NAACL 2024 Papers

Annual Conference of the North American Chapter of the ACL

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912papers

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The Impact of Depth on Compositional Generalization in Transformer Language Models

Jackson Petty, Sjoerd Steenkiste, Ishita Dasgupta, Fei Sha, Dan Garrette, Tal Linzen

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To process novel sentences, language models (LMs) must generalize compositionally—combine familiar elements in new ways. What aspects of a model’s structure promote compositional generalization? Focusing on transformers, we test the hypothesis, motivated by theoretical and empirical work, that deeper transformers generalize more compositionally. Simply adding layers increases the total number of parameters; to address this confound between depth and size, we construct three classes of models which trade off depth for width such that the total number of parameters is kept constant (41M, 134M and 374M parameters). We pretrain all models as LMs and fine-tune them on tasks that test for compositional generalization. We report three main conclusions: (1) after fine-tuning, deeper models generalize more compositionally than shallower models do, but the benefit of additional layers diminishes rapidly; (2) within each family, deeper models show better language modeling performance, but returns are similarly diminishing; (3) the benefits of depth for compositional generalization cannot be attributed solely to better performance on language modeling. Because model latency is approximately linear in the number of layers, these results lead us to the recommendation that, with a given total parameter budget, transformers can be made shallower than is typical without sacrificing performance.

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The Effect of Data Partitioning Strategy on Model Generalizability: A Case Study of Morphological Segmentation

Zoey Liu, Bonnie Dorr

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Recent work to enhance data partitioning strategies for more realistic model evaluation face challenges in providing a clear optimal choice. This study addresses these challenges, focusing on morphological segmentation and synthesizing limitations related to language diversity, adoption of multiple datasets and splits, and detailed model comparisons. Our study leverages data from 19 languages, including ten indigenous or endangered languages across 10 language families with diverse morphological systems (polysynthetic, fusional, and agglutinative) and different degrees of data availability. We conduct large-scale experimentation with varying sized combinations of training and evaluation sets as well as new test data. Our results show that, when faced with new test data: (1) models trained from random splits are able to achieve higher numerical scores; (2) model rankings derived from random splits tend to generalize more consistently.

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The Curious Decline of Linguistic Diversity: Training Language Models on Synthetic Text

Yanzhu Guo, Guokan Shang, Michalis Vazirgiannis, Chloé Clavel

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This study investigates the consequences of training language models on synthetic data generated by their predecessors, an increasingly prevalent practice given the prominence of powerful generative models. Diverging from the usual emphasis on performance metrics, we focus on the impact of this training methodology on linguistic diversity, especially when conducted recursively over time. To assess this, we adapt and develop a set of novel metrics targeting lexical, syntactic, and semantic diversity, applying them in recursive finetuning experiments across various natural language generation tasks in English. Our findings reveal a consistent decrease in the diversity of the model outputs through successive iterations, especially remarkable for tasks demanding high levels of creativity. This trend underscores the potential risks of training language models on synthetic text, particularly concerning the preservation of linguistic richness. Our study highlights the need for careful consideration of the long-term effects of such training approaches on the linguistic capabilities of language models.

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The Colorful Future of LLMs: Evaluating and Improving LLMs as Emotional Supporters for Queer Youth

Shir Lissak, Nitay Calderon, Geva Shenkman, Yaakov Ophir, Eyal Fruchter, Anat Brunstein Klomek, Roi Reichart

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Queer youth face increased mental health risks, such as depression, anxiety, and suicidal ideation. Hindered by negative stigma, they often avoid seeking help and rely on online resources, which may provide incompatible information. Although access to a supportive environment and reliable information is invaluable, many queer youth worldwide have no access to such support. However, this could soon change due to the rapid adoption of Large Language Models (LLMs) such as ChatGPT. This paper aims to comprehensively explore the potential of LLMs to revolutionize emotional support for queers. To this end, we conduct a qualitative and quantitative analysis of LLM’s interactions with queer-related content. To evaluate response quality, we develop a novel ten-question scale that is inspired by psychological standards and expert input. We apply this scale to score several LLMs and human comments to posts where queer youth seek advice and share experiences. We find that LLM responses are supportive and inclusive, outscoring humans. However, they tend to be generic, not empathetic enough, and lack personalization, resulting in nonreliable and potentially harmful advice. We discuss these challenges, demonstrate that a dedicated prompt can improve the performance, and propose a blueprint of an LLM-supporter that actively (but sensitively) seeks user context to provide personalized, empathetic, and reliable responses. Our annotated dataset is available for further research.*https://github.com/nitaytech/LGBTeenDataset

