ICML 2026 Papers

International Conference on Machine Learning

Decision breakdown

6,341papers

Counted from the official paper list; may differ slightly from the number the conference announced.

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    5368.5%
  • Poster
    5,80591.5%

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Topic: Alignment and Safety · 551 papers · Reset filters

Nonparametric Distribution Regression Re-calibration

Ádám Jung, Domokos M. Kelen, Domokos M. Kelen, Andras A Benczur, András A. Benczúr

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A key challenge in probabilistic regression is ensuring that predictive distributions accurately reflect true empirical uncertainty. Minimizing overall prediction error often encourages models to prioritize informativeness over calibration, producing narrow but overconfident predictions. However, in safety-critical settings, trustworthy uncertainty estimates are often more valuable than narrow intervals. Realizing the problem, several recent works have focused on post-hoc corrections; however, existing methods either rely on weak notions of calibration (such as PIT uniformity) or impose restrictive parametric assumptions on the nature of the error. To address these limitations, we propose a novel nonparametric re-calibration algorithm based on conditional kernel mean embeddings, capable of correcting calibration error without restrictive modeling assumptions. For efficient inference with real-valued targets, we introduce a novel characteristic kernel over distributions that can be evaluated in $\mathcal{O}(n \log n)$ time for empirical distributions of size $n$. We demonstrate that our method consistently outperforms prior re-calibration approaches across a diverse set of regression benchmarks and model classes.

Poster
Are Your Agents Upward Deceivers?

Dadi Guo, Qingyu Liu, Dongrui Liu, Qihan Ren, Shuai Shao, Tianyi Alex Qiu, Haoran Li, Yi R. Fung, Zhongjie Ba, Juntao Dai, Jiaming Ji, Zhikai Chen, Jialing Tao, Yaodong Yang, Jing Shao, Xia Hu

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Large Language Model (LLM)-based agents are increasingly used as autonomous subordinates that carry out tasks for users. This raises the question of whether they may also engage in deception, similar to how individuals in human organizations lie to superiors to create a good image or avoid punishment. We observe and define ***agentic upward deception***, a phenomenon in which an agent facing environmental constraints conceals its failure and performs actions that were not requested without reporting. To assess its prevalence, we construct a benchmark of 200 tasks covering five task types and eight realistic scenarios in a constrained environment, such as broken tools or mismatched information sources. Evaluations of 11 popular LLMs reveal that these agents typically exhibit action-based deceptive behaviors, such as guessing results, performing unsupported simulations, substituting unavailable information sources, and fabricating local files. We further test intuitive mitigation methods and find only limited reductions, suggesting that it is difficult to eliminate and highlighting the need for stronger mitigation strategies to ensure the safety of LLM-based agents. Code and data are available at https://github.com/QingyuLiu/Agentic-Upward-Deception.

Poster
OLion: Approaching the Hadamard Ideal by Intersecting Spectral and L inf Implicit Biases

Zixiao Wang, Yifei Shen, Huishuai Zhang

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Many optimizers can be interpreted as steepest-descent methods under norm-induced geometries, and thus inherit corresponding implicit biases. We introduce Orthogonal Lion which combines spectral control from orthogonalized update directions with $\ell_\infty$-style coordinate control from sign updates. OLion forms a Lion-style momentum direction, approximately orthogonalizes it via a few Newton--Schulz iterations, and then applies an entrywise sign, providing an efficient approximation to taking a maximal step over the intersection of the spectral and $\ell_\infty$ constraint sets (a scaled Hadamard-like set for matrix parameters). Despite the strong nonlinearity of orthogonalization and sign, we prove convergence under a mild, empirically verified diagonal-isotropy assumption. Across large-scale language and vision training, including GPT-2 and Llama pretraining, SiT image pretraining, and supervised fine-tuning, OLion matches or outperforms AdamW and Muon under comparable tuning while using only momentum-level optimizer state, and it mitigates optimizer mismatch when fine-tuning AdamW-pretrained checkpoints.

