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Federated Learning

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pFedMxF: Personalized Federated Class-Incremental Learning with Mixture of Frequency Aggregation

Yifei Zhang, Hao Zhu, Alysa Ziying Tan, Dianzhi Yu, Longtao Huang, Han Yu

Federated learning (FL) has emerged as a promising paradigm for privacy-preserving collaborative machine learning. However, extending FL to class incremental learning settings introduces three key challenges: 1) spatial heterogeneity due to non-IID data distributions across clients, 2) temporal heterogeneity due to sequential arrival of tasks, and 3) resource heterogeneity due to diverse client capabilities. Existing approaches generally address these challenges in isolation, potentially leading to interference between updates, catastrophic forgetting, or excessive communication overhead. In this paper, we propose personalized Federated class-incremental parameter efficient fine-tuning with Mixture of Frequency aggregation (pFedMixF), a novel framework that simultaneously addresses all three heterogeneity challenges through frequency domain decomposition. Our key insight is that assigning orthogonal frequency components to different clients and tasks enables interference-free learning to be achieved with minimal communication costs. We further design an Auto-Task Agnostic Classifier that automatically routes samples to task-specific classifiers while adapting to heterogeneous class distributions.We conduct extensive experiments on three benchmark datasets, comparing our approach with eight state-of-the-art methods. The results demonstrate that \methodname achieves comparable test accuracy while requiring only 25% of the entire model parameters and incurring significantly lower communication costs than baseline methods.

dFLMoE: Decentralized Federated Learning via Mixture of Experts for Medical Data Analysis

Luyuan Xie, Tianyu Luan, Wenyuan Cai, Guochen Yan, Zhaoyu Chen, Nan Xi, Yuejian Fang, Qingni Shen, Zhonghai Wu, Junsong Yuan

Federated learning has wide applications in the medical field. It enables knowledge sharing among different healthcare institutes while protecting patients' privacy. However, existing federated learning systems are typically centralized, requiring clients to upload client-specific knowledge to a central server for aggregation. This centralized approach would integrate the knowledge from each client into a centralized server, and the knowledge would be already undermined during the centralized integration before it reaches back to each client. Besides, the centralized approach also creates a dependency on the central server, which may affect training stability if the server malfunctions or connections are unstable. To address these issues, we propose a decentralized federated learning framework named dFLMoE. In our framework, clients directly exchange lightweight head models with each other. After exchanging, each client treats both local and received head models as individual experts, and utilizes a client-specific Mixture of Experts (MoE) approach to make collective decisions. This design not only reduces the knowledge damage with client-specific aggregations but also removes the dependency on the central server to enhance the robustness of the framework. We validate our framework on multiple medical tasks, demonstrating that our method evidently outperforms state-of-the-art approaches under both model homogeneity and heterogeneity settings.

Unlearning through Knowledge Overwriting: Reversible Federated Unlearning via Selective Sparse Adapter

Zhengyi Zhong, Weidong Bao, Ji Wang, Shuai Zhang, Jingxuan Zhou, Lingjuan Lyu, Wei Yang Bryan Lim

Federated Learning is a promising paradigm for privacy-preserving collaborative model training. In practice, it is essential not only to continuously train the model to acquire new knowledge but also to guarantee old knowledge the right to be forgotten (i.e., federated unlearning), especially for privacy-sensitive information or harmful knowledge. However, current federated unlearning methods face several challenges, including indiscriminate unlearning of cross-client knowledge, irreversibility of unlearning, and significant unlearning costs. To this end, we propose a method named FUSED, which first identifies critical layers by analyzing each layer's sensitivity to knowledge and constructs sparse unlearning adapters for sensitive ones. Then, the adapters are trained without altering the original parameters, overwriting the unlearning knowledge with the remaining knowledge. This knowledge overwriting process enables FUSED to mitigate the effects of indiscriminate unlearning. Moreover, the introduction of independent adapters makes unlearning reversible and significantly reduces the unlearning costs. Finally, extensive experiments on five datasets across three unlearning scenarios demonstrate that FUSED's effectiveness is comparable to Retraining, surpassing all other baselines while greatly reducing unlearning costs.

