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Deep learning · optimization

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LMask: Learn to Solve Constrained Routing Problems with Lazy Masking

Tianyou Li, Haijun Zou, JIAYUAN WU, Zaiwen Wen

Routing problems are canonical combinatorial optimization tasks with wide-ranging applications in logistics, transportation, and supply chain management. However, solving these problems becomes significantly more challenging when complex constraints are involved. In this paper, we propose LMask, a novel learning framework that utilizes dynamic masking to generate high-quality feasible solutions for constrained routing problems. LMask introduces the LazyMask decoding method, which lazily refines feasibility masks with the backtracking mechanism. In addition, it employs the refinement intensity embedding to encode the search trace into the model, mitigating representation ambiguities induced by backtracking. To further reduce sampling cost, LMask sets a backtracking budget during decoding, while constraint violations are penalized in the loss function during training to counteract infeasibility caused by this budget. We provide theoretical guarantees for the validity and probabilistic optimality of our approach. Extensive experiments on the traveling salesman problem with time windows (TSPTW) and TSP with draft limits (TSPDL) demonstrate that LMask achieves state-of-the-art feasibility rates and solution quality, outperforming existing neural methods.

On The Surprising Effectiveness of a Single Global Merging in Decentralized Learning

Tongtian Zhu, Tianyu Zhang, Mingze Wang, Zhanpeng Zhou, Can Wang

Decentralized learning provides a scalable alternative to parameter-server-based training, yet its performance is often hindered by limited peer-to-peer communication. In this paper, we study how communication should be scheduled over time to improve global generalization, including determining when and how frequently devices synchronize. Counterintuitive empirical results show that concentrating communication budgets in the later stages of decentralized training remarkably improves global generalization. Surprisingly, we uncover that fully connected communication at the final step, implemented by a single global merging, can significant improve the generalization performance of decentralized learning under serve high data heterogeneity. Our theoretical contributions, which explains these phenomena, are first to establish that the globally merged model of decentralized SGD can match the convergence rate of parallel SGD. Technically, we reinterpret part of the discrepancy among local models, which were previously considered as detrimental noise, as constructive components essential for matching this rate. This work provides promising results that decentralized learning is able to generalize under high data heterogeneity and limited communication, while offering broad new avenues for model merging research. The code will be made publicly available.

Symmetry-Aware Bayesian Optimization via Max Kernels

Anthony Bardou, Antoine Gonon, Aryan Ahadinia, Patrick Thiran

Bayesian Optimization (BO) is a powerful framework for optimizing noisy, expensive-to-evaluate black-box functions. When the objective exhibits invariances under a group action, exploiting these symmetries can substantially improve BO efficiency. While using maximum similarity across group orbits has long been considered in other domains, the fact that the max kernel is not positive semidefinite (PSD) has prevented its use in BO. In this work, we revisit this idea by considering a PSD projection of the max kernel. Compared to existing invariant (and non-invariant) kernels, we show it achieves significantly lower regret on both synthetic and real-world BO benchmarks, without increasing computational complexity.

The Potential of Second-Order Optimization for LLMs: A Study with Full Gauss-Newton

Natalie Abreu, Nikhil Vyas, Sham M. Kakade, Depen Morwani

Recent efforts to accelerate LLM pretraining have focused on computationally-efficient approximations that exploit second-order structure. This raises a key question for large-scale training: how much performance is forfeited by these approximations? To probe this question, we establish a practical upper bound on iteration complexity by applying full Gauss-Newton (GN) preconditioning to transformer models of up to 150M parameters. Our experiments show that full GN updates yield substantial gains over existing optimizers, achieving a 5.4x reduction in training iterations compared to strong baselines like SOAP and Muon. Furthermore, we find that a precise layerwise GN preconditioner, which ignores cross-layer information, nearly matches the performance of the full GN method. Collectively, our results suggest: (1) the GN approximation is highly effective for preconditioning, implying higher-order loss terms may not be critical for convergence speed; (2) the layerwise Hessian structure contains sufficient information to achieve most of these potential gains; and (3) a significant performance gap exists between current approximate methods and an idealized layerwise oracle.