Poster
Z-Erase: Enabling Concept Erasure in Single Stream Diffusion Transformers

Nanxiang Jiang, Zhaoxin Fan, Baisen Wang, Daiheng Gao, Junhang Cheng, Jifeng Guo, Yalan Qin, Yeying Jin, Hongwei Zheng, Faguo Wu, Wenjun Wu

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Concept erasure serves as a vital safety mechanism for removing unwanted concepts from text-to-image (T2I) models. While extensively studied in U-Net and dual-stream architectures (e.g., Flux), this task remains under-explored in the recent emerging paradigm of single-stream diffusion transformers (e.g., Z-Image). In this new paradigm, text and image tokens are processed as a single unified sequence via shared parameters. Consequently, directly applying prior erasure methods typically leads to generation collapse. To bridge this gap, we introduce Z-Erase, the first concept erasure method tailored for single-stream T2I models. To guarantee stable image generation, Z-Erase first proposes a Stream Disentangled Concept Erasure Framework that decouples updates and enables existing methods on single-stream models. Subsequently, within this framework, we introduce Lagrangian-Guided Adaptive Erasure Modulation, a constrained algorithm that further balances the sensitive erasure-preservation trade-off. Moreover, we provide a rigorous convergence analysis proving that Z-Erase can converge to a Pareto stationary point. Experiments demonstrate that Z-Erase successfully overcomes the generation collapse issue, achieving state-of-the-art performance across a wide range of tasks.

Poster
Test-Time Detoxification without Training or Learning Anything

Baturay Saglam, Dionysis Kalogerias

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Large language models can produce toxic or inappropriate text even for benign inputs, creating risks when deployed at scale. Detoxification is therefore important for safety and user trust, particularly when we want to reduce harmful content without sacrificing the model’s generation quality. Many existing approaches rely on model retraining, gradients, or learned auxiliary components, which can be costly and may not transfer across model families or to truly black-box settings. We introduce a test-time procedure that approximates the gradient of completion toxicity with respect to the input embeddings and uses a small number of descent steps to steer generation toward less toxic continuations. This is achieved with zeroth-order optimization that requires only access to input embeddings, a toxicity scoring function, and forward evaluations of the model. Empirically, the approach delivers robust toxicity reductions across models and prompts and, in most settings, achieves the best overall toxicity–quality trade-off. More broadly, our work positions word embeddings as effective control variables and encourages wider use of black-box optimization to guide autoregressive language models toward scalable, safer text generation, without requiring any training or access to intermediate computations.

Poster
State Space Model with Continuous Limit of HiPPO Matrix: Eigenvalue Analysis and Explicit Solution Formula

Atsushi Takabatake, Takaharu Yaguchi

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As a lightweight model for sequence processing, an LSSL that uses the HiPPO matrix has been proposed. In this paper, as the continuous limit of the HiPPO Matrix, we propose Continuized-HiPPO Operator. Furthermore, as examples of advantages obtained by using this operator, we show that one can analyze the asymptotic behavior of eigenvalues of a matrix related to the HiPPO matrix, and that the LSSL induced by the continuous limit Continuized-HiPPO Operator admits an explicit solution.

Poster
Localized, High-resolution Geographic Representations with Slepian Functions

Arjun Rao, Ruth Crasto, Tessa Ooms, David Rolnick, Konstantin Klemmer, Marc Rußwurm

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Geographic data is fundamentally local. Disease outbreaks cluster in population centers, ecological patterns emerge along coastlines, and economic activity concentrates within country borders. Machine learning models that encode geographic location, however, distribute representational capacity uniformly across the globe, struggling at the fine-grained resolutions localized applications require. We propose a geographic location encoder built from spherical Slepian functions that concentrates representational capacity inside a region-of-interest and scales to high resolutions without extensive computational demands. For settings requiring global context, we present a hybrid Slepian-Spherical Harmonic encoder that efficiently bridges the tradeoff between local-global performance, while retaining desirable properties such as pole-safety and spherical-surface-distance preservation. Across five tasks spanning classification, regression, and image-augmented prediction, Slepian encodings outperform baselines and retain performance advantages across a wide variety of neural network architectures.