Population Normalization for Federated Learning

Zhuoyao Wang, Fan Yi, Peizhu Gong, Caitou He, Cheng Jin, WEIZHONG ZHANG

Batch normalization (BN) is widely recognized as an essential method in training deep neural networks, facilitating convergence and enhancing model stability. However, in Federated Learning (FL) contexts, where training data are typically heterogeneous and clients often face resource constraints, the effectiveness of BN is considerably limited for two primary reasons. First, the population statistics, specifically the mean and variance of these heterogeneous datasets, vary substantially, resulting in inconsistent BN layers across client models, which ultimately drives these models to diverge further. Second, estimating statistics from a mini-batch is often imprecise since the batch size has to be small in resource-limited clients. This paper introduces Population Normalization, a novel technique for FL, in which the statistics are learned as trainable parameters rather than calculated from mini-batches as in BN. Thus, our normalization layers are homogeneous among the clients and the adverse impact of small batch size is eliminated as the model can be well-trained even when the batch size equals to one. To enhance the flexibility of our method in practical applications, we investigate the role of stochastic uncertainty in BN's statistical estimation. When larger batch sizes are available, we demonstrate that injecting simple artificial noise can effectively mimic this stochastic uncertainty and improve the model's generalization capability. Experimental results validate the efficacy of our approach across various FL tasks.

NoT: Federated Unlearning via Weight Negation

Yasser H. Khalil, Leo Brunswic, Soufiane Lamghari, Xu Li, Mahdi Beitollahi, Xi Chen

Federated unlearning (FU) aims to remove a participant's data contributions from a trained federated learning (FL) model, ensuring privacy and regulatory compliance. Traditional FU methods often depend on auxiliary storage on either the client or server side or require direct access to the data targeted for removal--a dependency that may not be feasible if the data is no longer available. To overcome these limitations, we propose NoT, a novel and efficient FU algorithm based on weight negation (multiplying by -1), which circumvents the need for additional storage and access to the target data. We argue that effective and efficient unlearning can be achieved by perturbing model parameters away from the set of optimal parameters, yet being well-positioned for quick re-optimization. This technique, though seemingly contradictory, is theoretically grounded: we prove that the weight negation perturbation effectively disrupts inter-layer co-adaptation, inducing unlearning while preserving an approximate optimality property, thereby enabling rapid recovery. Experimental results across three datasets and three model architectures demonstrate that NoT significantly outperforms existing baselines in unlearning efficacy as well as in communication and computational efficiency.

Mind the Gap: Confidence Discrepancy Can Guide Federated Semi-Supervised Learning Across Pseudo-Mismatch

Yijie Liu, Xinyi Shang, Yiqun Zhang, Yang Lu, Chen Gong, Jing-Hao Xue, Hanzi Wang

Federated Semi-Supervised Learning (FSSL) aims to leverage unlabeled data across clients with limited labeled data to train a global model with strong generalization ability. Most FSSL methods rely on consistency regularization with pseudo-labels, converting predictions from local or global models into hard pseudo-labels as supervisory signals. However, we discover that the quality of pseudo-label is largely deteriorated by data heterogeneity, an intrinsic facet of federated learning. In this paper, we study the problem of FSSL in-depth and show that (1) heterogeneity exacerbates pseudo-label mismatches, further degrading model performance and convergence, and (2) local and global models' predictive tendencies diverge as heterogeneity increases. Motivated by these findings, we propose a simple and effective method called Semi-supervised Aggregation for Globally-Enhanced Ensemble (SAGE), that can flexibly correct pseudo-labels based on confidence discrepancies. This strategy effectively mitigates performance degradation caused by incorrect pseudo-labels and enhances consensus between local and global models. Experimental results demonstrate that SAGE outperforms existing FSSL methods in both performance and convergence. Our code is available at \href https://github.com/Jay-Codeman/SAGE https://github.com/Jay-Codeman/SAGE .

