AAAI 2025 Papers

AAAI Conference on Artificial Intelligence

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3,486papers

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Federated t-SNE and UMAP for Distributed Data Visualization

Dong Qiao, Xinxian Ma, Jicong Fan

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High-dimensional data visualization is crucial in big data era and these techniques such as t-SNE and UMAP have been widely used in science and engineering. Big data, however, is often distributed across multiple data centers and subject to security and privacy concerns, which leads to difficulties for the standard algorithms of t-SNE and UMAP. To tackle the challenge, this work proposes Fed-tSNE and Fed-UMAP, which provide high-dimensional data visualization under the framework of federated learning, without exchanging data across clients or sending data to the central server. The main idea of Fed-tSNE and Fed-UMAP is implicitly learning the distribution information of data in a manner of federated learning and then estimating the global distance matrix for t-SNE and UMAP. To further enhance the protection of data privacy, we propose Fed-tSNE+ and Fed-UMAP+. We also extend our idea to federated spectral clustering, yielding algorithms of clustering distributed data. In addition to these new algorithms, we offer theoretical guarantees of distance and similarity estimation and analyze the property of differential privacy. Experiments on multiple datasets demonstrate that, compared to the original algorithms, the accuracy drops of our federated algorithms are tiny.

Technical
Federated Weakly Supervised Video Anomaly Detection with Multimodal Prompt

Benfeng Wang, Chao Huang, Jie Wen, Wei Wang, Yabo Liu, Yong Xu

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Video anomaly detection (VAD) aims at locating the abnormal events in videos. Recently, the Weakly Supervised VAD has made great progress, which only requires video-level annotations when training. In practical applications, different institutions may have different types of abnormal videos. However, the abnormal videos cannot be circulated on the internet due to privacy protection. To train a more generalized anomaly detector that can identify various anomalies, it is reasonable to introduce federated learning into WSVAD. In this paper, we propose Global and Local Context-driven Federated Learning, a new paradigm for privacy protected weakly supervised video anomaly detection. Specifically, we utilize the vision-language association of CLIP to detect whether the video frame is abnormal. Instead of leveraging handcrafted text prompts for CLIP, we propose a text prompt generator. The generated prompt is simultaneously influenced by text and visual. On the one hand, the text provides global context related to anomaly, which improves the model's ability of generalization. On the other hand, the visual provides personalized local context because different clients may have videos with different types of anomalies or scenes. The generated prompt ensures global generalization while processing personalized data from different clients. Extensive experiments show that the proposed method achieves remarkable performance.

Technical
Federated Unsupervised Domain Generalization Using Global and Local Alignment of Gradients

Farhad Pourpanah, Mahdiyar Molahasani, Milad Soltany, Michael Greenspan, Ali Etemad

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We address the problem of federated domain generalization in an unsupervised setting for the first time. We first theoretically establish a connection between domain shift and alignment of gradients in unsupervised federated learning and show that aligning the gradients at both client and server levels can facilitate the generalization of the model to new (target) domains. Building on this insight, we propose a novel method named FedGaLA, which performs gradient alignment at the client level to encourage clients to learn domain-invariant features, as well as global gradient alignment at the server to obtain a more generalized aggregated model. To empirically evaluate our method, we perform various experiments on four commonly used multi-domain datasets, PACS, OfficeHome, DomainNet, and TerraInc. The results demonstrate the effectiveness of our method which outperforms comparable baselines. Ablation and sensitivity studies demonstrate the impact of different components and parameters in our approach.

Technical
Federated Unlearning with Gradient Descent and Conflict Mitigation

Zibin Pan, Zhichao Wang, Chi Li, Kaiyan Zheng, Boqi Wang, Xiaoying Tang, Junhua Zhao

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Federated Learning (FL) has received much attention in recent years. However, although clients are not required to share their data in FL, the global model itself can implicitly remember clients' local data. Therefore, it’s necessary to effectively remove the target client's data from the FL global model to ease the risk of privacy leakage and implement "the right to be forgotten". Federated Unlearning (FU) has been considered a promising solution to remove data without full retraining. But the model utility easily suffers significant reduction during unlearning due to the gradient conflicts. Furthermore, when conducting the post-training to recovery the model utility, it’s prone to move back and revert what have already been unlearned. To address these issues, we propose Federated Unlearning with Orthogonal Steepest Descent (FedOSD). We first design an unlearning cross entropy loss to overcome the convergence issue of the gradient ascent. A steepest descent direction for unlearning is then calculated in the condition of being non-conflicting with other clients’ gradients and closest to the target client's gradient. This benefits to efficiently unlearn and mitigate the model utility reduction. After unlearning, we recover the model utility by maintaining the achievement of unlearning. Finally, extensive experiments in several FL scenarios verify that FedOSD outperforms the SOTA FU algorithms in terms of unlearning and the model utility.

