ICML 2025 Papers

International Conference on Machine Learning

Decision breakdown

3,342papers

Counted from the official paper list; may differ slightly from the number the conference announced.

  • Oral
    1213.6%
  • Spotlight
    2256.7%
  • Poster
    2,99689.6%

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Generalization in Federated Learning: A Conditional Mutual Information Framework

Ziqiao Wang, Cheng Long, Yongyi Mao

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Federated learning (FL) is a widely adopted privacy-preserving distributed learning framework, yet its generalization performance remains less explored compared to centralized learning. In FL, the generalization error consists of two components: the out-of-sample gap, which measures the gap between the empirical and true risk for participating clients, and the participation gap, which quantifies the risk difference between participating and non-participating clients. In this work, we apply an information-theoretic analysis via the conditional mutual information (CMI) framework to study FL's two-level generalization. Beyond the traditional supersample-based CMI framework, we introduce a superclient construction to accommodate the two-level generalization setting in FL. We derive multiple CMI-based bounds, including hypothesis-based CMI bounds, illustrating how privacy constraints in FL can imply generalization guarantees. Furthermore, we propose fast-rate evaluated CMI bounds that recover the best-known convergence rate for two-level FL generalization in the small empirical risk regime. For specific FL model aggregation strategies and structured loss functions, we refine our bounds to achieve improved convergence rates with respect to the number of participating clients. Empirical evaluations confirm that our evaluated CMI bounds are non-vacuous and accurately capture the generalization behavior of FL algorithms.

Poster
Falsification of Unconfoundedness by Testing Independence of Causal Mechanisms

Rickard Karlsson, JH Krijthe

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A major challenge in estimating treatment effects in observational studies is the reliance on untestable conditions such as the assumption of no unmeasured confounding. In this work, we propose an algorithm that can falsify the assumption of no unmeasured confounding in a setting with observational data from multiple heterogeneous sources, which we refer to as environments. Our proposed falsification strategy leverages a key observation that unmeasured confounding can cause observed causal mechanisms to appear dependent. Building on this observation, we develop a novel two-stage procedure that detects these dependencies with high statistical power while controlling false positives. The algorithm does not require access to randomized data and, in contrast to other falsification approaches, functions even under transportability violations when the environment has a direct effect on the outcome of interest. To showcase the practical relevance of our approach, we show that our method is able to efficiently detect confounding on both simulated and semi-synthetic data.

Poster
Position: You Can't Manufacture a NeRF

MA Kimmel, Mueed Ur Rehman, Yonatan Bisk, Gary K. Fedder

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In this paper, we examine the manufacturability gap in state-of-the-art generative models for 3D object representations. Many models for generating 3D assets focus on rendering virtual content and do not consider the constraints of real-world manufacturing, such as milling, casting, or injection molding. We demonstrate that existing generative models for computer-aided design representation do not generalize outside of their training datasets or to unmodified real, human-created objects. We identify limitations with the current approaches, including missing manufacturing-readable semantics, the inability to decompose complex shapes into parameterized segments appropriate for computer-aided manufacturing, and a lack of appropriate scoring metrics to assess the generated output versus the true reconstruction. The academic community could greatly impact real-world manufacturing by rallying around pathways to solve these challenges. We offer revised, more realistic datasets and baseline benchmarks as a step in targeting the challenge. In evaluating these datasets, we find that existing models are severely overfit to simpler data.

Poster
Domain2Vec: Vectorizing Datasets to Find the Optimal Data Mixture without Training