Infighting in the Dark: Multi-Label Backdoor Attack in Federated Learning

Ye Li, Yanchao Zhao, Chengcheng Zhu, Jiale Zhang

Federated Learning (FL), a privacy-preserving decentralized machine learning framework, has been shown to be vulnerable to backdoor attacks. Current research primarily focuses on the Single-Label Backdoor Attack (SBA), wherein adversaries share a consistent target. However, a critical fact is overlooked: adversaries may be non-cooperative, have distinct targets, and operate independently, which exhibits a more practical scenario called Multi-Label Backdoor Attack (MBA). Unfortunately, prior works are ineffective in the MBA scenario since non-cooperative attackers exclude each other. In this work, we conduct an in-depth investigation to uncover the inherent constraints of the exclusion: similar backdoor mappings are constructed for different targets, resulting in conflicts among backdoor functions. To address this limitation, we propose Mirage, the first non-cooperative MBA strategy in FL that allows attackers to inject effective and persistent backdoors into the global model without collusion by constructing in-distribution (ID) backdoor mapping. Specifically, we introduce an adversarial adaptation method to bridge the backdoor features and the target distribution in an ID manner. Additionally, we further leverage a constrained optimization method to ensure the ID mapping survives in the global training dynamics. Extensive evaluations demonstrate that Mirage outperforms various state-of-the-art attacks and bypasses existing defenses, achieving an average ASR greater than 97% and maintaining over 90% after 900 rounds. This work aims to alert researchers to this potential threat and inspire the design of effective defense mechanisms. Code has been made open-source.

HistoFS: Non-IID Histopathologic Whole Slide Image Classification via Federated Style Transfer with RoI-Preserving

Farchan Hakim Raswa, Chun-Shien Lu, Jia-Ching Wang

Federated learning for pathological whole slide image (WSI) classification allows multiple clients to train a global multiple instance learning (MIL) model without sharing their privacy-sensitive WSIs. To accommodate the non-independent and identically distributed (non-i.i.d.) feature shifts, cross-client style transfer has been popularly used but is subject to two fundamental issues: (1) WSI contains multiple morphological structures, each corresponding to a distinct style. (2) Performing style transfer may potentially shift the region of interests (RoIs) in the augmented WSIs. To address these challenges, we propose HistoFS, a federated learning framework for computational pathology on non-i.i.d. feature shifts in WSI classification. Specifically, we introduce pseudo bag styles that capture multiple style variations within a single WSI. In addition, an authenticity module is introduced to ensure that RoIs are preserved, allowing local models to learn WSIs with diverse styles while maintaining essential RoIs. Extensive experiments validate the superiority of HistoFS over state-of-the-art methods on three clinical datasets. Our code is available at https://lalakitchen.github.io/HistoFS/.

Handling Spatial-Temporal Data Heterogeneity for Federated Continual Learning via Tail Anchor

Hao Yu, Xin Yang, Le Zhang, Hanlin Gu, Tianrui Li, Lixin Fan, Qiang Yang

Federated Continual Learning (FCL) allows each client to continually update its knowledge from task streams, enhancing the applicability of federated learning in real-world scenarios. However, FCL needs to address not only spatial data heterogeneity between clients but also temporal data heterogeneity between tasks. In this paper, empirical experiments demonstrate that such input-level heterogeneity significantly affects the model's internal parameters and outputs, leading to severe spatial-temporal catastrophic forgetting of local and previous knowledge. To this end, we propose Federated Tail Anchor (FedTA) to mix trainable Tail Anchor with the frozen output features to adjust their position in the feature space, thereby overcoming parameter-forgetting and output-forgetting. Three novel components are also included: Input Enhancement for improving the performance of pre-trained models on downstream tasks; Selective Input Knowledge Fusion for fusion of heterogeneous local knowledge on the server; and Best Global Prototype Selection for finding the best anchor point for each class in the feature space. Extensive experiments demonstrate that FedTA not only outperforms existing FCL methods but also effectively preserves the relative positions of features.