Poster
PACT: Self-Evolving Physical Safety Alignment for Diffusion Policies in Embodied Manipulation

Lingxuan Wu, Zijian Zhu, Lizhong Wang, Chengyang Ying, Huayu Chen, Xiao Yang, Fangming Liu, Jun Zhu

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Diffusion policies have achieved remarkable success in robotic manipulation, yet they often fail to satisfy strict physical constraints required for safe deployment. Existing approaches impose safety either prematurely during training or reactively via external guardrails at test time, limiting policy expressivity and overall scalability. We propose Physical safety Alignment for Constrained Trajectories (PACT), a self-evolving post-training framework that projects pretrained diffusion policies onto constraint-feasible regions without accessing demonstration data or task rewards. PACT distills constraint gradients into the diffusion model through a reverse-KL objective with dense supervision across timesteps. It incorporates a curriculum that progressively tightens constraints while maintaining theoretically bounded policy shift and monotone improvement, mitigating the safety-performance trade-off from catastrophic forgetting. On simulated and real-world embodied manipulation benchmarks, PACT significantly reduces safety violations by 31.0% on average while improving task success by 30.7%.

Spotlight
Unbiased Alignment for Large Language Models with Noisy Preferences

Jialiang Wang, Xianming Liu, Xiong Zhou, Hui Liu, Haoliang Li

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The alignment of large language models with human preferences is commonly achieved through Reinforcement Learning from Human Feedback or Direct Preference Optimization. However, these methods are vulnerable to the significant noise prevalent in real-world preference datasets. To address this critical issue, we present a theoretical framework for unbiased alignment, introducing the *Unbiased Reward Model* (URM) loss and the *Unbiased Direct Preference Optimization* (UDPO) loss. By mathematically correcting the distortion induced by preference noise, our novel objectives enable unbiased model training directly from noisy datasets, without requiring clean ground-truth supervision. We provide rigorous theoretical analyses demonstrating that our methods are noise-tolerant, parameter downward compatible, and classification-calibrated. Comprehensive experiments across diverse datasets demonstrate that our approaches outperform state-of-the-art baselines. Code available at: https://github.com/cswjl/unbiased-alignment.

Poster
MRPO: Magnitude-Regularized Policy Optimization via L1 Constraints

Wei Han, Yuanxing Liu, Mingda Li, Ruiyu Xiao, Weinan Zhang, Ting Liu

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Reinforcement learning (RL) for large language models (LLMs) relies on imperfect reward supervision, necessitating constraints on policy updates to prevent overfitting. Nevertheless, the widely adopted KL constraint over-penalizes actions with low reference probabilities and lacks the sparsity to discard marginal policy shifts. In contrast, the L1-norm offers a distinct mechanism that is more tolerant of low-probability actions yet strictly suppresses minor probability perturbations. Motivated by this, we propose Magnitude-Regularized Policy Optimization (MRPO), which enforces an L1-norm constraint on policy updates. We demonstrate that MRPO permits substantial probability boosts for low-probability actions and induces sparse updates, ensuring invariance to noise that preserves the top-ranking order. Furthermore, MRPO admits a TRPO-style monotonic improvement bound under standard regularity assumptions and achieves a tighter approach to optimality than KL-based methods in single-step scenarios. Empirically, MRPO delivers exceptional results across diverse scenarios, notably doubling the performance gains of GRPO in preference alignment, outperforming DAPO in mathematical reasoning, and surpassing DPO in offline settings using only binary rewards.

Poster
LoBCD-GW: A Fast and Data-Dependent Algorithm for Computing Gromov-Wasserstein Distance via Localized Block Coordinate Descent