Mozhi Zhang, Howe Tissue, Lu Wang, Xipeng Qiu

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We introduce *Domain2Vec*, a novel approach that decomposes any dataset into a linear combination of several *meta-domains*, a new concept designed to capture the key underlying features of datasets. *Domain2Vec* maintains a vocabulary of meta-domains and uses a classifier to decompose any given dataset into a domain vector that corresponds to a distribution over this vocabulary. These domain vectors enable the identification of optimal data mixture for language model (LM) pretraining in a training-free manner under the ***D**istribution **A**lignment **A**ssumption* (DA$^{2}$), which suggests that when the data distribution of the training set and the validation set is more aligned, a lower validation loss is achieved. Moreover, *Domain2Vec* can be seamlessly integrated into previous works to model the relationship between domain vectors and LM performance, greatly enhancing the efficiency and scalability of previous methods. Extensive experiments demonstrate that *Domain2Vec* helps find the data mixture that enhances downstream task performance with minimal computational overhead. Specifically, *Domain2Vec* achieves the same validation loss on Pile-CC using only $51.5$\% of the compute required when training on the original mixture of The Pile Dataset. Under equivalent compute budget, *Domain2Vec* improves downstream performance by an average of $2.83$\%.

Poster
A Closer Look at Transformers for Time Series Forecasting: Understanding Why They Work and Where They Struggle

Yu Chen, Nathalia Céspedes, Payam Barnaghi

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Time-series forecasting is crucial across various domains, including finance, healthcare, and energy. Transformer models, originally developed for natural language processing, have demonstrated significant potential in addressing challenges associated with time-series data. These models utilize different tokenization strategies, point-wise, patch-wise, and variate-wise, to represent time-series data, each resulting in different scope of attention maps. Despite the emergence of sophisticated architectures, simpler transformers consistently outperform their more complex counterparts in widely used benchmarks. This study examines why point-wise transformers are generally less effective, why intra- and inter-variate attention mechanisms yield similar outcomes, and which architectural components drive the success of simpler models. By analyzing mutual information and evaluating models on synthetic datasets, we demonstrate that intra-variate dependencies are the primary contributors to prediction performance on benchmarks, while inter-variate dependencies have a minor impact. Additionally, techniques such as Z-score normalization and skip connections are also crucial. However, these results are largely influenced by the self-dependent and stationary nature of benchmark datasets. By validating our findings on real-world healthcare data, we provide insights for designing more effective transformers for practical applications.

Poster
Alpha-SQL: Zero-Shot Text-to-SQL using Monte Carlo Tree Search

Boyan Li, Jiayi Zhang, Ju Fan, Yanwei Xu, Chong Chen, Nan Tang, Yuyu Luo

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Text-to-SQL, which enables natural language interaction with databases, serves as a pivotal method across diverse industries. With new, more powerful large language models (LLMs) emerging every few months, fine-tuning has become incredibly costly, labor-intensive, and error-prone. As an alternative, *zero-shot* Text-to-SQL, which leverages the growing knowledge and reasoning capabilities encoded in LLMs without task-specific fine-tuning, presents a promising and more challenging direction. To address this challenge, we propose Alpha-SQL, a novel approach that leverages a Monte Carlo Tree Search (MCTS) framework to iteratively infer SQL construction actions based on partial reasoning states. To enhance the framework’s reasoning capabilities, we introduce *LLM-as-Action-Model* to dynamically generate SQL construction *actions* during the MCTS process, steering the search toward more promising SQL queries. Moreover, Alpha-SQL employs a self-supervised reward function to evaluate the quality of candidate SQL queries, ensuring more accurate and efficient query generation. Experimental results show that Alpha-SQL achieves 69.7% execution accuracy on the BIRD development set, using a 32B open-source LLM without fine-tuning. Alpha-SQL outperforms the best previous zero-shot approach based on GPT-4o by 2.5% on the BIRD development set.

Poster
Learning With Multi-Group Guarantees For Clusterable Subpopulations

Jessica Dai, Nika Haghtalab, Eric Zhao

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A canonical desideratum for prediction problems is that performance guarantees should hold not just on average over the population, but also for meaningful subpopulations within the overall population. But what constitutes a meaningful subpopulation? In this work, we take the perspective that relevant subpopulations should be defined with respect to the clusters that naturally emerge from the distribution of individuals for which predictions are being made. In this view, a population refers to a mixture model whose components constitute the relevant subpopulations. We suggest two formalisms for capturing per-subgroup guarantees: first, by attributing each individual to the component from which they were most likely drawn, given their features; and second, by attributing each individual to all components in proportion to their relative likelihood of having been drawn from each component. Using online calibration as a case study, we study a multi-objective algorithm that provides guarantees for each of these formalisms by handling all plausible underlying subpopulation structures simultaneously, and achieve an $O(T^{1/2})$ rate even when the subpopulations are not well-separated. In comparison, the more natural cluster-then-predict approach that first recovers the structure of the subpopulations and then makes predictions suffers from a $O(T^{2/3})$ rate and requires the subpopulations to be separable. Along the way, we prove that providing per-subgroup calibration guarantees for underlying clusters can be easier than learning the clusters: separation between median subgroup features is required for the latter but not the former.