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The Bias Amplification Paradox in Text-to-Image Generation

Preethi Seshadri, Sameer Singh, Yanai Elazar

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Bias amplification is a phenomenon in which models exacerbate biases or stereotypes present in the training data. In this paper, we study bias amplification in the text-to-image domain using Stable Diffusion by comparing gender ratios in training vs. generated images. We find that the model appears to amplify gender-occupation biases found in the training data (LAION) considerably. However, we discover that amplification can be largely attributed to discrepancies between training captions and model prompts. For example, an inherent difference is that captions from the training data often contain explicit gender information while our prompts do not, which leads to a distribution shift and consequently inflates bias measures. Once we account for distributional differences between texts used for training and generation when evaluating amplification, we observe that amplification decreases drastically. Our findings illustrate the challenges of comparing biases in models and their training data, as well as evaluation more broadly, and highlight how confounding factors can impact analyses.

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The ART of LLM Refinement: Ask, Refine, and Trust

Kumar Shridhar, Koustuv Sinha, Andrew Cohen, Tianlu Wang, Ping Yu, Ramakanth Pasunuru, Mrinmaya Sachan, Jason Weston, Asli Celikyilmaz

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Large Language Models (LLMs) have demonstrated remarkable generative abilities, but can they judge the quality of their own generations and self-improve?A popular concept, referred to as *self-refinement*, postulates that LLMs can detect and correct the errors in their generations when asked to do so. However, recent empirical evidence points in the opposite direction, suggesting that LLMs often struggle to accurately identify errors when reasoning is involved. To address this, we propose a reasoning with a refinement strategy called *ART: Ask, Refine, and Trust*, which *asks* necessary questions to decide when an LLM should *refine* its output, and uses it to affirm or deny *trust* in its refinement by ranking the refinement and the initial prediction. On two multistep reasoning tasks of mathematical word problems (GSM8K) and question answering (StrategyQA), *ART* achieves a performance gain of +5 points over self-refinement baselines, while using a much smaller model as the decision maker. We believe that *ART* with smaller models, making refinement decisions can be a cost-effective alternative to fine-tuning LLMs.

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Text Diffusion Model with Encoder-Decoder Transformers for Sequence-to-Sequence Generation

Hongyi Yuan, Zheng Yuan, Chuanqi Tan, Fei Huang, Songfang Huang

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The diffusion model, a new generative modeling paradigm, has achieved great success in image, audio, and video generation.However, considering the discrete categorical nature of the text, it is not trivial to extend continuous diffusion models to natural language. In this work, we propose SeqDiffuSeq, a text diffusion model, to approach sequence-to-sequence text generation with an encoder-decoder Transformer architecture.To improve the generation performance, SeqDiffuSeq is equipped with the self-conditioning technique and our newly proposed adaptive noise schedule technique. Self-conditioning enables SeqDiffuSeq to better use the predicted sequence information during the generation process.The adaptive noise schedule balances the difficulty of denoising across time steps at the token level.Experiment results illustrate the improved performance on five sequence-to-sequence generation tasks compared to other diffusion-based models regarding text quality and inference time.

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Testing the limits of logical reasoning in neural and hybrid models

Manuel Vargas Guzmán, Jakub Szymanik, Maciej Malicki

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We study the ability of neural and hybrid models to generalize logical reasoning patterns. We created a series of tests for analyzing various aspects of generalization in the context of language and reasoning, focusing on compositionality and recursiveness. We used them to study the syllogistic logic in hybrid models, where the network assists in premise selection. We analyzed feed-forward, recurrent, convolutional, and transformer architectures. Our experiments demonstrate that even though the models can capture elementary aspects of the meaning of logical terms, they learn to generalize logical reasoning only to a limited degree.