Jingni Song, Jiawei Huang, Kangke Cheng, Bangxian Han, Hu Ding

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The Gromov-Wasserstein (GW) distance provides a powerful framework for aligning structured data by comparing the intrinsic geometries of metric measure spaces, and has become a fundamental tool in machine learning. Most existing methods leverage entropy regularization to reduce the computational complexity to $\boldsymbol{\mathrm{O}}(n^3)$, where $n$ is the number of samples. However, this cubic time complexity remains a major bottleneck in large-scale applications, severely limiting the scalability. To address this challenge, we propose LoBCD-GW, an efficient GW optimization algorithm. Specifically, we reveal the data-dependent sparsity of large-magnitude updates to the coupling matrix and introduce a localized block coordinate selection strategy. This confines the optimization to a "selected set" of size $r$ (which is a parameter that depends on the given data set, and usually is much less than $n$), thereby reducing the complexity to $\boldsymbol{\mathrm{O}}(r^3)$. In addition, unlike prior acceleration methods often based on constraint relaxation, our method can guarantee the strict feasibility through a novel "marginal compensation mechanism" to synchronize local mass redistribution with global constraints. Finally, we conduct a set of experiments on various datasets, and the results demonstrate that our method achieves a $5.8\times$ speedup on large-scale graph alignment benchmarks, while maintaining state-of-the-art accuracy.

Poster
Federated Variational Preference Alignment with Gumbel-Softmax Prior for Personalized User Preferences

Jabin Koo, Hoyoung Kim, Minwoo Jang, Jungseul Ok

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Federated Learning (FL) offers a privacy-preserving pathway for aligning Large Language Models (LLMs); however, existing frameworks typically enforce a monolithic reward model, inevitably averaging out inherently conflicting user preferences (e.g., helpfulness vs. harmlessness). While Variational Preference Learning (VPL) offers a pathway to personalization, adapting it to decentralized settings presents a fundamental challenge: \textit{posterior collapse} driven by severe local data scarcity and heterogeneity. In this paper, we propose Federated Variational Preference Alignment with Gumbel-Softmax Prior (FedVPA-GP), a framework designed to disentangle diverse preferences without compromising privacy. To stabilize variational inference, we introduce a Federated Mixture Prior that enables clients to leverage the aggregate population distribution as a dynamic prior. Furthermore, we incorporate an Orthogonal Loss that explicitly enforces the separation of preference prototypes in the latent space. Experiments on the HH-RLHF dataset demonstrate that FedVPA-GP significantly outperforms monolithic baselines, successfully disentangling conflicting user intents and enabling dynamic preference switching.

Poster
Learning from Fine-Grained Visual Discrepancies: Mitigating Multimodal Hallucinations via In-Context Visual Contrastive Optimization

Haolin Deng, Xin Zou, Zhiwei Jin, Chen Chen, Haonan Lu, Xuming Hu

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Multimodal hallucination remains a persistent challenge for Vision-Language Models (VLMs). Standard textual Direct Preference Optimization (DPO) often fails to mitigate it due to a lack of explicit visual supervision. While existing works introduce visual preference DPO by contrasting original images against negative ones, they suffer from a theoretically inconsistent objective caused by partition function mismatches and rely on coarse-grained negatives that could enable shortcut learning. In this work, we propose In-Context Visual Contrastive Optimization (IC-VCO). By placing contrastive images within a shared multi-image context, IC-VCO ensures a mathematically rigorous objective. We further introduce Visual Contrast Distillation (VCDist), an auxiliary reliability-gated regularizer that encourages consistency between multi-image contrastive training and single-image inference. Finally, we propose a contrastive sample editing strategy that generates hard negatives via precise semantic perturbations. Experiments on five benchmarks demonstrate IC-VCO's best overall performance and the effectiveness of our sample editing strategy. Code and data are available at https://github.com/OPPO-Mente-Lab/IC-VCO.

Poster
Self-Guidance: Enhancing Neural Codecs via Decoder Manifold Alignment

Xiang Li, Yixuan Zhou, Jingran Xie, Zhiyong Wu, Hui Wang

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Neural speech codecs based on Vector-Quantized VAEs (VQ-VAEs) are core audio tokenizers for speech LLMs, yet their reconstruction fidelity is bottlenecked by quantization error. Modifying the quantizer or increasing model capacity are common fixes, but they complicate downstream language modeling. Our core idea is to align the decoder's internal feature manifolds when processing both the quantized tokens and their original continuous embeddings, using a lightweight feature-mapping loss. This requires minimal training overhead and no inference-time changes. Applied to XCodec2, self-guidance improves all reconstruction metrics, achieving state-of-the-art low-bitrate performance. Notably, it enables a 4× codebook reduction without fidelity loss, which downstream TTS experiments show significantly improves LLM-based synthesis by simplifying the token modeling space. Multiple statistical observations and visualizations corroborate the enhanced internal manifold alignment in the decoder. Extensive experiments confirm its generality across various inductive biases. Self-guidance thus establishes an efficient, broadly applicable method for high-fidelity neural audio coding.