Technical
Federated Recommendation with Explicitly Encoding Item Bias

Zhihao Wang, He Bai, Wenke Huang, Duantengchuan Li, Jian Wang, Bing Li

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With the development of federated learning techniques and the increased need for user privacy protection, the federated recommendation has become a new recommendation paradigm. However, most existing works focus on user-level federated recommendation, leaving platform-level federated recommendation largely unexplored. A significant challenge in platform-level federated recommendation scenarios is severe label skew. Users behave in various ways on different platforms, bringing up the rating and item bias problem. In this work, we propose FREIB (Federated Recommendation with Explicitly Encoding Item Bias). The core idea is explicitly encoding item bias during federated learning, addressing the problem of fuzzy item bias, and achieving consistent representation in label skew scenarios. We achieve this by utilizing global knowledge guidance to model common rating patterns and by aligning feature prototypes to enhance item encoding at the same rating level. Extensive experiments conducted on three public datasets demonstrate the superiority of our method over several state-of-the-art approaches.

Technical
Federated Learning with Sample-level Client Drift Mitigation

Haoran Xu, Jiaze Li, Wanyi Wu, Hao Ren

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Federated Learning (FL) suffers from severe performance degradation due to the data heterogeneity among clients. Existing works reveal that the fundamental reason is that data heterogeneity can cause client drift where the local model update deviates from the global one, and thus they usually tackle this problem from the perspective of calibrating the obtained local update. Despite effectiveness, existing methods substantially lack a deep understanding of how heterogeneous data samples contribute to the formation of client drift. In this paper, we bridge this gap by identifying that the drift can be viewed as a cumulative manifestation of biases present in all local samples and the bias between samples is different. Besides, the bias dynamically changes as the FL training progresses. Motivated by this, we propose FedBSS that first mitigates the heterogeneity issue in a sample-level manner, orthogonal to existing methods. Specifically, the core idea of our method is to adopt a bias-aware sample selection scheme that dynamically selects the samples from small biases to large epoch by epoch to train progressively the local model in each round. In order to ensure the stability of training, we set the diversified knowledge acquisition stage as the warm-up stage to avoid the local optimality caused by knowledge deviation in the early stage of the model. Evaluation results show that FedBSS outperforms state-of-the-art baselines. In addition, we also achieved effective results on feature distribution skew and noise label dataset setting, which proves that FedBSS can not only reduce heterogeneity, but also has scalability and robustness.

Technical
Federated Learning with Heterogeneous LLMs: Integrating Small Student Client Models with a Large Hungry Model

Gautam Jajoo

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In recent years, federated learning (FL) has emerged as a promising technique to enable decentralized training of models without the need for data centralization, addressing privacy concerns and reducing communication over-head. The challenge, however, lies in scaling federated systems to accommodate clients with different computational capabilities. The heterogeneity of clients in terms of data, model structures, and computational resources presents significant challenges. Addressing these challenges can lead to more robust and efficient FL systems, making it possible to leverage diverse data sources and computational environments. Here we propose a system where small language models run on heterogeneous cli-ents while a large, more powerful model at the server aggregates their contributions. This architecture leverages the strengths of both small, task-specific client models and a large server model to enhance generalization and efficiency. This is important because it addresses the growing need for scalable, privacy-preserving systems that can operate in diverse environments with varying resources. Through such a system we intend to contribute to the AI field by improving the efficiency of federated learning systems while enhancing their adaptability to real-world applications.

