ICML 2026 Papers

International Conference on Machine Learning

Decision breakdown

6,341papers

Counted from the official paper list; may differ slightly from the number the conference announced.

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    5368.5%
  • Poster
    5,80591.5%

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Topic: Social aspects · accountability transparency and interpretability · 541 papers · Reset filters

Transformers Provably Learn Algorithmic Solutions for Graph Connectivity, But Only with the Right Data

Qilin Ye, Deqing Fu, Robin Jia, Vatsal Sharan

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Transformers often fail to learn generalizable algorithms, instead relying on brittle heuristics. Using graph connectivity as a testbed, we explain this phenomenon both theoretically and empirically. We consider a simplified Transformer architecture, the Disentangled Transformer, and prove that an $L$-layer model can compute connectivity in graphs with diameters up to $3^L$, implementing an algorithm equivalent to computing powers of the adjacency matrix. By analyzing training dynamics, we prove that whether the model learns this strategy hinges on whether most training instances are within this model capacity. Within-capacity graphs (diameter $\leq 3^L$) drive the learning of the algorithmic solution while beyond-capacity graphs drive the learning of a simple heuristic based on node degrees. Finally, we empirically show that our insights transfer to standard Transformers: restricting training data to stay within a model's capacity makes both standard and Disentangled Transformers learn the exact algorithm.

Poster
Towards Steering without Sacrifice: Principled Training of Steering Vectors for Prompt-only Interventions

Yuntai Bao, Qinfeng Li, Xinyan Yu, Ge Su, Wenqi Zhang, Liu Yan, Haiqin Weng, Jianwei Yin, Xuhong Zhang

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Recently, *steering vectors (SVs)* have emerged as an effective and lightweight approach to steer behaviors of large language models (LLMs), among which fine-tuned SVs are more effective than optimization-free ones. However, current approaches to fine-tuned SVs suffer from two limitations. First, they require careful selection of steering factors on a per-SV basis to balance steering effectiveness and generation quality at inference time. Second, they operate as *full-sequence SVs (FSSVs)*, which can sacrifice generation quality regardless of factor selection due to excessive intervention on the model generation process. To address the first limitation, we propose *joint training* of steering factors and directions, such that post-hoc factor selection is no longer required. Using neural network scaling theory, we find that moderately large initialization sizes and learning rates for steering factors are essential for stability and efficiency of joint training. To tackle the second limitation, we draw inspiration from *representation fine-tuning* and introduce **Prompt-Only Steering Vector (PrOSV)**, an SV that intervenes only on a few prompt tokens. Our empirical results show that PrOSV outperforms traditional FSSVs on AxBench when using our joint training scheme. We also find that PrOSV achieves a better tradeoff between general model utility and adversarial robustness than FSSV.

Poster
IACW: Intent-Aware Controllable Watermarking for Scalable Authorial Intent Attribution

Hao Huang, Ruihua Zhou, JiaTang Luo, Yunpeng Li, Yuling Liu

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As Large Language Models (LLMs) integrate into writing workflows, precise governance requires distinguishing ''how AI participated'' rather than merely ''whether AI was used.'' Traditional binary detection often misclassifies ``AI-polished'' content as generated, creating fairness risks. We propose shifting from passive post-hoc detection to active intent attribution, focusing on the distinction between Editing (source-anchored) and Generation (unanchored). We introduce \textbf{IACW-Instruct}, a corpus of diverse editing operations constructed via a Director--Actor--Judge pipeline to enable systematic evaluation. Building on this benchmark, we propose \textbf{Intent-Aware Controllable Watermarking (IACW)}, featuring intent-adaptive entropy gating for semantically lossless embedding. Experiments show that IACW achieves 95\% attribution accuracy under 20\% token deletion while preserving near-unwatermarked semantic fidelity, establishing a practical paradigm for fine-grained provenance.

Poster
Formal Concept Lattices are Good Semantic Scaffolds for Concept-Based Learning

Deepika Vemuri, Sayanta Adhikari, Ankit Saha, Krishn Vishwas Kher, Vineeth N. Balasubramanian

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Learning semantics is essential for deep learning models to be interpretable and better aligned with human reasoning. Concept-based models approach this by representing classes through meaningful semantic abstractions, but typically treat all concepts as a flat, unstructured set learned at a single neural network layer. This overlooks a fundamental property of human semantic understanding: concepts being organized hierarchically, from general to specific. While deep networks do learn a hierarchy of visual features, this structure is rarely aligned with explicit semantic hierarchies. Drawing on Formal Concept Analysis, we demonstrate that formal concept lattices provide principled semantic scaffolds to guide neural network learning. These lattices naturally identify where in the network concepts should be learned based on their level of generality. This allows the model to develop staged, semantically grounded representations throughout its depth. Empirical results on real-world datasets show that our models produce more interpretable embeddings, support more effective interventions, and learn concept representations that are both meaningful and hierarchically structured.

