-ai/EchoFusion.

Poster
High-dimensional Contextual Bandit Problem without Sparsity

Junpei Komiyama, Masaaki Imaizumi

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In this research, we investigate the high-dimensional linear contextual bandit problem where the number of features $p$ is greater than the budget $T$, or it may even be infinite. Differing from the majority of previous works in this field, we do not impose sparsity on the regression coefficients. Instead, we rely on recent findings on overparameterized models, which enables us to analyze the performance of the minimum-norm interpolating estimator when data distributions have small effective ranks. We propose an explore-then-commit (EtC) algorithm to address this problem and examine its performance. Through our analysis, we derive the optimal rate of the ETC algorithm in terms of $T$ and show that this rate can be achieved by balancing exploration and exploitation. Moreover, we introduce an adaptive explore-then-commit (AEtC) algorithm that adaptively finds the optimal balance. We assess the performance of the proposed algorithms through a series of simulations.

Poster
Large Language Models can Implement Policy Iteration

Ethan Brooks, Logan A Walls, Richard Lewis, Satinder Singh

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In this work, we demonstrate a method for implementing policy iteration using a large language model. While the application of foundation models to RL has received considerable attention, most approaches rely on either (1) the curation of expert demonstrations (either through manual design or task-specific pretraining) or (2) adaptation to the task of interest using gradient methods (either fine-tuning or training of adapter layers). Both of these techniques have drawbacks. Collecting demonstrations is labor-intensive, and algorithms that rely on them do not outperform the experts from which the demonstrations were derived. All gradient techniques are inherently slow, sacrificing the “few-shot” quality that makes in-context learning attractive to begin with. Our method demonstrates that a large language model can be used to implement policy iteration using the machinery of in-context learning, enabling it to learn to perform RL tasks without expert demonstrations or gradients. Our approach iteratively updates the contents of the prompt from which it derives its policy through trial-and-error interaction with an RL environment. In order to eliminate the role of in-weights learning (on which approaches like Decision Transformer rely heavily), we demonstrate our method using Codex (M. Chen et al. 2021b), a language model with no prior knowledge of the domains on which we evaluate it.

Poster
Exploring Question Decomposition for Zero-Shot VQA

Zaid Khan, Vijay Kumar b g, Samuel Schulter, Manmohan Chandraker, Yun Fu

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Visual question answering (VQA) has traditionally been treated as a single-step task where each question receives the same amount of effort, unlike natural human question-answering strategies. We explore a question decomposition strategy for VQA to overcome this limitation. We probe the ability of recently developed large vision-language models to use human-written decompositions and produce their own decompositions of visual questions, finding they are capable of learning both tasks from demonstrations alone. However, we show that naive application of model-written decompositions can hurt performance. We introduce a model-driven selective decomposition approach for second-guessing predictions and correcting errors, and validate its effectiveness on eight VQA tasks across three domains, showing consistent improvements in accuracy, including improvements of >20% on medical VQA datasets and boosting the zero-shot performance of BLIP-2 above chance on a VQA reformulation of the challenging Winoground task. Project Site: https://zaidkhan.me/decomposition-0shot-vqa/

Poster
Stochastic Optimal Control for Collective Variable Free Sampling of Molecular Transition Paths

Lars Holdijk, Yuanqi Du, Ferry Hooft, Priyank Jaini, Bernd Ensing, Max Welling

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We consider the problem of sampling transition paths between two given metastable states of a molecular system, eg. a folded and unfolded protein or products and reactants of a chemical reaction. Due to the existence of high energy barriers separating the states, these transition paths are unlikely to be sampled with standard Molecular Dynamics (MD) simulation. Traditional methods to augment MD with a bias potential to increase the probability of the transition rely on a dimensionality reduction step based on Collective Variables (CVs). Unfortunately, selecting appropriate CVs requires chemical intuition and traditional methods are therefore not always applicable to larger systems. Additionally, when incorrect CVs are used, the bias potential might not be minimal and bias the system along dimensions irrelevant to the transition. Showing a formal relation between the problem of sampling molecular transition paths, the Schrodinger bridge problem and stochastic optimal control with neural network policies, we propose a machine learning method for sampling said transitions. Unlike previous non-machine learning approaches our method, named PIPS, does not depend on CVs. We show that our method successful generates low energy transitions for Alanine Dipeptide as well as the larger Polyproline and Chignolin proteins.