Poster
CauchyNet: Compact and Data-Efficient Learning using Holomorphic Activation Functions

Hong-Kun Zhang, Xin Li, Sikun Yang, Zhihong Jeff Xia

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CauchyNet is a compact complex-valued network whose hidden units form products of shifted reciprocal features, motivated by Cauchy-type kernel representations. The design targets regression problems with sharp rational-like spikes and partially observed inputs, where standard real-valued networks often require large width. We prove that finite linear combinations of multivariate Cauchy kernels are dense in $C(M)$ on compact $M\subset\mathbb R^N$, and that CauchyNet can realize these kernel sums via its complex biases and output weights. In experiments, CauchyNet reaches lower error on near-singular and gap-filling benchmarks, often with substantially fewer trainable parameters in our settings; results on smooth and piecewise-affine targets are mixed and delineate the method's intended regime.

Poster
When Labelers Stay Silent: The Power of Ties in Cost-Effective Preference Learning

Jiaqi Lv, Zihan Zhang, Chengjing Yang, Shiyu Xia, Ning Xu, Xin Geng

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Standard preference alignment relies on a binary forced-choice paradigm, assuming definitive preferences for all pairs. However, we find that indistinguishable pairs are prevalent even in standard benchmarks, where quality differences of two responses often fall below the labeler's discriminative resolution limit. Forcing a choice in such cases could inject significant noise that undermines policy optimization. In this work, we propose a silent-aware framework that introduces a principled way to allow annotators to stay silent (i.e., express ties) and then explicitly model these ties during optimization. Our findings reveal a compelling phenomenon: when ties are properly modeled, supervision from small models yields alignment surpassing that of forced-choice LLMs or human experts. This discovery highlights a cost-effective path for alignment: respecting a labeler’s resolution limit is more critical than increasing its capability, while simultaneously unlocking the latent value in existing benchmarks by properly modeling inherent tie signals without requiring any re-labeling effort. To leverage these signals, we propose several optimization objectives to drive the policy toward high-reward regions while mitigating unreliable updates that lead to arbitrary distribution shifts. Our approaches significantly surpass conventional alignment performance, consistently outperforming the strongest available baselines across diverse benchmarks.

Poster
A Two-Layer Framework for Joint Online Configuration Selection and Admission Control

Owen Shen, Haoran Xu, Yinyu Ye, Peter Glynn, Patrick Jaillet

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We study online configuration selection with admission control problem, which arises in LLM serving, GPU scheduling, and revenue management. In a planning horizon with $T$ periods, we consider a two-layer framework for the decisions made within each time period. In the first layer, the decision maker selects one of the $K$ configurations (ex. quantization, parallelism, fare class) which induces distribution over the reward-resource pair of the incoming request. In the second layer, the decision maker observes the request and then decides whether to accept it or not. Benchmarking this framework requires care. We introduce a **switching-aware fluid oracle** that accounts for the value of mixing configurations over time, provably upper-bounding any online policy. We derive a max-min formulation for evaluating the benchmark, and we characterize saddle points of the max-min problem via primal-dual optimality conditions linking equilibrium, feasibility, and complementarity. This guides the design of **SP-UCB–OLP** algorithm, which solves an optimistic saddle point problem and achieves $\tilde{O}(\sqrt{KT})$ regret.