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Testing the Effect of Code Documentation on Large Language Model Code Understanding

William Macke, Michael Doyle

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Large Language Models (LLMs) have demonstrated impressive abilities in recent years with regards to code generation and understanding. However, little work has investigated how documentation and other code properties affect an LLM’s ability to understand and generate code or documentation. We present an empirical analysis of how underlying properties of code or documentation can affect an LLM’s capabilities. We show that providing an LLM with “incorrect” documentation can greatly hinder code understanding, while incomplete or missing documentation does not seem to significantly affect an LLM’s ability to understand code.

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TelME: Teacher-leading Multimodal Fusion Network for Emotion Recognition in Conversation

Taeyang Yun, Hyunkuk Lim, Jeonghwan Lee, Min Song

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Emotion Recognition in Conversation (ERC) plays a crucial role in enabling dialogue sys- tems to effectively respond to user requests. The emotions in a conversation can be identi- fied by the representations from various modal- ities, such as audio, visual, and text. How- ever, due to the weak contribution of non-verbal modalities to recognize emotions, multimodal ERC has always been considered a challenging task. In this paper, we propose Teacher-leading Multimodal fusion network for ERC (TelME). TelME incorporates cross-modal knowledge distillation to transfer information from a lan- guage model acting as the teacher to the non- verbal students, thereby optimizing the efficacy of the weak modalities. We then combine multi- modal features using a shifting fusion approach in which student networks support the teacher. TelME achieves state-of-the-art performance in MELD, a multi-speaker conversation dataset for ERC. Finally, we demonstrate the effec- tiveness of our components through additional experiments.

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Teaching a Multilingual Large Language Model to Understand Multilingual Speech via Multi-Instructional Training

Pavel Denisov, Thang Vu

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Recent advancements in language modeling have led to the emergenceof Large Language Models (LLMs) capable ofvarious natural language processing tasks.Despite their success in text-based tasks, applying LLMs to the speech domainremains limited and challenging. This paper presents BLOOMZMMS, a novel modelthat integrates a multilingual LLM with a multilingual speech encoder,aiming to harness the capabilities of LLMs for speech recognition and beyond.Utilizing a multi-instructional training approach, we demonstrate the transferabilityof linguistic knowledge from the text to the speech modality.Our experiments, conducted on 1900 hours of transcribed data from 139 languages,establish that a multilingual speech representation can be effectivelylearned and aligned with a multilingual LLM. While this learned representationinitially shows limitations in task generalization, we address this issue bygenerating synthetic targets in a multi-instructional style.Our zero-shot evaluation results confirm the robustness of our approach acrossmultiple tasks, including speech translation and multilingual spoken languageunderstanding, thereby opening new avenues for applying LLMs in the speech domain.

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Teaching Llama a New Language Through Cross-Lingual Knowledge Transfer

Hele-Andra Kuulmets, Taido Purason, Agnes Luhtaru, Mark Fishel

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This paper explores cost-efficient methods to adapt pretrained Large Language Models (LLMs) to new lower-resource languages, with a specific focus on Estonian. Leveraging the Llama 2 model, we investigate the impact of combining cross-lingual instruction-tuning with additional monolingual pretraining. Our results demonstrate that even a relatively small amount of additional monolingual pretraining followed by cross-lingual instruction-tuning significantly enhances results on Estonian. Furthermore, we showcase cross-lingual knowledge transfer from high-quality English instructions to Estonian, resulting in improvements in commonsense reasoning and multi-turn conversation capabilities. Our best model, named Llammas, represents the first open-source instruction-following LLM for Estonian. Additionally, we publish Alpaca-est, the first general task instruction dataset for Estonia. These contributions mark the initial progress in the direction of developing open-source LLMs for Estonian.