Poster
Learning Visual Prior via Generative Pre-Training

Jinheng Xie, Kai Ye, Yudong Li, Yuexiang Li, Kevin Qinghong Lin, Yefeng Zheng, Linlin Shen, Mike Zheng Shou

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Various stuff and things in visual data possess specific traits, which can be learned by deep neural networks and are implicitly represented as the visual prior, e.g., object location and shape, in the model. Such prior potentially impacts many vision tasks. For example, in conditional image synthesis, spatial conditions failing to adhere to the prior can result in visually inaccurate synthetic results. This work aims to explicitly learn the visual prior and enable the customization of sampling. Inspired by advances in language modeling, we propose to learn Visual prior via Generative Pre-Training, dubbed VisorGPT. By discretizing visual locations, e.g., bounding boxes, human pose, and instance masks, into sequences, VisorGPT can model visual prior through likelihood maximization. Besides, prompt engineering is investigated to unify various visual locations and enable customized sampling of sequential outputs from the learned prior. Experimental results demonstrate the effectiveness of VisorGPT in modeling visual prior and extrapolating to novel scenes, potentially motivating that discrete visual locations can be integrated into the learning paradigm of current language models to further perceive visual world. Code is available at https://sierkinhane.github.io/visor-gpt.

Poster
Feature-Learning Networks Are Consistent Across Widths At Realistic Scales

Nikhil Vyas, Alexander Atanasov, Blake Bordelon, Depen Morwani, Sabarish Sainathan, Cengiz Pehlevan

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We study the effect of width on the dynamics of feature-learning neural networks across a variety of architectures and datasets. Early in training, wide neural networks trained on online data have not only identical loss curves but also agree in their point-wise test predictions throughout training. For simple tasks such as CIFAR-5m this holds throughout training for networks of realistic widths. We also show that structural properties of the models, including internal representations, preactivation distributions, edge of stability phenomena, and large learning rate effects are consistent across large widths. This motivates the hypothesis that phenomena seen in realistic models can be captured by infinite-width, feature-learning limits. For harder tasks (such as ImageNet and language modeling), and later training times, finite-width deviations grow systematically. Two distinct effects cause these deviations across widths. First, the network output has an initialization-dependent variance scaling inversely with width, which can be removed by ensembling networks. We observe, however, that ensembles of narrower networks perform worse than a single wide network. We call this the bias of narrower width. We conclude with a spectral perspective on the origin of this finite-width bias.

Poster
Three Towers: Flexible Contrastive Learning with Pretrained Image Models

Jannik Kossen, Mark Collier, Basil Mustafa, Xiao Wang, Xiaohua Zhai, Lucas Beyer, Andreas Peter Steiner, Jesse Berent, Rodolphe Jenatton, Effrosyni Kokiopoulou

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We introduce Three Towers (3T), a flexible method to improve the contrastive learning of vision-language models by incorporating pretrained image classifiers. While contrastive models are usually trained from scratch, LiT (Zhai et al., 2022) has recently shown performance gains from using pretrained classifier embeddings. However, LiT directly replaces the image tower with the frozen embeddings, excluding any potential benefits from training the image tower contrastively. With 3T, we propose a more flexible strategy that allows the image tower to benefit from both pretrained embeddings and contrastive training. To achieve this, we introduce a third tower that contains the frozen pretrained embeddings, and we encourage alignment between this third tower and the main image-text towers. Empirically, 3T consistently improves over LiT and the CLIP-style from-scratch baseline for retrieval tasks. For classification, 3T reliably improves over the from-scratch baseline, and while it underperforms relative to LiT for JFT-pretrained models, it outperforms LiT for ImageNet-21k and Places365 pretraining.