Poster
Cognitive Fatigue in Autoregressive Transformers: Formalization and Measurement

Riju Marwah, Ritvik Garimella, Vishal Pallagani, Atishay Jain, Michael Charles Stewart, Amit Sheth

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Autoregressive language models frequently degrade during long-horizon generation, producing repetitive text, losing instruction adherence, and exhibiting unstable entropy. Despite the prevalence of these failures, practitioners lack online diagnostics to detect them in real-time as they occur. We formalize this degradation as cognitive fatigue, a measurable generation-time state characterized by decay in attention to the original prompt, representational drift, and entropy miscalibration. We introduce the Fatigue Index (FI), a lightweight, model-agnostic diagnostic that aggregates these three signals under explicit axioms (monotonicity, boundedness, interpretability) enabling reliable runtime monitoring. Across nine models (1B–13B parameters), FI trajectories exhibit structured temporal dynamics, predict task degradation (AUROC = 0.95) and repetition ($\rho = 0.94$), and reveal non-monotonic scaling behavior: instruction-tuned models below 3B exhibit faster collapse than base models, with this trend reversing at 7B. Stress analyses further show that FI onset accelerates under longer contexts, middle-positioned evidence, and reduced numerical precision. These results establish cognitive fatigue as a coherent and measurable phenomenon, and position FI as a principled tool for runtime reliability monitoring in production LLM systems.

Poster
Decentralized Online Convex Optimization with Efficient Communication: Improved Algorithm and Lower Bounds

Sifan Yang, Wenhao Yang, Wei Jiang, Lijun Zhang

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We investigate decentralized online convex optimization with compressed communication, where $n$ learners connected by a network collaboratively minimize a sequence of global loss functions using only local information and compressed data from their neighbors. Prior work has established regret bounds of $O(\max\\{\omega^{-2}\rho^{-4}n^{1/2},\omega^{-4}\rho^{-8}\\}n\sqrt{T})$ and $O(\max\\{\omega^{-2}\rho^{-4}n^{1/2},\omega^{-4}\rho^{-8}\\}n\ln{T})$ for convex and strongly convex functions, respectively, where $\omega\in(0,1]$ is the compression quality factor and $\rho<1$ is the spectral gap of the communication matrix. However, these regret bounds suffer from a prohibitively high quadratic or even quartic dependence on $\omega^{-1}$. Moreover, the super-linear dependence on $n$ is also undesirable. To overcome these shortcomings, we propose a novel algorithm that achieves improved regret bounds of $\tilde{O}(\omega^{-1/2}\rho^{-1}n\sqrt{T})$ and $\tilde{O}(\omega^{-1}\rho^{-2}n\ln{T})$ for convex and strongly convex functions, respectively. The primary idea is to design a two-level blocking update framework incorporating two novel ingredients: an online gossip strategy and an error compensation scheme, which work together to promote better consensus among learners. Furthermore, we establish the first lower bounds for this problem, justifying the optimality of our results with respect to both $\omega$ and $T$. Additionally, we consider the bandit feedback scenario and extend our method with classical gradient estimators to enhance existing regret bounds.

Poster
STLA: Spatiotemporal Lookahead Alignment for Post-Training Quantization

Zuqi Zhang, Chenghe Sun, Xiangyi Chu, Wei-Han Yu, Ka-Fai Un, Rui P. Martins, Pui-In Mak, Jiawei Xu

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Adaptive rounding techniques in Post-Training Quantization (PTQ) enable the efficient deployment of Large Language Models (LLMs) with low resource and data dependencies. While learning-based rounding methods are accurate yet costly, compensation-based approaches offer a highly efficient alternative. However, synergizing these two to realize their full potential is hindered by spatiotemporal misalignment in the decoupled paradigm. Key challenges include temporal parameter conflict, the invalidation of the initial Round-to-Nearest (RTN) assumption, and spatially-inconsistent optimization objectives. This paper introduces STLA, a novel rounding-optimized PTQ framework that achieves both fast and accurate LLM quantization. STLA resolves temporal inconsistency through cluster-wise integrated rounding optimization, which collocates the learning and compensation phases. STLA achieves spatial alignment through a unified global objective derived from the Schur Complement, enabling the solver to look ahead and align local rounding decisions with the optimal future compensation of remaining weights. Furthermore, we propose a Hessian-guided clustering strategy that exploits both diagonal and off-diagonal information to maximize intra-cluster error cancellation. Extensive experiments demonstrate that STLA establishes a new state-of-the-art for low-bit PTQ while maintaining high computational efficiency. The code is available at https://github.com/AI2C-Lab/STLA.

Poster