Technical
Federated Graph-Level Clustering Network

Jingxin Liu, Jieren Cheng, Renda Han, Wenxuan Tu, Jiaxin Wang, Xin Peng

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Federated graph learning (FGL), which excels in analyzing non-IID graphs as well as protecting data privacy, has recently emerged as a hot topic. Existing FGL methods usually train the client model using labeled data and then collaboratively learn a global model without sharing their local graph data. However, in real-world scenarios, the lack of data annotations impedes the negotiation of multi-source information at the server, leading to sub-optimal feedback to the clients. To address this issue, we propose a novel unsupervised learning framework called Federated Graph-level Clustering Network (FedGCN), which collects the topology-oriented features of non-IID graphs from clients to generate global consensus representations through multi-source clustering structure sharing. Specifically, in the client, we first preserve the prototype features of each cluster from the structure-oriented embedding through clustering and then upload the learned multiple prototypes that are hard to be reconstructed into the raw graph data. In the server, we generate consensus prototypes from multiple condensed structure-oriented signals through Gaussian estimation, which are subsequently transferred to each client to promote the great encoding capacity of the local model for better clustering. Extensive experiments across multiple non-IID graph datasets have demonstrated the effectiveness and superiority of FedGCN against its competitors.

Technical
Federated Graph Condensation with Information Bottleneck Principles

Bo Yan, Sihao He, Cheng Yang, Shang Liu, Yang Cao, Chuan Shi

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Graph condensation (GC), which reduces the size of a large-scale graph by synthesizing a small-scale condensed graph as its substitution, has benefited various graph learning tasks. However, existing GC methods rely on centralized data storage, which is unfeasible for real-world decentralized data distribution, and overlook data holders' privacy-preserving requirements. To bridge this gap, we propose and study the novel problem of federated graph condensation (FGC) for graph neural networks (GNNs). Specifically, we first propose a general framework for FGC, where we decouple the typical gradient matching process for GC into client-side gradient calculation and server-side gradient matching, integrating knowledge from multiple clients' subgraphs into one smaller condensed graph. Nevertheless, our empirical studies show that under the federated setting, the condensed graph will consistently leak data membership privacy, i.e., the condensed graph during federated training can be utilized to steal training data under the membership inference attack (MIA). To tackle this issue, we innovatively incorporate information bottleneck principles into the FGC, which only needs to extract partial node features in one local pre-training step and utilize the features during federated training. Theoretical and experimental analyses demonstrate that our framework consistently protects membership privacy during training. Meanwhile, it can achieve comparable and even superior performance against existing centralized GC and federated graph learning (FGL) methods.

Technical
Federated Graph Anomaly Detection Through Contrastive Learning with Global Negative Pairs

Nannan Wu, Yazheng Zhao, Hongdou Dong, Keao Xi, Wei Yu, Wenjun Wang

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Anomaly detection on attributed graphs has applications in various domains such as finance and email spam detection, thus gaining substantial attention. Distributed scenarios can also involve issues related to anomaly detection in attribute graphs, such as in medical scenarios. However, most of the existing anomaly detection methods are designed for centralized scenarios, and directly applying them to distributed settings may lead to reduced performance. One possible reason for this issue is that, when graph data are distributed across multiple clients, federated graph learning may struggle to fully exploit the potential of the dispersed data, leading to suboptimal performance. Building on this insight, we propose FedCLGN, a federated graph anomaly detection framework that leverages contrastive self-supervised learning. First, we put forward an augmentation method to maintain global negative pairs on the server. This involves identifying anomalous nodes using pseudo-labels, extracting embedding representations of the negative pairs corresponding to these anomalous nodes from clients, and uploading them to the server. Then, we adopt graph diffusion to enhance the feature representation of nodes, capturing the global structure and local connection patterns. This strategy can strengthen the differentiation between positive and negative instance pairs. Finally, the effectiveness of our approach is verified by experimental results on four real graph datasets.

Technical
Federated Foundation Models on Heterogeneous Time Series

Shengchao Chen, Guodong Long, Jing Jiang, Chengqi Zhang

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Training a general-purpose time series foundation models with robust generalization capabilities across diverse applications from scratch is still an open challenge. Efforts are primarily focused on fusing cross-domain time series datasets to extract shared subsequences as tokens for training models on Transformer architecture. However, due to significant statistical heterogeneity across domains, this cross-domain fusing approach doesn't work effectively as the same as fusing texts and images. To tackle this challenge, this paper proposes a novel federated learning approach to address the heterogeneity in time series foundation models training, namely FFTS. Specifically, each data-holding organization is treated as an independent client in a collaborative learning framework with federated settings, and then many client-specific local models will be trained to preserve the unique characteristics per dataset. Moreover, a new regularization mechanism will be applied to both client-side and server-side, thus to align the shared knowledge across heterogeneous datasets from different domains. Extensive experiments on benchmark datasets demonstrate the effectiveness of the proposed federated learning approach. The newly learned time series foundation models achieve superior generalization capabilities on cross-domain time series analysis tasks, including forecasting, imputation, and anomaly detection.