Incorporating Expert Priors into Bayesian Optimization via Dynamic Mean Decay

Chongqi Qu, Meiqin Liu, Jian Lan, Shanling Dong, Zhunga Liu

Bayesian optimization (BO) is a powerful approach for black-box optimization, and in many real-world problems, domain experts possess valuable prior knowledge about promising regions of the search space. However, existing prior-informed BO methods are often overly complex, tied to specific acquisition functions, or highly sensitive to inaccurate priors. We propose DynMeanBO, a simple and general framework that incorporates expert priors into the Gaussian process mean function with a dynamic decay mechanism. This design allows BO to exploit expert knowledge in the early stages while gradually reverting to standard BO behavior, ensuring robustness against misleading priors while retaining the exploratory behavior of standard BO. DynMeanBO is broadly compatible with acquisition functions, introduces negligible computational cost, and comes with convergence guarantees under Expected Improvement and Upper Confidence Bound. Experiments on synthetic benchmarks and hyperparameter optimization tasks show that DynMeanBO accelerates convergence with informative priors and remains robust under biased ones.

Learning of Population Dynamics: Inverse Optimization Meets JKO Scheme

Mikhail Persiianov, Jiawei Chen, Petr Mokrov, Alexander Tyurin, Evgeny Burnaev, Alexander Korotin

Learning population dynamics involves recovering the underlying process that governs particle evolution, given evolutionary snapshots of samples at discrete time points. Recent methods frame this as an energy minimization problem in probability space and leverage the celebrated JKO scheme for efficient time discretization. In this work, we introduce ``iJKOnet``, an approach that combines the JKO framework with inverse optimization techniques to learn population dynamics. Our method relies on a conventional *end-to-end* adversarial training procedure and does not require restrictive architectural choices, e.g., input-convex neural networks. We establish theoretical guarantees for our methodology and demonstrate improved performance over prior JKO-based methods.

Stop Guessing: Choosing the Optimization-Consistent Uncertainty Measurement for Evidential Deep Learning

Linye Li, Yufei Chen, Xiaodong Yue, Xujing Zhou, Qunjie Chen

Evidential Deep Learning (EDL) has emerged as a promising framework for uncertainty estimation in classification tasks by modeling predictive uncertainty with a Dirichlet prior. Despite its empirical success, prior work has primarily focused on the probabilistic properties of the Dirichlet distribution, leaving the role of optimization dynamics during training underexplored. In this paper, we revisit EDL through the lens of optimization and establish a non-trivial connection: minimizing the expected cross-entropy loss over the Dirichlet prior implicitly encourages solutions akin to multi-class Support Vector Machines, maximizing decision margins. Motivated by this observation, we introduce the \emph{optimization-consistency principle}, which deems an uncertainty measure valid if its value decreases as samples approach the global optimum of the training objective. This principle provides a new criterion for evaluating and designing uncertainty measures that are consistent with the optimization dynamics. Building on this foundation, we further propose a novel measure, \emph{Margin-aware Predictive Uncertainty (MPU)}, which directly captures the separation between target and non-target evidence. Extensive experiments on out-of-distribution detection and classification-with-rejection benchmarks demonstrate the effectiveness of our propositions.

Thinking on the Fly: Test-Time Reasoning Enhancement via Latent Thought Policy Optimization

Wengao Ye, Yan Liang, Lianlei Shan

Recent advancements in Large Language Models (LLMs) have shifted from explicit Chain-of-Thought (CoT) reasoning to more efficient latent reasoning, where intermediate thoughts are represented as vectors rather than text. However, latent reasoning can be brittle on challenging, out-of-distribution tasks where robust reasoning is most critical. To overcome these limitations, we introduce Latent Thought Policy Optimization (LTPO), a parameter-free framework that enhances LLM reasoning entirely at test time, without requiring model parameter updates. LTPO treats intermediate latent "thought" vectors as dynamic parameters that are actively optimized for each problem instance. It employs an online policy gradient method guided by an intrinsic, confidence-based reward signal computed directly from the frozen LLM's own output distributions, eliminating the need for external supervision or expensive text generation during optimization. Extensive experiments on five reasoning benchmarks show that LTPO not only matches or surpasses strong baselines on standard tasks but also demonstrates remarkable robustness where others fail. Most notably, on highly challenging AIME benchmarks where existing latent reasoning baselines collapse to near-zero accuracy, LTPO delivers substantial improvements, showcasing a unique capability for complex reasoning.