Geometric Knowledge-Guided Localized Global Distribution Alignment for Federated Learning

Yanbiao Ma, Wei Dai, Wenke Huang, Jiayi Chen

Data heterogeneity in federated learning, characterized by a significant misalignment between local and global distributions, leads to divergent local optimization directions and hinders global model training. Existing studies mainly focus on optimizing local updates or global aggregation, but these indirect approaches demonstrate instability when handling highly heterogeneous data distributions, especially in scenarios where label skew and domain skew coexist. To address this, we propose a geometry-guided data generation method that centers on simulating the global embedding distribution locally. We first introduce the concept of the geometric shape of an embedding distribution and then address the challenge of obtaining global geometric shapes under privacy constraints. Subsequently, we propose GGEUR, which leverages global geometric shapes to guide the generation of new samples, enabling a closer approximation to the ideal global distribution. In single-domain scenarios, we augment samples based on global geometric shapes to enhance model generalization; in multi-domain scenarios, we further employ class prototypes to simulate the global distribution across domains. Extensive experimental results demonstrate that our method significantly enhances the performance of existing approaches in handling highly heterogeneous data, including scenarios with label skew, domain skew, and their coexistence.

Federated Learning with Domain Shift Eraser

Zheng Wang, Zihui Wang, Xiaoliang Fan, Cheng Wang

Federated learning (FL) is emerging as a promising technique for collaborative learning without local data leaving their devices. However, clients' data originating from diverse domains may degrade model performance due to domain shifts, preventing the model from learning consistent representation space. In this paper, we propose a novel FL framework, Federated Domain Shift Eraser (FDSE), to improve model performance by differently erasing each client's domain skew and enhancing their consensus. First, we formulate the model forward passing as an iterative deskewing process that extracts and then deskews features alternatively. This is efficiently achieved by decomposing each original layer in the neural network into a Domain-agnostic Feature Extractor (DFE) and a Domain-specific Skew Eraser (DSE). Then, a regularization term is applied to promise the effectiveness of feature deskewing by pulling local statistics of DSE's outputs close to the globally consistent ones. Finally, DFE modules are fairly aggregated and broadcast to all the clients to maximize their consensus, and DSE modules are personalized for each client via similarity-aware aggregation to erase their domain skew differently. Comprehensive experiments were conducted on three datasets to confirm the advantages of our method in terms of accuracy, efficiency, and generalizability.

FedSPA: Generalizable Federated Graph Learning under Homophily Heterogeneity

Zihan Tan, Guancheng Wan, Wenke Huang, He Li, Guibin Zhang, Carl Yang, Mang Ye

Federated Graph Learning (FGL) has emerged as a solution to address real-world privacy concerns and data silos in graph learning, which relies on Graph Neural Networks (GNNs). Nevertheless, the homophily level discrepancies within the local graph data of clients, termed homophily heterogeneity, significantly degrade the generalizability of a global GNN. Existing research ignores this issue and suffers from unpromising collaboration. In this paper, we propose FedSPA, an effective framework that addresses homophily heterogeneity from the perspectives of homophily conflict and homophily bias. In the first place, the homophily conflict arises when training on inconsistent homophily levels across clients. Correspondingly, we propose Subgraph Feature Propagation Decoupling (SFPD), thereby achieving collaboration on unified homophily levels across clients. To further address homophily bias, we design Homophily Bias-Driven Aggregation (HBDA) which emphasizes clients with lower biases. It enables the adaptive adjustment of each client contribution to the global GNN based on its homophily bias. The superiority of FedSPA is validated through extensive experiments. The code is available at https://github.com/OakleyTan/FedSPA.

FedMIA: An Effective Membership Inference Attack Exploiting "All for One" Principle in Federated Learning

Gongxi Zhu, Donghao Li, Hanlin Gu, Yuan Yao, Lixin Fan, Yuxing Han

Federated Learning (FL) is a promising approach for training machine learning models on decentralized data while preserving privacy. However, privacy risks, particularly Membership Inference Attacks (MIAs), which aim to determine whether a specific data point belongs to a target client's training set, remain a significant concern. Existing methods for implementing MIAs in FL primarily analyze updates from the target client, focusing on metrics such as loss, gradient norm, and gradient difference. However, these methods fail to leverage updates from non-target clients, potentially underutilizing available information.In this paper, we first formulate a one-tailed likelihood-ratio hypothesis test based on the likelihood of updates from non-target clients. Building upon this formulation, we introduce a three-stage Membership Inference Attack (MIA) method, called FedMIA, which follows the "all for one"--leveraging updates from all clients across multiple communication rounds to enhance MIA effectiveness. Both theoretical analysis and extensive experimental results demonstrate that FedMIA outperforms existing MIAs in both classification and generative tasks. Additionally, it can be integrated as an extension to existing methods and is robust against various defense strategies, Non-IID data, and different federated structures. Our code is available in https://github.com/Liar-Mask/FedMIA.