Poster
Optimal transport-based conformal prediction

Gauthier Thurin, Kimia Nadjahi, Claire Boyer

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Conformal Prediction (CP) is a principled framework for quantifying uncertainty in black-box learning models, by constructing prediction sets with finite-sample coverage guarantees. Traditional approaches rely on scalar nonconformity scores, which fail to fully exploit the geometric structure of multivariate outputs, such as in multi-output regression or multiclass classification. Recent methods addressing this limitation impose predefined convex shapes for the prediction sets, potentially misaligning with the intrinsic data geometry. We introduce a novel CP procedure handling multivariate score functions through the lens of optimal transport. Specifically, we leverage Monge-Kantorovich vector ranks and quantiles to construct prediction region with flexible, potentially non-convex shapes, better suited to the complex uncertainty patterns encountered in multivariate learning tasks. We prove that our approach ensures finite-sample, distribution-free coverage properties, similar to typical CP methods. We then adapt our method for multi-output regression and multiclass classification, and also propose simple adjustments to generate adaptive prediction regions with asymptotic conditional coverage guarantees. Finally, we evaluate our method on practical regression and classification problems, illustrating its advantages in terms of (conditional) coverage and efficiency.

Poster
How to Evaluate and Mitigate IP Infringement in Visual Generative AI?

Zhenting Wang, Chen Chen, Vikash Sehwag, Minzhou Pan, Lingjuan Lyu

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The popularity of visual generative AI models like DALL-E 3, Stable Diffusion XL, Stable Video Diffusion, and Sora has been increasing. Through extensive evaluation, we discovered that the state-of-the-art visual generative models can generate content that bears a striking resemblance to characters protected by intellectual property rights held by major entertainment companies (such as Sony, Marvel, and Nintendo), which raises potential legal concerns. This happens when the input prompt contains the character's name or even just descriptive details about their characteristics. To mitigate such IP infringement problems, we also propose a defense method against it. In detail, we develop a revised generation paradigm that can identify potentially infringing generated content and prevent IP infringement by utilizing guidance techniques during the diffusion process. It has the capability to recognize generated content that may be infringing on intellectual property rights, and mitigate such infringement by employing guidance methods throughout the diffusion process without retrain or fine-tune the pretrained models. Experiments on well-known character IPs like Spider-Man, Iron Man, and Superman demonstrate the effectiveness of the proposed defense method.

Poster
A Reasoning-Based Approach to Cryptic Crossword Clue Solving

Martin Andrews, Sam Witteveen

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Cryptic crossword clues are challenging language tasks for which new test sets are released daily by major newspapers on a global basis. Each cryptic clue contains both the definition of the answer to be placed in the crossword grid (in common with regular crosswords), and ‘wordplay’ that *proves* that the answer is correct (i.e. a human solver can be confident that an answer is correct without needing crossing words as confirmation). This work describes an LLM-based reasoning system built from open-licensed components that solves cryptic clues by (i) hypothesising answers; (ii) proposing wordplay explanations; and (iii) using a verifier system that operates on codified reasoning steps. Overall, this system establishes a new state-of-the-art performance on the challenging Cryptonite dataset of clues from The Times and The Telegraph newspapers in the UK. Because each proved solution is expressed in Python, interpretable wordplay reasoning for proven answers is available for inspection.