MuonBP: Faster Muon via Block-Periodic Orthogonalization

Ahmed Khaled, Kaan Ozkara, Tao Yu, Mingyi Hong, Youngsuk Park

Gradient orthogonalization is a simple strategy that shows great utility in speeding up gradient descent. The Muon optimizer (Keller et al., 2024b) combines gradient orthogonalization with first-order momentum and achieves significant improvement in data efficiency over Adam/AdamW for language model training. However, when using model parallelism, gradient orthogonalization introduces additional overhead compared to coordinate-wise optimizers (such as AdamW) due to additional gather and scatter operations on gradient matrix shards from different devices. This additional communication can amount to a throughput hit of 5\%-10\% compared to Adam/AdamW. To remedy this, we propose Muon with Block-Periodic Orthogonalization (MuonBP), which applies orthogonalization independently to matrix shards on each device and periodically performs full orthogonalization to maintain training stability at scale. We show how to adjust the learning rate from the baseline to MuonBP and give convergence guarantees for this algorithm. Crucially, our theory dictates that we use two stepsizes: one for the blockwise orthogonalization steps, and one for the full orthogonalization steps. Our method is simple, requires minimal hyperparameter adjustments, and achieves competitive iteration complexity compared with the baselines Muon and Dion while providing per-iteration throughput comparable to coordinate-wise methods such as AdamW. When training an 8B model with eight-way tensor parallelism and ZeRO optimizer state sharding, MuonBP achieves 8\% throughput increase compared to Muon with no degradation in performance.

Convergence of Muon with Newton-Schulz

Gyu Yeol Kim, Min-hwan Oh

We analyze Muon as originally proposed and used in practice---using the momentum orthogonalization with a few Newton-Schulz steps. The prior theoretical results replace this key step in Muon with an exact SVD-based polar factor. We prove that Muon with Newton-Schulz converges to a stationary point with the same rate as the SVD-polar idealization, up to a constant factor for given the number of Newton-Schulz steps $q$. We further analyze this constant factor, and prove that it converges to 1 doubly exponentially in $q$ and improves with $\kappa$, which is the degree of a polynomial used in Newton-Schulz required when approximating the orthogonalization direction. We also prove that Muon removes the typical square-root-of-rank loss compared to its vector-based counterpart, SGD with momentum. Our results explain why Muon with a few low-degree Newton-Schulz steps matches exact-polar (SVD) behavior at much faster wall-clock time, and explain how much momentum matrix orthogonalization via Newton-Schulz benefits over the vector-based optimizer. Overall, our theory justifies the practical Newton-Schulz design of Muon, narrowing its practice–theory gap.

Mitigating Mismatch within Reference-based Preference Optimization

Suqin Yuan, Xingrui Yu, Jiyang Zheng, Lei Feng, Dadong Wang, Ivor Tsang, Tongliang Liu

Direct Preference Optimization (DPO) has become the de facto standard for offline preference alignment of large language models, but its reliance on a reference policy introduces a critical tension. DPO weighs each update relative to a reference, which stabilizes the training by regularizing the updates within a trusted region. This reliance becomes problematic for pessimistic pairs, where the reference model prefers the rejected response. For these pairs, DPO prematurely attenuates the gradient as soon as the policy margin ($\Delta_\theta$) merely beats the reference margin ($\Delta_{\mathrm{ref}}$) even if the policy is still wrong ($\Delta_{\theta}<0$). We name this failure premature satisfaction, which is a concrete form of the training–inference mismatch. Reference-free objectives remove this mismatch by optimizing the absolute margin, but at the cost of discarding the stabilizing signal of the reference. We mitigate this tension with Hybrid-DPO (HyPO), a drop-in modification to DPO that applies reference conditionally: HyPO behaves exactly like DPO when the reference is optimistic or neutral, and it treats the reference as neutral when it is pessimistic by replacing $\Delta_\theta-\Delta_{\mathrm{ref}}$ with $\Delta_\theta-\max\{0,\Delta_{\mathrm{ref}}\}$. This one-line change strictly strengthens per-example learning signals on pessimistic pairs while preserving DPO’s objective form and computational cost. By conditionally debiasing the pessimistic reference signal, HyPO mitigates premature satisfaction; empirically, across preference alignment, HyPO improves inference-aligned metrics and achieves higher pairwise win rates. Our results provide evidence that direct preference alignment could be enhanced by conditionally debiasing the reference signal, rather than discarding it.

Towards Learned Optimization Free Lunch

Abhinav Moudgil, Boris Knyazev, Eugene Belilovsky

Learned optimizers are powerful alternatives to hand-designed rules like Adam, yet they have seen limited practical adoption since they often fail to meta-generalize beyond their training distribution and incur high meta-training cost. For instance, prior work, VeLO, scaled meta-training to 4,000 TPU months ($\sim$10$\times$ GPT-3 compute) to meta-train a general-purpose optimizer but it failed to generalize beyond 600M parameters tasks. In this work, we present a surprising finding: by crafting a simple normalized optimizer architecture, and augmenting meta-training, it becomes feasible to meta-train a performant general-purpose learned update rule on a tiny fraction of VeLO compute, 4.5 GPU hours to be precise. Our learned update rule scales stably to a billion-scale pretraining task (GPT-3 XL 1.3B) which is six orders of magnitude larger than its meta-training distribution. Furthermore, it shows strong performance across diverse out-of-distribution ML workloads and is compatible with modern optimization harness that includes orthogonalization, distinct update rules for input-output and hidden weights, and decoupled weight decay. In all, this work paves the way for practically applicable _learnable_ optimization algorithms, unlocking exploration of richer meta-training and data curation recipes to further improve performance.