FedCS: Coreset Selection for Federated Learning

Chenhe Hao, Weiying Xie, Daixun Li, Haonan Qin, Hangyu Ye, Leyuan Fang, Yunsong Li

Federated Learning (FL) is an emerging direction in distributed machine learning that enables jointly training a model without sharing the data. However, as the size of datasets grows exponentially, computational costs of FL increase. In this paper, we propose the first Coreset Selection criterion for Federated Learning (FedCS) by exploring the Distance Contrast (DC) in feature space. Our FedCS is inspired by the discovery that DC can indicate the intrinsic properties inherent to samples regardless of the networks. Based on the observation, we develop a method that is mathematically formulated to prune samples with high DC. The principle behind our pruning is that high DC samples either contain less information or represent rare extreme cases, thus removal of them can enhance the aggregation performance. Besides, we experimentally show that samples with low DC usually contain substantial information and reflect the common features of samples within their classes, such that they are suitable for constructing coreset. With only two time of linear-logarithmic complexity operation, FedCS leads to significant improvements over the methods using whole dataset in terms of computational costs, with similar accuracies. For example, on the CIFAR-10 dataset with Dirichlet coefficient \alpha=0.1, FedCS achieves 58.88% accuracy using only 44% of the entire dataset, whereas other methods require twice the data volume as FedCS for same performance.

FedCALM: Conflict-aware Layer-wise Mitigation for Selective Aggregation in Deeper Personalized Federated Learning

Hao ZHENG, Zhigang Hu, Liu Yang, Meiguang Zheng, Aikun Xu, Boyu Wang

Server aggregation conflict is a key challenge in personalized federated learning (PFL). While existing PFL methods have achieved significant progress with shallow base models (e.g., four-layer CNNs), they often overlook the negative impacts of deeper base models on personalization mechanisms. In this paper, we identify the phenomenon of deep model degradation in PFL, where as base model depth increases, the model becomes more sensitive to local client data distributions, thereby exacerbating server aggregation conflicts and ultimately reducing overall model performance. Moreover, we show that these conflicts manifest in insufficient global average updates and mutual constraints between clients. Motivated by our analysis, we proposed a two-stage conflict-aware layer-wise mitigation algorithm (FedCALM), which first constructs a conflict-free global update to alleviate negative conflicts, and then maximizes the benefits of all clients through a conflict-aware strategy. Notably, our method naturally leads to a selective mechanism that balances the tradeoff between clients involved in aggregation and the tolerance for conflicts. Consequently, it can boost the positive contribution to the clients even with the greatest conflicts with the global update. Extensive experiments across multiple datasets and deeper base models demonstrate that FedCALM outperforms four state-of-the-art (SOTA) methods by up to 9.88% and seamlessly integrates into existing PFL methods with performance improvements of up to 9.01%.

FedAWA: Adaptive Optimization of Aggregation Weights in Federated Learning Using Client Vectors

Changlong Shi, He Zhao, Bingjie Zhang, Mingyuan Zhou, Dandan Guo, Yi Chang

Federated Learning (FL) has emerged as a promising framework for distributed machine learning, enabling collaborative model training without sharing local data, thereby preserving privacy and enhancing security. However, data heterogeneity resulting from differences across user behaviors, preferences, and device characteristics poses a significant challenge for federated learning. Most previous works overlook the adjustment of aggregation weights, relying solely on dataset size for weight assignment, which often leads to unstable convergence and reduced model performance. Recently, several studies have sought to refine aggregation strategies by incorporating dataset characteristics and model alignment. However, adaptively adjusting aggregation weights while ensuring data security--without requiring additional proxy data--remains a significant challenge. In this work, we propose Federated learning with Adaptive Weight Aggregation (FedAWA), a novel method that adaptively adjusts aggregation weights based on client vectors during the learning process. The client vector captures the direction of model updates, reflecting local data variations, and is used to optimize the aggregation weight without requiring additional datasets or violating privacy. By assigning higher aggregation weights to local models whose updates align closely with the global optimization direction, FedAWA enhances the stability and generalization of the global model. Extensive experiments under diverse scenarios demonstrate the superiority of our method, providing a promising solution to the challenges of data heterogeneity in federated learning.