Poster
Learning Single Index Models with Diffusion Priors

Anqi Tang, Youming Chen, Shuchen Xue, Zhaoqiang Liu

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Diffusion models (DMs) have demonstrated remarkable ability to generate diverse and high-quality images by efficiently modeling complex data distributions. They have also been explored as powerful generative priors for signal recovery, resulting in a substantial improvement in the quality of reconstructed signals. However, existing research on signal recovery with diffusion models either focuses on specific reconstruction problems or is unable to handle nonlinear measurement models with discontinuous or unknown link functions. In this work, we focus on using DMs to achieve accurate recovery from semi-parametric single index models, which encompass a variety of popular nonlinear models that may have {\em discontinuous} and {\em unknown} link functions. We propose an efficient reconstruction method that only requires one round of unconditional sampling and (partial) inversion of DMs. Theoretical analysis on the effectiveness of the proposed methods has been established under appropriate conditions. We perform numerical experiments on image datasets for different nonlinear measurement models. We observe that compared to competing methods, our approach can yield more accurate reconstructions while utilizing significantly fewer neural function evaluations.

Poster
Locate-then-edit for Multi-hop Factual Recall under Knowledge Editing

Zhuoran Zhang, Yongxiang Li, Zijian Kan, Keyuan Cheng, Lijie Hu, Di Wang

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The locate-then-edit paradigm has shown significant promise for knowledge editing (KE) in Large Language Models (LLMs). While previous methods perform well on single-hop fact recall tasks, they consistently struggle with multi-hop factual recall tasks involving newly edited knowledge. In this paper, leveraging tools in mechanistic interpretability, we first identify that in multi-hop tasks, LLMs tend to retrieve knowledge with implicit subject information from deeper MLP layers, unlike single-hop tasks, which rely on shallow layers. This distinction explains the poor performance of current methods in multi-hop queries, as they primarily focus on editing shallow layers with single-hop edit prompts, leaving deeper layers unchanged. To address this, we propose IFMET, a novel locate-then-edit KE approach designed to edit both shallow and deep MLP layers. Beyond single-hop editing prompts, IFMET further incorporates multi-hop editing prompts to locate and modify knowledge across different stages of reasoning. Experimental results demonstrate that IFMET significantly improves performance on multi-hop factual recall tasks, overcoming the limitations of previous locate-then-edit methods.

Poster
On Efficient Estimation of Distributional Treatment Effects under Covariate-Adaptive Randomization

Undral Byambadalai, Tomu Hirata, Tatsushi Oka, Shota Yasui

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This paper focuses on the estimation of distributional treatment effects in randomized experiments that use covariate-adaptive randomization (CAR). These include designs such as Efron's biased-coin design and stratified block randomization, where participants are first grouped into strata based on baseline covariates and assigned treatments within each stratum to ensure balance across groups. In practice, datasets often contain additional covariates beyond the strata indicators. We propose a flexible distribution regression framework that leverages off-the-shelf machine learning methods to incorporate these additional covariates, enhancing the precision of distributional treatment effect estimates. We establish the asymptotic distribution of the proposed estimator and introduce a valid inference procedure. Furthermore, we derive the semiparametric efficiency bound for distributional treatment effects under CAR and demonstrate that our regression-adjusted estimator attains this bound. Simulation studies and analyses of real-world datasets highlight the practical advantages of our method.

Poster
Why Is Spatial Reasoning Hard for VLMs? An Attention Mechanism Perspective on Focus Areas

Shiqi Chen, Tongyao Zhu, Ruochen Zhou, Jinghan Zhang, Siyang Gao, Juan Carlos Niebles, Mor Geva, Junxian He, Jiajun Wu, Manling Li

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Large Vision Language Models (VLMs) have long struggled with spatial reasoning tasks. Surprisingly, even simple spatial reasoning tasks, such as recognizing “under” or “behind” relationships between only two objects, pose significant challenges for current VLMs. We believe it is crucial to use the lens of mechanism interpretability, opening up the model and diving into model’s internal states to examine the interactions between image and text tokens during spatial reasoning. Our analysis of attention behaviors reveals significant differences in how VLMs allocate attention to image versus text. By tracing the areas of images that receive the highest attention scores throughout intermediate layers, we observe a notable pattern: errors often coincide with attention being misdirected towards irrelevant objects within the image. Moreover, such attention patterns exhibit substantial differences between familiar (e.g., “on the left side of ”) and unfamiliar (e.g.,“in front of ”) spatial relationships. Motivated by these findings, we propose ADAPTVIS based on inference-time confidence scores to sharpen the attention on highly relevant regions when the model exhibits high confidence, while smoothing and broadening the attention window to consider a wider context when confidence is lower. This training-free decoding method shows significant improvement (e.g., up to a 50 absolute point improvement) on spatial reasoning benchmarks such as WhatsUp and VSR with negligible additional cost.