Poster
Asymptotically Optimal Quantile Pure Exploration for Infinite-Armed Bandits

Xiao-Yue Gong, Mark Sellke

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We study pure exploration with infinitely many bandit arms generated \iid from an unknown distribution. Our goal is to efficiently select a single high quality arm whose average reward is, with probability $1-\delta$, within $\varepsilon$ of being with the top $\eta$-fraction of arms; this is a natural adaptation of the classical PAC guarantee for infinite action sets. We consider both the fixed confidence and fixed budget settings, aiming respectively for optimal \emph{expected} and \emph{fixed} sample complexity. For fixed confidence, we give an algorithm with expected sample complexity $O\left(\frac{\log (1/\eta)\log (1/\delta)}{\eta\varepsilon^2}\right)$. This is optimal except for the $\log (1/\eta)$ factor, and the $\delta$-dependence closes a quadratic gap in the literature. For fixed budget, we show the asymptotically optimal sample complexity as $\delta\to 0$ is $c^{-1}\log(1/\delta)\big(\log\log(1/\delta)\big)^2$ to leading order; equivalently, the optimal failure probability with exactly $N$ samples decays as $\exp\big(-(1\pm o(1))\frac{cN}{\log^2 N}\big)$. The value of $c$ depends explicitly on the problem parameters (including the unknown arm distribution) through a certain Fisher information distance. Even the strictly super-linear dependence on $\log(1/\delta)$ was not known and resolves a question of Grossman-Moshkovitz (FOCS 2015).

Poster
An Inverse Scaling Law for CLIP Training

Xianhang Li, Zeyu Wang, Cihang Xie

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CLIP, one of the pioneering foundation models that connect images and text, has enabled many recent breakthroughs in computer vision. However, its associated training cost is prohibitively high, imposing a significant barrier to its widespread exploration. In this paper, we present a surprising finding that there exists an inverse scaling law for CLIP training, whereby the larger the image/text encoders used, the shorter the sequence length of image/text tokens that can be applied in training. Moreover, we showcase that the strategy for reducing image/text token length plays a crucial role in determining the quality of this scaling law. As a result of this finding, we are able to successfully train CLIP even with limited computational resources. For example, using 8 A100 GPUs, our CLIP models achieve zero-shot top-1 ImageNet-1k accuracies of 63.2% in ~2 days, 67.8% in ~3 days, and 69.3% in ~4 days. Our method also works well when scaling up --- with G/14, we register a new record of 83.0% ImageNet-1k zero-shot accuracy, and meanwhile accelerate the training by ~33x compared to its OpenCLIP counterpart. By reducing the computation barrier associated with CLIP, we hope to inspire more research in this field, particularly from academics. Our code is available at https://github.com/UCSC-VLAA/CLIPA.

Poster
Disentanglement via Latent Quantization

Kyle Hsu, Will Dorrell, James C. R. Whittington, Jiajun Wu, Chelsea Finn

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In disentangled representation learning, a model is asked to tease apart a dataset's underlying sources of variation and represent them independently of one another. Since the model is provided with no ground truth information about these sources, inductive biases take a paramount role in enabling disentanglement. In this work, we construct an inductive bias towards encoding to and decoding from an organized latent space. Concretely, we do this by (i) quantizing the latent space into discrete code vectors with a separate learnable scalar codebook per dimension and (ii) applying strong model regularization via an unusually high weight decay. Intuitively, the latent space design forces the encoder to combinatorially construct codes from a small number of distinct scalar values, which in turn enables the decoder to assign a consistent meaning to each value. Regularization then serves to drive the model towards this parsimonious strategy. We demonstrate the broad applicability of this approach by adding it to both basic data-reconstructing (vanilla autoencoder) and latent-reconstructing (InfoGAN) generative models. For reliable evaluation, we also propose InfoMEC, a new set of metrics for disentanglement that is cohesively grounded in information theory and fixes well-established shortcomings in previous metrics. Together with regularization, latent quantization dramatically improves the modularity and explicitness of learned representations on a representative suite of benchmark datasets. In particular, our quantized-latent autoencoder (QLAE) consistently outperforms strong methods from prior work in these key disentanglement properties without compromising data reconstruction.