Technical
Federated Causally Invariant Feature Learning

Xianjie Guo, Kui Yu, Lizhen Cui, Han Yu, Xiaoxiao Li

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Federated feature selection (FFS) is a promising field for selecting informative features while preserving data privacy in federated learning (FL) settings. Existing FFS methods focus on capturing the correlations between features and labels. They struggle to achieve satisfactory performance in the face of data distribution heterogeneity among FL clients, and cannot address the out-of-distribution (OOD) problem that arises when a significant portion of clients do not actively participate in FL training. To address these limitations, we propose Federated Causally Invariant Feature Learning (FedCIFL), a novel approach for learning causally invariant features in a privacy-preserving manner. We design a sample reweighting strategy to eliminate spurious correlations introduced by selection bias and iteratively estimate the federated causal effect between each feature and the labels (with the remaining features initially treated as confounders). By iteratively refining the confounding feature set to identify the true confounders, FedCIFL mitigates the impact of limited local data on the accuracy of federated causal effect estimation. Theoretical analysis proves the correctness of FedCIFL under reasonable assumptions. Extensive experiments on synthetic and real-world datasets demonstrate the superiority of FedCIFL against eight state-of-the-art baselines, beating the best-performing approach by 3.19%, 9.07% and 2.65% in terms of average test Accuracy, RMSE and F1 score, respectively. It is a first-of-its-kind FFS approach capable of handling Non-IID and OOD data simultaneously. The source code is available at https://github.com/Xianjie-Guo/FedCIFL.

Technical
Federated Binary Matrix Factorization Using Proximal Optimization

Sebastian Dalleiger, Jilles Vreeken, Michael Kamp

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Identifying informative components in binary data is an essential task in many application areas, including life sciences, social sciences, and recommendation systems. Boolean matrix factorization (BMF) is a family of methods that performs this task by factorizing the data into dense factor matrices. In real-world settings, the data is often distributed across stakeholders and required to stay private, prohibiting the straightforward application of BMF. To adapt BMF to this context, we approach the problem from a federated-learning perspective, building on a state-of-the-art continuous binary matrix factorization relaxation to BMF that enables efficient gradient-based optimization. Our approach only needs to share the relaxed component matrices, which are aggregated centrally using a proximal operator that regularizes for binary outcomes. We show the convergence of our federated proximal gradient descent algorithm and provide differential privacy guarantees. Our extensive empirical evaluation shows that our algorithm outperforms, in quality and efficacy, federation schemes of state-of-the-art BMF methods on a diverse set of real-world and synthetic data.

Technical
Federated Assemblies

Daniel Halpern, Ariel D Procaccia, Ehud Shapiro, Nimrod Talmon

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A *citizens' assembly* is a group of people who are randomly selected to represent a larger population in a deliberation. While this approach has successfully strengthened democracy, it has certain limitations that suggest the need for assemblies to form and associate more organically. In response, we propose *federated assemblies*, where assemblies are interconnected, and each parent assembly is selected from members of its child assemblies. The main technical challenge is to develop random selection algorithms that meet new representation constraints inherent in this hierarchical structure. We design and analyze several algorithms that provide different representation guarantees under various assumptions on the structure of the underlying graph.