GoalRank: Group-Relative Optimization for a Large Ranking Model

Kaike Zhang, Xiaobei Wang, Shuchang Liu, HailanYang, Xiang Li, Lantao Hu, Han Li, Qi Cao, Fei Sun, Kun Gai

Mainstream ranking approaches typically follow a Generator–Evaluator two-stage paradigm, where a generator produces candidate lists and an evaluator selects the best one. Recent work has attempted to enhance performance by expanding the number of candidate lists, for example, through multi-generator settings. However, ranking involves selecting a recommendation list from a combinatorially large space, simply enlarging the candidate set remains ineffective, and performance gains quickly saturate. At the same time, recent advances in large recommendation models have shown that end-to-end one-stage models can achieve promising performance with the expectation of scaling laws. Motivated by this, we revisit ranking from a generator-only one-stage perspective. We theoretically prove that, for any (finite Multi-)Generator–Evaluator model, there always exists a generator-only model that achieves strictly smaller approximation error to the optimal ranking policy, while also enjoying a scaling law as its size increases. Building on this result, we derive an evidence upper bound of the one-stage optimization objective, from which we find that one can leverage a reward model trained on real user feedback to construct a reference policy in a group-relative manner. This reference policy serves as a practical surrogate of the optimal policy, enabling effective training of a large generator-only ranker. Based on these insights, we propose GoalRank, a generator-only ranking framework. Extensive offline experiments on public benchmarks and large-scale online A/B tests demonstrate that GoalRank consistently outperforms state-of-the-art methods.

Gradient-Based Diversity Optimization with Differentiable Top-$k$ Objective

Tianyi Zhou, Sebastian Dalleiger, Ece Calikus, Aristides Gionis

Predicting relevance is a pervasive problem across digital platforms, covering social media, entertainment, and commerce. However, when optimized solely for relevance and engagement, many machine-learning models amplify data biases and produce homogeneous outputs, reinforcing filter bubbles and content uniformity. To address this issue, we introduce a pairwise top-k diversity objective with a differentiable smooth-ranking approximation, providing a model-agnostic way to incorporate diversity optimization directly into standard gradient-based learning. Building on this objective, we cast relevance and diversity as a joint optimization problem, we analyze the resulting gradient trade-offs, and propose two complementary strategies: direct optimization, which modifies the learning objective, and indirect optimization, which reweights training data. Both strategies can be applied either when training models from scratch or when fine-tuning existing relevance-optimized models. We use recommendation as a natural evaluation setting where scalability and diversity are critical, and show through extensive experiments that our methods consistently improve diversity with negligible accuracy loss. Notably, fine-tuning with our objective is especially efficient, requiring only a few gradient steps to encode diversity at scale.

Local Entropy Search over Descent Sequences for Bayesian Optimization

David Stenger, Armin Lindicke, Alexander von Rohr, Sebastian Trimpe

Searching large and highly complex design spaces for a global optimum can be infeasible and unnecessary. A practical alternative is to iteratively refine the neighborhood of an initial design using local optimization methods such as gradient descent. We propose local entropy search (LES), a Bayesian optimization paradigm that explicitly targets the solutions reachable by the descent sequences of arbitrary iterative optimizers. The algorithm propagates the posterior belief over the objective through the optimizer, yielding a probability distribution over descent sequences. It then selects the next evaluation by maximizing mutual information with that distribution, using a practical combination of analytic entropy calculations and Monte-Carlo sampling of descent sequences. Empirical results on high-complexity synthetic objectives and benchmark problems show that LES achieves strong sample efficiency compared to existing local and global Bayesian optimization methods.

Token-Importance Guided Direct Preference Optimization

Ning Yang, Hai Lin, Yibo Liu, Baoliang Tian, Guoqing Liu, Haijun Zhang

Aligning Large Language Models (LLMs) with human preferences is crucial for safe and effective AI interactions. While popular methods like Direct Preference Optimization (DPO) have simplified alignment, they remain sensitive to data noise and overlook the differential importance of individual tokens. Existing token-level approaches often rely on probability prediction or simplistic weighting schemes to obtain token importance, which still cannot fully address these issues. To solve this problem, we propose the Token-Importance Guided Direct Preference Optimization (TI-DPO), a framework that achieves fine-grained semantic control through two synergistic innovations. First, we propose a novel hybrid weighting mechanism that combines gradient attribution with a Gaussian prior, ensuring both the accuracy and robustness of token importance scores. Second, we employ a triplet loss to provide structured guidance for the optimization, explicitly guiding model outputs to approach preferred responses and diverge from non-preferred ones. Experimental results show that TI-DPO achieves higher accuracy and stronger generative diversity, providing more stable and computationally efficient solutions compared with DPO and other RLHF methods.