Poster
Beyond Sample-Level Forgetting: Improving Reliability in Multimodal Unlearning

Jianzhou Wang, Yirui Wu, Lixin Yuan, Wenxiao Zhang, Jun Liu

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Multimodal unlearning aims to eliminate specific data from pretrained multimodal models, which offers significant advantages in data privacy and model efficiency. Current methods struggle to achieve the desired properties of effectiveness, reliability and locality, due to the complex interdependency of unimodal and multimodal knowledge. By introducing a causal perspective, we propose multimodal unlearning with decoupled knowledge components. To promote fine-grained understanding of multimodal context, we introduce Multimodal Variational Inference (MVI) to infer modal-specific and -consistent factors with incomplete sample observation. With foundation of decoupled knowledge, we propose contrastive semantic editing to regulate multimodal unlearning towards refined forgetting. Experiments on privacy- and copyright-sensitive scenarios validate effectiveness of our method across multiple scenarios, ensuring the unlearned model maintains high reliability and locality.

Poster
State-Dependent Safety Failures in Multi-Turn Language Model Interaction

Pengcheng Li, Jie Zhang, Tianwei Zhang, Han Qiu, Zhang kejun, Weiming Zhang, Nenghai Yu, Wenbo Zhou

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Safety alignment in large language models is typically evaluated under isolated queries, yet real-world use is inherently multi-turn. Although multi-turn jailbreaks are empirically effective, the structure of conversational safety failure remains insufficiently understood. In this work, we study safety failures from a state-space perspective and show that many multi-turn safety failures in current safety-aligned language models arise from contextual state evolution, a regime that is not fully captured by isolated prompt-level analyses alone. We introduce STAR, a state-oriented diagnostic framework that treats dialogue history as a state transition operator and enables controlled analysis of safety behavior along interaction trajectories. Rather than optimizing attack strength, STAR provides a principled probe of how aligned models traverse the safety boundary under autoregressive conditioning. Across multiple frontier language models, we find that systems which appear robust under static evaluation can undergo rapid and reproducible safety collapse under structured multi-turn interaction. Mechanistic analysis reveals monotonic drift away from refusal-related representations and abrupt phase transitions induced by role-conditioned context. Together, these findings motivate viewing language model safety as a dynamic, state-dependent process defined over conversational trajectories.

Poster
DDIM Inversion as a Perturbation Amplifier: Breaking Mimicry Protection via Reconstruction Error Minimization

Huming Qiu, Peiyi Chen, Mi Zhang, Geng Hong, Xiaoyu You, Mi Wen, Min Yang

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Personalization techniques for image generation models have increasingly been misused for malicious purposes, including unauthorized style imitation and copyrighted content replication. In response, recent mimicry protection methods embed carefully designed perturbations into images to disrupt a model’s ability to learn genuine semantic representations. Despite their growing adoption, the robustness of these protection mechanisms remains poorly understood, raising concerns about their reliability in real-world deployment. In this work, we present the first systematic analysis showing that DDIM inversion inherently acts as a perturbation amplifier, causing protected images to suffer severe structural distortions during reconstruction. Building on this observation, we propose DDIM Inversion-based Reconstruction Purification (DIRP), a novel purification approach that removes protective perturbations by explicitly minimizing DDIM inversion reconstruction error under perceptual constraints. Extensive experiments on six existing mimicry protection methods demonstrate that DIRP consistently outperforms five state-of-the-art attack baselines, achieving superior perturbation removal while better preserving image quality. Our results expose fundamental vulnerabilities in current mimicry protection strategies and highlight the urgent need for more robust and principled defenses.