Technical
FedVCK: Non-IID Robust and Communication-Efficient Federated Learning via Valuable Condensed Knowledge for Medical Image Analysis

Guochen Yan, Luyuan Xie, Xinyi Gao, Wentao Zhang, Qingni Shen, Yuejian Fang, Zhonghai Wu

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Federated learning has become a promising solution for collaboration among medical institutions. However, data owned by each institution would be highly heterogeneous and the distribution is always non-independent and identical distribution (non-IID), resulting in client drift and unsatisfactory performance. Despite existing federated learning methods attempting to solve the non-IID problems, they still show marginal advantages but rely on frequent communication which would incur high costs and privacy concerns. In this paper, we propose a novel federated learning method: Federated learning via Valuable Condensed Knowledge (FedVCK). We enhance the quality of condensed knowledge and select the most necessary knowledge guided by models, to tackle the non-IID problem within limited communication budgets effectively. Specifically, on the client side, we condense the knowledge of each client into a small dataset and further enhance the condensation procedure with latent distribution constraints, facilitating the effective capture of high-quality knowledge. During each round, we specifically target and condense knowledge that has not been assimilated by the current model, thereby preventing unnecessary repetition of homogeneous knowledge and minimizing the frequency of communications required. On the server side, we propose relational supervised contrastive learning to provide more supervision signals to aid the global model updating. Comprehensive experiments across various medical tasks show that FedVCK can outperform state-of-the-art methods, demonstrating that it's non-IID robust and communication-efficient.

Technical
FedSum: Data-Efficient Federated Learning Under Data Scarcity Scenario for Text Summarization

Zhiyong Ma, Zhengping Li, Yuanjie Shi, Jian Chen

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Text summarization task extracts salient information from a large amount of text for productivity enhancement. However, most existing methods heavily rely on training models from ample and centrally stored data which is infeasible to collect in practice, due to privacy concerns and data scarcity nature under several settings (e.g., edge computing or cold starting). The main challenge lies in constructing the privacy-preserving and well-behaved summarization model under the data scarcity scenario, where the data scarcity nature will lead to the knowledge shortage of the model while magnifying the impact of data bias, causing performance degeneration. To tackle this challenge, previous studies attempt to complement samples or improve the efficiency of data. The former is usually associated with high computing costs or has a large dependence on empirical settings, while the latter might not effective due to the lack of consideration of data bias. In this work, we propose FedSum which extends the standard FL framework from depth and breadth to further extract prime and diversified knowledge from limited resources for text summarization. For depth extension, we introduce a Data Partition method to cooperatively recognize the prime samples that are more significant and unbiased, and the Data skip mechanism is introduced to help the model further focus on those prime samples during the local training process. For breadth extension, FedSum extends the source of knowledge and develops the summarization model by extracting knowledge from the data samples, hidden spaces, and globally received parameters. Extensive experiments on four benchmark datasets verify the promising improvement of FedSum compared to baselines, and show its generalizability, scalability, and robustness.

Technical
FedSPU: Personalized Federated Learning for Resource-Constrained Devices with Stochastic Parameter Update

Ziru Niu, Hai Dong, A. K. Qin

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Personalized Federated Learning (PFL) is widely employed in the Internet of Things (IoT) to handle high-volume, non-iid client data while ensuring data privacy. However, heterogeneous edge devices owned by clients may impose varying degrees of resource constraints, causing computation and communication bottlenecks for PFL. Federated Dropout has emerged as a popular strategy to address this challenge, wherein only a subset of the global model, i.e. a sub-model, is trained on a client's device, thereby reducing computation and communication overheads. Nevertheless, the dropout-based model-pruning strategy may introduce bias, particularly towards non-iid local data. When biased sub-models absorb highly divergent parameters from other clients, performance degradation becomes inevitable. In response, we propose federated learning with stochastic parameter update (FedSPU). Unlike dropout that tailors local models to small-size sub-models, FedSPU maintains the full model architecture on each device but randomly freezes a certain percentage of neurons in the local model during training while updating the remaining neurons. This approach ensures that a portion of the local model remains personalized, thereby enhancing the model's robustness against biased parameters from other clients. Experimental results demonstrate that FedSPU outperforms federated dropout by 4.45% on average in terms of accuracy. Furthermore, an introduced early stopping scheme leads to a significant reduction of the training time in FedSPU by 25%~71% while maintaining high accuracy.