Poster
Enhancing Rating-Based Reinforcement Learning to Effectively Leverage Feedback from Large Vision-Language Models

Tung Minh Luu, Younghwan Lee, Donghoon Lee, Sunho Kim, Min Jun Kim, Chang D. Yoo

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Designing effective reward functions remains a fundamental challenge in reinforcement learning (RL), as it often requires extensive human effort and domain expertise. While RL from human feedback has been successful in aligning agents with human intent, acquiring high-quality feedback is costly and labor-intensive, limiting its scalability. Recent advancements in foundation models present a promising alternative--leveraging AI-generated feedback to reduce reliance on human supervision in reward learning. Building on this paradigm, we introduce ERL-VLM, an enhanced rating-based RL method that effectively learns reward functions from AI feedback. Unlike prior methods that rely on pairwise comparisons, ERL-VLM queries large vision-language models (VLMs) for absolute ratings of individual trajectories, enabling more expressive feedback and improved sample efficiency. Additionally, we propose key enhancements to rating-based RL, addressing instability issues caused by data imbalance and noisy labels. Through extensive experiments across both low-level and high-level control tasks, we demonstrate that ERL-VLM significantly outperforms existing VLM-based reward generation methods. Our results demonstrate the potential of AI feedback for scaling RL with minimal human intervention, paving the way for more autonomous and efficient reward learning.

Poster
Nemotron-CORTEXA: Enhancing LLM Agents for Software Engineering Tasks via Improved Localization and Solution Diversity

Atefeh Sohrabizadeh, Jialin Song, Mingjie Liu, Rajarshi Roy, Chankyu Lee, Jonathan Raiman, Bryan Catanzaro

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Large Language Models (LLMs) have demonstrated significant potential in code generation by following natural language instructions. Unfortunately, crucial real-world software engineering tasks, such as debugging or repository-level feature implementation, involve processing extensive contexts beyond current LLM context sizes and performing complex reasoning that is brittle using standard autoregressive decoding. Enhancing LLMs' performance in these scenarios requires careful consideration of the contextual information provided to the model, optimizing how the model leverages that, and identifying tools that enable more effective navigation of the development environment. To address these challenges, we introduce Nemotron-CORTEXA, an agentic system built on a predefined scaffold that enhances LLMs' ability to navigate and reason efficiently in complex software engineering contexts. Specifically, we develop a novel code embedding model that retrieves the most relevant files with greater precision, along with a localization agent that refines the granularity of the retrieval process. Additionally, we demonstrate that providing diverse contextual information and utilizing different prompt formats enable the model to identify and resolve issues more efficiently. We evaluate Nemotron-CORTEXA using SWE-bench, a benchmark derived from real-world GitHub issues. Compared to the widely used Agentless framework, Nemotron-CORTEXA achieves a higher issue resolution rate at a lower cost, highlighting its practical impact in addressing real-world software engineering challenges.

Poster
Dynamical Modeling of Behaviorally Relevant Spatiotemporal Patterns in Neural Imaging Data