Poster
The Axiomatic Value of Regularization in AI Alignment from Human Preferences

Ezgi Korkmaz

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Reinforcement learning from human feedback is the leading approach to aligning powerful AI systems so that they can be safe and helpful for humanity. While RLHF is typically modelled as a problem of learning a single preference ranking from noisy feedback, true human preferences are complex and often conflicting, representing substantive disagreements stemming from the diversity of individual human values. With this motivation, a recent line of research has studied RLHF from the perspective of social choice theory, which provides a set of well-established desirable properties for aggregating diverse preferences. Seen through this lens, the standard learning objective in RLHF is equivalent to aggregating diverse human preferences via the Borda count rule. At the same time, several new RLHF algorithms have been proposed, which turn out to be equivalent to the von Neumann winner social choice rule. However, the connection between social choice theory and RLHF has thus far ignored the critical role of regularization to prevent divergence from a reference policy, which is utilized in essentially all practical RLHF algorithms. In this paper, we study how regularization affects the social choice axioms satisfied by different RLHF algorithms, and prove that regularization improves the axiomatic properties of the von Neumann winner rule. In contrast, the Borda count rule still fails to satisfy key social choice axioms even when regularized. These results provide a principled argument grounded in social choice theory for utilizing practical RLHF algorithms that correspond to the von Neumann winner, rather than the standard RLHF objective.

Spotlight
Resilient Coresets and Clustering

Ashkan Norouzi-Fard, Silvio Lattanzi, Mohammadhossein Bateni, Morteza Monemizadeh

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Many machine learning problems are geometric at their core, relying on metric representations of data for tasks such as clustering, prototype selection, nearest-neighbor search, and graph-based learning. Furthermore, data is constantly evolving and it is routinely transformed through dimensionality reduction, random projections, feature embeddings, compression, or privacy-preserving mechanisms. These transformations are designed to preserve geometry approximately. As a result, they preserve objective values for many geometric optimization problems, but they fail to guarantee that algorithmic outcomes remain consistent. In this work, we study \emph{resilient data summaries} for geometric optimization. Building on the notion of \emph{$\gamma$-resilient algorithms} from Ahmadian, we introduce $\gamma$-resilient coresets. A $\gamma$-resilient $(k,\varepsilon)$-coreset is a compact, weighted summary that guarantees a $(1+\varepsilon)$ approximation to the objective and enforces stability at the level of assignments. We complement our positive result with a lower bound showing that to obtain a tight approximation for resilient clustering it is necessary to use a bi-criteria solution.

Poster
When Planning Fails Despite Correct Execution: On Epistemic Calibration for LLM-Based Multi-Agent Systems

Zehao Wang, Shilong Jin, Zhao Cao, Lanjun Wang

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LLM-based multi-agent systems can fail even when planned actions are executed correctly because agents may misjudge their knowledge when evaluating plan feasibility, a phenomenon we term epistemic miscalibration in planning. Unlike execution errors, epistemic miscalibration is latent during planning, as generated plans can remain self-consistent and executable without observable errors; the miscalibration is also dynamic, as new information can alter feasibility assessments, potentially obscuring past miscalibration signals and causing them to recur over time. To address this, we propose the Epistemic Planning Calibration Agentic Workflow (EPC-AW), which assesses whether plans remain supported under varying information conditions rather than directly verifying feasibility. EPC-AW employs Information-consistency-based Plan Selection, selecting plans whose evaluations are stable across agents, together with Consistency-guided Epistemic State Refinement to adapt calibration over time by leveraging past discrepancies to guide future planning. Experiments show that EPC-AW improves system-level success by an average of 9.75\%. Code is available in the public repository (https://github.com/wzhSteve/EPC-AW).

Poster
Learning Manifold Data with Flow Matching

Sophia Pi, Mingcheng Lu, Maojiang Su, Weimin Wu, Jerry Yao-Chieh Hu, Han Liu

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We study flow-matching transformers when data lie on a low-dimensional manifold. Our key insight is a flow decomposition that splits motion along the manifold from motion off the manifold. The scheme works for first and higher-order flow matching and ties model complexity to the intrinsic manifold dimension. Building on these, we establish tighter sample-complexity bounds for velocity approximation, velocity estimation, and distribution estimation. Our results show how flow-matching transformers escape the curse of dimensionality by utilizing intrinsic data structure.

Poster
Differentiable Optimization Layers for Guaranteed Fairness in Deep Learning

David Troxell, Noah Roemer, Guido Montufar

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Differentiable optimization layers are traditionally integrated in predict-then-optimize frameworks where a neural model estimates parameters that subsequently serve as fixed inputs to downstream decision-making optimization problems. In this work, we introduce the concept of a "fairness layer": a differentiable optimization layer appended to a model's output layer that guarantees a chosen notion of output parity is satisfied when integrated into a neural network. Additionally, we introduce an online primal-dual inference algorithm that provides provable aggregate fairness guarantees for streaming predictions with arbitrarily small batch sizes, where traditional per-batch constraints become overly restrictive. Numerical experiments demonstrate the effectiveness of the fairness layer and associated algorithm, and theoretical analysis characterizes the layer's differentiability and stability properties during model training and backpropagation. Our code for these experiments is publicly available on GitHub: https://github.com/dtroxell19/FairDL-ICML-2026.git and our public Python package documentation can be found online: https://dtroxell19.github.io/fairness_training/.