CroCoDL: Cross-device Collaborative Dataset for Localization

Hermann Blum, Alessandro Mercurio, Joshua O'Reilly, Tim Engelbracht, Mihai Dusmanu, Marc Pollefeys, Zuria Bauer

Accurate localization plays a pivotal role in the autonomy of systems operating in unfamiliar environments, particularly when interaction with humans is expected. High-accuracy visual localization systems encompass various components, such as image retrievers, feature extractors, matchers, reconstruction and pose estimation methods. This complexity translates to the necessity of robust evaluation settings and pipelines. However, existing datasets and benchmarks primarily focus on single-agent scenarios, overlooking the critical issue of cross-device localization. Different agents with different sensors will show their own specific strengths and weaknesses, and the data they have available varies substantially. This work addresses this gap by enhancing an existing augmented reality visual localization benchmark with data from legged robots, and evaluating human-robot, cross-device mapping and localization. Our contributions extend beyond device diversity and include high environment variability, spanning ten distinct locations ranging from disaster sites to art exhibitions. Each scene in our dataset features recordings from robot agents, hand-held and head-mounted devices, and high-accuracy ground truth LiDAR scanners, resulting in a comprehensive multi-agent dataset and benchmark. This work represents a significant advancement in the field of visual localization benchmarking, with key insights into the performance of cross-device localization methods across diverse settings.

AFL: A Single-Round Analytic Approach for Federated Learning with Pre-trained Models

Run He, Kai Tong, Di Fang, Han Sun, Ziqian Zeng, Haoran Li, Tianyi Chen, Huiping Zhuang

In this paper, we introduce analytic federated learning (AFL), a new training paradigm that brings analytical (i.e., closed-form) solutions to the federated learning (FL) with pre-trained models. Our AFL draws inspiration from analytic learning---a gradient-free technique that trains neural networks with analytical solutions in one epoch. In the local client training stage, the AFL facilitates a one-epoch training, eliminating the necessity for multi-epoch updates. In the aggregation stage, we derive an absolute aggregation (AA) law. This AA law allows a single-round aggregation, reducing heavy communication overhead and achieving fast convergence by removing the need for multiple aggregation rounds. More importantly, the AFL exhibits a property that invariance to data partitioning, meaning that regardless of how the full dataset is distributed among clients, the aggregated result remains identical. This could spawn various potentials, such as data heterogeneity invariance and client-number invariance. We conduct experiments across various FL settings including extremely non-IID ones, and scenarios with a large number of clients (e.g., \ge 1000). In all these settings, our AFL constantly performs competitively while existing FL techniques encounter various obstacles.

A Simple Data Augmentation for Feature Distribution Skewed Federated Learning

Yunlu Yan, Huazhu Fu, Yuexiang Li, Jinheng Xie, Jun Ma, Guang Yang, Lei Zhu

Federated Learning (FL) facilitates collaborative learning among multiple clients in a distributed manner and ensures the security of privacy. However, its performance inevitably degrades with non-Independent and Identically Distributed (non-IID) data. In this paper, we focus on the feature distribution skewed FL scenario, a common non-IID situation in real-world applications where data from different clients exhibit varying underlying distributions. This variation leads to feature shift, which is a key issue of this scenario. While previous works have made notable progress, few pay attention to the data itself, i.e., the root of this issue. The primary goal of this paper is to mitigate feature shift from the perspective of data. To this end, we propose a simple yet remarkably effective input-level data augmentation method, namely FedRDN, which randomly injects the statistical information of the local distribution from the entire federation into the client's data. This is beneficial to improve the generalization of local feature representations, thereby mitigating feature shift. Moreover, our FedRDN is a plug-and-play component, which can be seamlessly integrated into the data augmentation flow with only a few lines of code. Extensive experiments on several datasets show that the performance of various representative FL methods can be further improved by integrating our FedRDN, demonstrating its effectiveness, strong compatibility and generalizability. Code is available at https://github.com/IAMJackYan/FedRDN.