Technical
FedSA: A Unified Representation Learning via Semantic Anchors for Prototype-based Federated Learning

Yanbing Zhou, Xiangmou Qu, Chenlong You, Jiyang Zhou, Jingyue Tang, Xin Zheng, Chunmao Cai, Yingbo Wu

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Prototype-based federated learning has emerged as a promising approach that shares lightweight prototypes to transfer knowledge among clients with data heterogeneity in a model-agnostic manner. However, existing methods often collect prototypes directly from local models, which inevitably introduce inconsistencies into representation learning due to the biased data distributions and differing model architectures among clients. In this paper, we identify that both statistical and model heterogeneity create a vicious cycle of representation inconsistency, classifier divergence, and skewed prototype alignment, which negatively impacts the performance of clients. To break the vicious cycle, we propose a novel framework named Federated Learning via Semantic Anchors (FedSA) to decouple the generation of prototypes from local representation learning. We introduce a novel perspective that uses simple yet effective semantic anchors serving as prototypes to guide local models in learning consistent representations. By incorporating semantic anchors, we further propose anchor-based regularization with margin-enhanced contrastive learning and anchor-based classifier calibration to correct feature extractors and calibrate classifiers across clients, achieving intra-class compactness and inter-class separability of prototypes while ensuring consistent decision boundaries. We then update the semantic anchors with these consistent and discriminative prototypes, which iteratively encourage clients to collaboratively learn a unified data representation with robust generalization. Extensive experiments under both statistical and model heterogeneity settings show that FedSA significantly outperforms existing prototype-based FL methods on various classification tasks.

Technical
FedPop: Federated Population-based Hyperparameter Tuning

Haokun Chen, Denis Krompaß, Jindong Gu, Volker Tresp

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Federated Learning (FL) is a distributed machine learning (ML) paradigm, in which multiple clients collaboratively train ML models without centralizing their local data. Similar to conventional ML pipelines, the client local optimization and server aggregation procedure in FL are sensitive to the hyperparameter (HP) selection. Despite extensive research on tuning HPs for centralized ML, these methods yield suboptimal results when employed in FL. This is mainly because their "training-after-tuning" framework is unsuitable for FL with limited client computation power. While some approaches have been proposed for HP-Tuning in FL, they are limited to the HPs for client local updates. In this work, we propose a novel HP-tuning algorithm, called Federated Population-based Hyperparameter Tuning (FedPop), to address this vital yet challenging problem. FedPop employs population-based evolutionary algorithms to optimize the HPs, which accommodates various HP types at both the client and server sides. Compared with prior tuning methods, FedPop employs an online "tuning-while-training" framework, offering computational efficiency and enabling the exploration of a broader HP search space. Our empirical validation on the common FL benchmarks and complex real-world FL datasets, including full-sized Non-IID ImageNet-1K, demonstrates the effectiveness of the proposed method, which substantially outperforms the concurrent state-of-the-art HP-tuning methods in FL.

Technical
FedPIA – Permuting and Integrating Adapters Leveraging Wasserstein Barycenters for Finetuning Foundation Models in Multi-Modal Federated Learning

Pramit Saha, Divyanshu Mishra, Felix Wagner, Konstantinos Kamnitsas, J. Alison Noble

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Large Vision-Language Models (VLMs), possessing millions or billions of parameters, typically require large text and image datasets for effective fine-tuning. However, collecting data from various sites, especially in healthcare, is challenging due to strict privacy regulations. An alternative is to fine-tune these foundation models on end-user devices, such as in medical clinics and hospitals, without sending data to a server. These local clients typically have limited computing power and small datasets, which are not enough for fully fine-tuning large VLMs on their own. A naive solution to these scenarios is to leverage parameter-efficient fine-tuning (PEFT) strategies such as adapters and apply federated learning (FL) algorithms to combine the learned adapter weights, thereby respecting the resource limitations and data privacy of the clients. However, this approach does not fully leverage the knowledge from multiple adapters trained on diverse data distributions and for diverse tasks. The adapters are adversely impacted by data heterogeneity and task heterogeneity across clients resulting in sub-optimal convergence. To this end, we propose a novel framework called FedPIA that improves upon the naive combinations of FL and PEFT by introducing Permutation and Integration of the local Adapters in the server and global Adapters in the clients exploiting Wasserstein barycenters for improved blending of client-specific and client-agnostic knowledge. This layerwise permutation helps to bridge the gap in the parameter space of local and global adapters before integration. We conduct over 2000 client-level experiments utilizing 48 medical image datasets across five different medical vision-language FL task settings encompassing visual question answering as well as image and report-based multi-label disease detection. Our experiments involving diverse client settings, ten different modalities, and two VLM backbones demonstrate that FedPIA consistently outperforms the state-of-the-art PEFT-FL baselines.

Technical