Faster Gradient Methods for Highly-smooth Stochastic Bilevel Optimization

Lesi Chen, Junru Li, El Mahdi Chayti, Jingzhao Zhang

This paper studies the complexity of finding an $\epsilon$-stationary point for stochastic bilevel optimization when the upper-level problem is nonconvex and the lower-level problem is strongly convex. Recent work proposed the first-order method, F${}^2$SA, achieving the $\tilde{\mathcal{O}}(\epsilon^{-6})$ upper complexity bound for first-order smooth problems. This is slower than the optimal $\Omega(\epsilon^{-4})$ complexity lower bound in its single-level counterpart. In this work, we show that faster rates are achievable for higher-order smooth problems. We first reformulate F$^2$SA as approximating the hyper-gradient with a forward difference. Based on this observation, we propose a class of methods F${}^2$SA-$p$ that uses $p$th-order finite difference for hyper-gradient approximation and improves the upper bound to $\tilde{\mathcal{O}}(p \epsilon^{-4-2/p})$ for $p$th-order smooth problems. Finally, we demonstrate that the $\Omega(\epsilon^{-4})$ lower bound also holds for stochastic bilevel problems when the high-order smoothness holds for the lower-level variable, indicating that the upper bound of F${}^2$SA-$p$ is nearly optimal in the highly smooth region $p = \Omega( \log \epsilon^{-1} / \log \log \epsilon^{-1})$.

SPRIG: Improving Large Language Model Performance by System Prompt Optimization

Lechen Zhang, Tolga Ergen, Lajanugen Logeswaran, Moontae Lee, David Jurgens

Large Language Models (LLMs) have shown impressive capabilities in many scenarios, but their performance depends, in part, on the choice of prompt. Past research has focused on optimizing prompts specific to a task. However, much less attention has been given to optimizing the general instructions included in a prompt, known as a system prompt. To address this gap, we propose SPRIG, an edit-based genetic algorithm that iteratively constructs prompts from prespecified components to maximize the model's performance in general scenarios. We evaluate the performance of system prompts on a collection of 47 different types of tasks to ensure generalizability. Our study finds that a single optimized system prompt performs on par with task prompts optimized for each individual task. Moreover, combining system and task-level optimizations leads to further improvement, which showcases their complementary nature. Experiments also reveal that the optimized system prompts generalize effectively across model families, parameter sizes, and languages. This study provides insights into the role of system-level instructions in maximizing LLM potential.

Special Unitary Parameterized Estimators of Rotation

Akshay Chandrasekhar

This paper revisits the topic of rotation estimation through the lens of special unitary matrices. We begin by reformulating Wahba’s problem using $SU(2)$ to derive multiple solutions that yield linear constraints on corresponding quaternion parameters. We then explore applications of these constraints by formulating efficient methods for related problems. Finally, from this theoretical foundation, we propose two novel continuous representations for learning rotations in neural networks. Extensive experiments validate the effectiveness of the proposed methods.

Composite Optimization with Error Feedback: the Dual Averaging Approach

Yuan Gao, Anton Rodomanov, Jeremy Rack, Sebastian U Stich

Communication efficiency is a central challenge in distributed machine learning training, and message compression is a widely used solution. However, standard Error Feedback (EF) methods (Seide et al., 2014), though effective for smooth unconstrained optimization with compression (Karimireddy et al., 2019), fail in the broader and practically important setting of composite optimization, which captures, e.g., objectives consisting of a smooth loss combined with a non-smooth regularizer or constraints. The theoretical foundation and behavior of EF in the context of the general composite setting remain largely unexplored. In this work, we consider composite optimization with EF. We point out that the basic EF mechanism and its analysis no longer stand when a composite part is involved. We argue that this is because of a fundamental limitation in the method and its analysis technique. We propose a novel method that combines _Dual Averaging_ with EControl (Gao et al., 2024), a state-of-the-art variant of the EF mechanism, and achieves for the first time a strong convergence analysis for composite optimization with error feedback. Along with our new algorithm, we also provide a new and novel analysis template for inexact dual averaging method, which might be of independent interest. We also provide experimental results to complement our theoretical findings.

Deep learning · optimization · ICLR 2026 | paperlist.ai