Poster
Spherical Steering: Geometry-Aware Activation Rotation for Language Models

Zejia You, Chunyuan Deng, Hanjie Chen

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Inference-time steering offers a promising way to control language models (LMs) without retraining. However, standard approaches typically rely on activation addition, which inevitably alters the hidden-state magnitudes raising concerns about representation collapse and degraded open-ended generation. In this work, we explore *Spherical Steering*, a training-free primitive that resolves this trade-off through activation rotation. Rather than shifting activations with a fixed vector, our method rotates them along a geodesic toward a target direction, preserving signal integrity while steering toward the target concept. To further enhance adaptivity, we incorporate a confidence gate that dynamically modulates steering strength based on input uncertainty. Extensive experiments across multiple-choice benchmarks demonstrate that Spherical Steering significantly outperforms addition-based baselines (notably by +10\% on TruthfulQA, COPA, and Storycloze), while simultaneously maintaining the model’s general open-ended generation quality. This work highlights the value of geometric consistency, suggesting that norm-preserving rotation is a robust and effective primitive for precise inference-time control. The code is available at: https://github.com/chili-lab/Spherical-Steering.

Poster
When and How Human Curation Backfires: Preference Alignment under Multi-Model Self-Consuming Loop

Yang Zhang, Xiukun Wei, Xueru Zhang

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Foundation models are increasingly trained on synthetic data generated by prior model iterations rather than exclusively on real data. This *self-consuming* training paradigm can lead to model collapse, divergence, or bias amplification. Recent work (Ferbach et al., 2024) shows that incorporating human curation into the loop can steer a self-consuming model toward human-aligned behavior, but these analyses focus on a single, isolated model that solely consumes its own outputs. In practice, however, models often interact and train on input output pairs produced by other models. This paper studies self-consuming training in the *multi-model* regime. We first formalize a framework for interacting self-consuming models and characterize when the resulting dynamical system converges to a stable point. We then examine how human curation of one model affects its own alignment (self-influence) and how such effects propagate to other models (cross-influence). Unlike isolated settings where human curation always enhances model alignment, we show that cross-model interactions can dampen or even invert this effect, ultimately degrading long-term alignment.

Poster
Anti-Backdoor Coreset Selection via Cumulative Entropy

Qi Zhao, Christian Wressnegger

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Recent training-time defenses against neural backdoors isolate a benign subset from poisoned training data, to learn a backdoor-free model from it. In this paper, we formulate this defense strategy as a coreset selection problem, giving rise to so-called “Anti-Backdoor Coreset Selection.” Since poisonous samples have a) lower prediction uncertainty and are b) less frequent than benign samples, coreset selection naturally focuses more on samples associated with benign functionality than the backdoor functionality. We use the Cumulative Entropy as selection criterion to further facilitate this effect. The metric tracks the learning dynamics of training samples and allowing us to select benign samples with high informativeness for the coreset. Additionally, we unlearn the chosen samples in each epoch to facilitate the separability between benign and poisonous samples. Together, this yields an exceptionally effective training-time defense that constructs a benign coreset to train a backdoor-free model. Unlike prior defenses that compromise natural accuracy and fail against certain attacks, our method mitigates backdooring attacks consistently with a negligible impact on natural performance. The implementation of our method is publicly available at: https://intellisec.de/research/abcs

Poster
RepetitionCurse: Measuring and Understanding Router Imbalance in Mixture-of-Experts LLMs under DoS Stress

Ruixuan Huang, Qingyue Wang, Hantao Huang, Yudong Gao, Dong Chen, Shuai Wang, Wei Wang

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Mixture-of-Experts architectures have become the standard for efficient LLM scaling, typically employing expert parallelism to distribute experts across devices. However, the absence of explicit load balancing constraints during inference allows adversarial inputs to trigger severe routing concentration. We demonstrate that out-of-distribution prompts can manipulate the routing mechanism such that all tokens are routed to the same set of top-k experts, which creates computational bottlenecks on certain devices while forcing others to idle. This converts an efficiency mechanism into a denial-of-service attack vector, leading to violations of service-level agreements for time-to-first-token (TTFT). We propose RepetitionCurse, a black-box strategy to exploit this vulnerability. By identifying a universal flaw in MoE router behavior, RepetitionCurse constructs attack prompts using simple repetitive token patterns in a model-agnostic manner. On widely deployed MoE models hosted on 8-GPU clusters, our method increases TTFT by 20% to 148%, significantly degrading service quality.