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Teaching Language Models to Self-Improve through Interactive Demonstrations

Xiao Yu, Baolin Peng, Michel Galley, Jianfeng Gao, Zhou Yu

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The self-improving ability of large language models (LLMs), enabled by prompting them to analyze and revise their own outputs, has garnered significant interest in recent research. However, this ability has been shown to be absent and difficult to learn for smaller models, thus widening the performance gap between state-of-the-art LLMs and more cost-effective and faster ones. To reduce this gap, we introduce TriPosT, a training algorithm that endows smaller models with such self-improvement ability, and show that our approach can improve LLaMA-7B’s performance on math and reasoning tasks by up to 7.13%. In contrast to prior work, we achieve this by using the smaller model to interact with LLMs to collect feedback and improvements on *its own generations*. We then replay this experience to train the small model. Our experiments on four math and reasoning datasets show that the interactive experience of learning from and correcting its *own* mistakes is crucial for small models to improve their performance.

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Task-Agnostic Detector for Insertion-Based Backdoor Attacks

Weimin Lyu, Xiao Lin, Songzhu Zheng, Lu Pang, Haibin Ling, Susmit Jha, Chao Chen

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Textual backdoor attacks pose significant security threats. Current detection approaches, typically relying on intermediate feature representation or reconstructing potential triggers, are task-specific and less effective beyond sentence classification, struggling with tasks like question answering and named entity recognition. We introduce TABDet (Task-Agnostic Backdoor Detector), a pioneering task-agnostic method for backdoor detection. TABDet leverages final layer logits combined with an efficient pooling technique, enabling unified logit representation across three prominent NLP tasks. TABDet can jointly learn from diverse task-specific models, demonstrating superior detection efficacy over traditional task-specific methods.

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Targeted Augmentation for Low-Resource Event Extraction

Sijia Wang, Lifu Huang

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Addressing the challenge of low-resource information extraction remains an ongoing issue due to the inherent information scarcity within limited training examples. Existing data augmentation methods, considered potential solutions, struggle to strike a balance between weak augmentation (e.g., synonym augmentation) and drastic augmentation (e.g., conditional generation without proper guidance). This paper introduces a novel paradigm that employs targeted augmentation and back validation to produce augmented examples with enhanced diversity, polarity, accuracy, and coherence. Extensive experimental results demonstrate the effectiveness of the proposed paradigm. Furthermore, identified limitations are discussed, shedding light on areas for future improvement.

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Take One Step at a Time to Know Incremental Utility of Demonstration: An Analysis on Reranking for Few-Shot In-Context Learning

Kazuma Hashimoto, Karthik Raman, Michael Bendersky

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In-Context Learning (ICL) is an emergent capability of Large Language Models (LLMs). Only a few demonstrations enable LLMs to be used as blackbox for new tasks. Previous studies have shown that using LLMs’ outputs as labels is effective in training models to select demonstrations. Such a label is expected to estimate utility of a demonstration in ICL; however, it has not been well understood how different labeling strategies affect results on target tasks. This paper presents an analysis on different utility functions by focusing on LLMs’ output probability given ground-truth output, and task-specific reward given LLMs’ prediction. Unlike the previous work, we introduce a novel labeling method, incremental utility, which estimates how much incremental knowledge is brought into the LLMs by a demonstration. We conduct experiments with instruction-tuned LLMs on binary/multi-class classification, segmentation, and translation across Arabic, English, Finnish, Japanese, and Spanish. Our results show that (1) the probability is effective when the probability values are distributed across the whole value range (on the classification tasks), and (2) the downstream metric is more robust when nuanced reward values are provided with long outputs (on the segmentation and translation tasks). We then show that the proposed incremental utility further helps ICL by contrasting how the LLMs perform with and without the demonstrations.