Sayed Mohammad Hosseini, Maryam Shanechi

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High-dimensional imaging of neural activity, such as widefield calcium and functional ultrasound imaging, provide a rich source of information for understanding the relationship between brain activity and behavior. Accurately modeling neural dynamics in these modalities is crucial for understanding this relationship but is hindered by the high-dimensionality, complex spatiotemporal dependencies, and prevalent behaviorally irrelevant dynamics in these modalities. Existing dynamical models often employ preprocessing steps to obtain low-dimensional representations from neural image modalities. However, this process can discard behaviorally relevant information and miss spatiotemporal structure. We propose SBIND, a novel data-driven deep learning framework to model spatiotemporal dependencies in neural images and disentangle their behaviorally relevant dynamics from other neural dynamics. We validate SBIND on widefield imaging datasets, and show its extension to functional ultrasound imaging, a recent modality whose dynamical modeling has largely remained unexplored. We find that our model effectively identifies both local and long-range spatial dependencies across the brain while also dissociating behaviorally relevant neural dynamics. Doing so, SBIND outperforms existing models in neural-behavioral prediction. Overall, SBIND provides a versatile tool for investigating the neural mechanisms underlying behavior using imaging modalities.

Poster
Revisiting Instance-Optimal Cluster Recovery in the Labeled Stochastic Block Model

Kaito Ariu, Alexandre Proutiere, Se-Young Yun

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In this paper, we investigate the problem of recovering hidden communities in the Labeled Stochastic Block Model (LSBM) with a finite number of clusters whose sizes grow linearly with the total number of nodes. We derive the necessary and sufficient conditions under which the expected number of misclassified nodes is less than $ s $, for any number $ s = o(n) $. To achieve this, we propose IAC (Instance-Adaptive Clustering), the first algorithm whose performance matches the instance-specific lower bounds both in expectation and with high probability. IAC is a novel two-phase algorithm that consists of a one-shot spectral clustering step followed by iterative likelihood-based cluster assignment improvements. This approach is based on the instance-specific lower bound and notably does not require any knowledge of the model parameters, including the number of clusters. By performing the spectral clustering only once, IAC maintains an overall computational complexity of $ \mathcal{O}(n\, \text{polylog}(n)) $, making it scalable and practical for large-scale problems.

Poster
Textual Unlearning Gives a False Sense of Unlearning

Jiacheng Du, Zhibo Wang, Jie Zhang, Xiaoyi Pang, Jiahui Hu, Kui Ren

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Language Models (LMs) are prone to ''memorizing'' training data, including substantial sensitive user information. To mitigate privacy risks and safeguard the right to be forgotten, machine unlearning has emerged as a promising approach for enabling LMs to efficiently ''forget'' specific texts. However, despite the good intentions, is textual unlearning really as effective and reliable as expected? To address the concern, we first propose Unlearning Likelihood Ratio Attack+ (U-LiRA+), a rigorous textual unlearning auditing method, and find that unlearned texts can still be detected with very high confidence after unlearning. Further, we conduct an in-depth investigation on the privacy risks of textual unlearning mechanisms in deployment and present the Textual Unlearning Leakage Attack (TULA), along with its variants in both black- and white-box scenarios. We show that textual unlearning mechanisms could instead reveal more about the unlearned texts, exposing them to significant membership inference and data reconstruction risks. Our findings highlight that existing textual unlearning actually gives a false sense of unlearning, underscoring the need for more robust and secure unlearning mechanisms.

Poster
Assessing Safety Risks and Quantization-aware Safety Patching for Quantized Large Language Models

Kejia Chen, Jiawen Zhang, Jiacong Hu, Yu Wang, Jian Lou, Zunlei Feng, Mingli Song

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Quantized large language models (LLMs) have gained increasing attention and significance for enabling deployment in resource-constrained environments. However, emerging studies on a few calibration dataset-free quantization methods suggest that quantization may compromise the safety capabilities of LLMs, underscoring the urgent need for systematic safety evaluations and effective mitigation strategies. In this paper, we present comprehensive safety evaluations across various mainstream quantization techniques and diverse calibration datasets, utilizing widely accepted safety benchmarks. To address the identified safety vulnerabilities, we propose a quantization-aware safety patching framework, Q-resafe, to efficiently restore the safety capabilities of quantized LLMs while minimizing any adverse impact on utility. Extensive experiment results demonstrate that Q-resafe successfully re-aligns the safety of quantized LLMs with their pre-quantization counterparts, even under challenging evaluation scenarios. Project page: https://github.com/Thecommonirin/Qresafe.

Poster