Poster
An Empirical Study on the Resilience of Partial Merging to Model Clone Attacks

Tiantong Wu, Yurong Hao, Wei Yang Bryan Lim

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Model merging is a promising technique to enhance the capabilities of neural networks (NNs) by integrating multiple downstream fine-tuned models without requiring access to clients' raw data or substantial computation resources. However, conventional model merging typically requires collecting the full set of fine-tuned model parameters from multiple clients, which may expose them to model-privacy risks. An emerging approach, known as partial model merging (PMM), mitigates this risk by splitting each model into private and shared parts, where only the shared part is merged while the private part remains local to each client. Despite its stricter parameter fusion, PMM can still achieve competitive performance compared to full-parameter sharing. However, the privacy properties of PMM remain underexplored. In this paper, we propose a novel model clone attack and assess the risk of reconstructing the unshared private part of a partially merged model under eight attack scenarios with varying prior knowledge (i.e., partial training data, model parameters and/or model structure). Our comprehensive experiments reveal that merging NNs without adequate protection is highly vulnerable. Even when only a small fraction of training data, model parameters, or model structure is exposed, adversaries can still recover significant portions of the private model's performance.

Poster
Beyond External Monitors: Enhancing Transparency of Large Language Models for Easier Monitoring

Guanxu Chen, Jing Shao, Tao Luo, Lijie Hu, Qihao Lin, Dongrui Liu

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Large language models (LLMs) are becoming increasingly capable, but the mechanisms of their thinking and decision-making processes remain unclear. Chain-of-thoughts (CoTs) have been commonly utilized to externalize LLMs' thinking, but this strategy fails to accurately reflect LLMs' thinking process. Techniques based on LLMs' hidden representations provide an inner perspective to improve the monitorability of their latent thinking. However, previous methods only try to develop external modules instead of making LLMs themselves easier to monitor. In this paper, we propose a novel method, TELLME, improving the transparency of LLMs and helping monitors identify unsuitable and sensitive behaviors. Furthermore, we showcase the effectiveness of TELLME on detoxification tasks, where LLMs achieve consistent improvement among multimodal test sets, distinct architectures, and varying parameter scales. We further analyze TELLME's improvement on LLMs' generalization ability from both optimal transport theory and empirical perspectives.

Poster
A Strictly Proper Scoring Rule and a Calibration Metric for Interval-Censored Data Analysis

Hiroki Yanagisawa, Shunta Akiyama

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Interval-censored data present unique challenges in statistical analysis due to the partial observability of event times within known intervals, requiring assumptions about the censoring mechanism. This paper explores the theoretical relationship between two foundational assumptions: independent monitoring and non-informative censoring. We demonstrate that these assumptions are equivalent for Case-1 interval-censored data, but not for Case-$K$ interval-censored data, where $K \geq 2$, through a synthetic dataset example. Additionally, we propose the first strictly proper scoring rule and calibration metric specifically designed for interval-censored data under the constant-sum assumption and the non-informative censoring assumption, respectively. Our empirical evaluations on real-world datasets show that a neural network model trained with our scoring rule is competitive with established statistical baselines, offering enhanced flexibility. These contributions provide significant advancements in the theoretical understanding and practical analysis of interval-censored data.

Poster
Directly Optimizing Natural Language Explanations for Behavioral Faithfulness: Simulatability and Recoverability

Advaith Malladi, Shashank Srivastava

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Natural-language explanations are widely used to interpret machine learning models, yet many prioritize human plausibility over accurately reflecting or predicting model behavior. Prior approaches often rely on human-written rationales, producing post-hoc explanations that neither align with the model’s decision function nor generalize. We introduce $\textbf{OPeX}$, a natural-language explanation model that directly optimizes for behavioral faithfulness: the ability of an explanation to reflect and predict a model’s observable input–output behavior. $\textbf{OPeX}$ is trained using reinforcement learning with Group Relative Policy Optimization (GRPO), optimizing two complementary metrics: recoverability, which measures whether explanations recover model predictions on seen examples, and simulatability, which measures prediction of model behavior on unseen inputs. Across structured and text-based tasks, $\textbf{OPeX}$ achieves high simulatability (∼0.85) and recoverability (∼0.99), outperforming GPT-4o, LLaMA-3.3-70B, MaNtLE, Chain-of-Thought (CoT)-based models, and human-written explanations, despite using an 8B-parameter backbone. Human user studies show a 15% improvement in classification accuracy over competent baselines.

Poster