Poster
Variational Weighting for Kernel Density Ratios

Sangwoong Yoon, Frank C. Park, Gunsu S YUN, Iljung Kim, Yung-Kyun Noh

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Kernel density estimation (KDE) is integral to a range of generative and discriminative tasks in machine learning. Drawing upon tools from the multidimensional calculus of variations, we derive an optimal weight function that reduces bias in standard kernel density estimates for density ratios, leading to improved estimates of prediction posteriors and information-theoretic measures. In the process, we shed light on some fundamental aspects of density estimation, particularly from the perspective of algorithms that employ KDEs as their main building blocks.

Poster
Handling Data Heterogeneity via Architectural Design for Federated Visual Recognition

Sara Pieri, Jose Renato Restom, Samuel Horváth, Hisham Cholakkal

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Federated Learning (FL) is a promising research paradigm that enables the collaborative training of machine learning models among various parties without the need for sensitive information exchange. Nonetheless, retaining data in individual clients introduces fundamental challenges to achieving performance on par with centrally trained models. Our study provides an extensive review of federated learning applied to visual recognition. It underscores the critical role of thoughtful architectural design choices in achieving optimal performance, a factor often neglected in the FL literature. Many existing FL solutions are tested on shallow or simple networks, which may not accurately reflect real-world applications. This practice restricts the transferability of research findings to large-scale visual recognition models. Through an in-depth analysis of diverse cutting-edge architectures such as convolutional neural networks, transformers, and MLP-mixers, we experimentally demonstrate that architectural choices can substantially enhance FL systems' performance, particularly when handling heterogeneous data. We study visual recognition models from five different architectural families on four challenging FL datasets. We also re-investigate the inferior performance convolution-based architectures in the FL setting and analyze the influence of normalization layers on the FL performance. Our findings emphasize the importance of architectural design for computer vision tasks in practical scenarios, effectively narrowing the performance gap between federated and centralized learning.

Poster
Degraded Polygons Raise Fundamental Questions of Neural Network Perception

Leonard Tang, Dan Ley

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It is well-known that modern computer vision systems often exhibit behaviors misaligned with those of humans: from adversarial attacks to image corruptions, deep learning vision models suffer in a variety of settings that humans capably handle. In light of these phenomena, here we introduce another, orthogonal perspective studying the human-machine vision gap. We revisit the task of recovering images under degradation, first introduced over 30 years ago in the Recognition-by-Components theory of human vision. Specifically, we study the performance and behavior of neural networks on the seemingly simple task of classifying regular polygons at varying orders of degradation along their perimeters. To this end, we implement the Automated Shape Recoverability Test for rapidly generating large-scale datasets of perimeter-degraded regular polygons, modernizing the historically manual creation of image recoverability experiments. We then investigate the capacity of neural networks to recognize and recover such degraded shapes when initialized with different priors. Ultimately, we find that neural networks’ behavior on this simple task conflicts with human behavior, raising a fundamental question of the robustness and learning capabilities of modern computer vision models

Poster
Certified Robustness via Dynamic Margin Maximization and Improved Lipschitz Regularization

Mahyar Fazlyab, Taha Entesari, Aniket Roy, Rama Chellappa

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To improve the robustness of deep classifiers against adversarial perturbations, many approaches have been proposed, such as designing new architectures with better robustness properties (e.g., Lipschitz-capped networks), or modifying the training process itself (e.g., min-max optimization, constrained learning, or regularization). These approaches, however, might not be effective at increasing the margin in the input (feature) space. In this paper, we propose a differentiable regularizer that is a lower bound on the distance of the data points to the classification boundary. The proposed regularizer requires knowledge of the model's Lipschitz constant along certain directions. To this end, we develop a scalable method for calculating guaranteed differentiable upper bounds on the Lipschitz constant of neural networks accurately and efficiently. The relative accuracy of the bounds prevents excessive regularization and allows for more direct manipulation of the decision boundary. Furthermore, our Lipschitz bounding algorithm exploits the monotonicity and Lipschitz continuity of the activation layers, and the resulting bounds can be used to design new layers with controllable bounds on their Lipschitz constant. Experiments on the MNIST, CIFAR-10, and Tiny-ImageNet data sets verify that our proposed algorithm obtains competitively improved results compared to the state-of-the-art.

Poster