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Tailoring Vaccine Messaging with Common-Ground Opinions

Rickard Stureborg, Sanxing Chen, Roy Xie, Aayushi Patel, Christopher Li, Chloe Zhu, Tingnan Hu, Jun Yang, Bhuwan Dhingra

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One way to personalize chatbot interactions is by establishing common ground with the intended reader. A domain where establishing mutual understanding could be particularly impactful is vaccine concerns and misinformation. Vaccine interventions are forms of messaging which aim to answer concerns expressed about vaccination. Tailoring responses in this domain is difficult, since opinions often have seemingly little ideological overlap. We define the task of tailoring vaccine interventions to a Common-Ground Opinion (CGO). Tailoring responses to a CGO involves meaningfully improving the answer by relating it to an opinion or belief the reader holds. In this paper we introduce Tailor-CGO, a dataset for evaluating how well responses are tailored to provided CGOs. We benchmark several major LLMs on this task; finding GPT-4-Turbo performs significantly better than others. We also build automatic evaluation metrics, including an efficient and accurate BERT model that outperforms finetuned LLMs, investigate how to successfully tailor vaccine messaging to CGOs, and provide actionable recommendations from this investigation.Tailor-CGO dataset and code available at: https://github.com/rickardstureborg/tailor-cgo

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TagDebias: Entity and Concept Tagging for Social Bias Mitigation in Pretrained Language Models

Mehrnaz Moslemi, Amal Zouaq

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Pre-trained language models (PLMs) play a crucial role in various applications, including sensitive domains such as the hiring process. However, extensive research has unveiled that these models tend to replicate social biases present in their pre-training data, raising ethical concerns. In this study, we propose the TagDebias method, which proposes debiasing a dataset using type tags. It then proceeds to fine-tune PLMs on this debiased dataset. Experiments show that our proposed TagDebias model, when applied to a ranking task, exhibits significant improvements in bias scores.

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TableLlama: Towards Open Large Generalist Models for Tables

TIANSHU ZHANG, Xiang Yue, Yifei Li, Huan Sun

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Semi-structured tables are ubiquitous. There has been a variety of tasks that aim to automatically interpret, augment, and query tables. Current methods often require pretraining on tables or special model architecture design, are restricted to specific table types, or have simplifying assumptions about tables and tasks. This paper makes the first step towards developing open-source large language models (LLMs) as generalists for a diversity of table-based tasks. Towards that end, we construct TableInstruct, a new dataset with a variety of realistic tables and tasks, for instruction tuning and evaluating LLMs. We further develop the first open-source generalist model for tables, TableLlama, by fine-tuning Llama 2 (7B) with LongLoRA to address the long context challenge. We experiment under both in-domain setting and out-of-domain setting. On 7 out of 8 in-domain tasks, TableLlama achieves comparable or better performance than the SOTA for each task, despite the latter often has task-specific design. On 6 out-of-domain datasets, it achieves 5-44 absolute point gains compared with the base model, showing that training on TableInstruct enhances the model’s generalizability. We open-source our dataset and trained model to boost future work on developing open generalist models for tables.

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TabSQLify: Enhancing Reasoning Capabilities of LLMs Through Table Decomposition

Md Mahadi Hasan Nahid, Davood Rafiei

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Table reasoning is a challenging task that requires understanding both natural language questions and structured tabular data. Large language models (LLMs) have shown impressive capabilities in natural language understanding and generation, but they often struggle with large tables due to their limited input length. In this paper, we propose TabSQLify, a novel method that leverages text-to-SQL generation to decompose tables into smaller and relevant sub-tables, containing only essential information for answering questions or verifying statements, before performing the reasoning task. In our comprehensive evaluation on four challenging datasets, our approach demonstrates comparable or superior performance compared to prevailing methods reliant on full tables as input. Moreover, our method can reduce the input context length significantly, making it more scalable and efficient for large-scale table reasoning applications. Our method performs remarkably well on the WikiTQ benchmark, achieving an accuracy of 64.7%. Additionally, on the TabFact benchmark, it achieves a high accuracy of 79.5%. These results surpass other LLM-based baseline models on gpt-3.5-turbo (chatgpt). TabSQLify can reduce the table size significantly alleviating the computational load on LLMs when handling large tables without compromising performance.

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