AAAI 2024 Papers

AAAI Conference on Artificial Intelligence

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2,864papers

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Generalized Planning in PDDL Domains with Pretrained Large Language Models

Tom Silver, Soham Dan, Kavitha Srinivas, Joshua B. Tenenbaum, Leslie Kaelbling, Michael Katz

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Recent work has considered whether large language models (LLMs) can function as planners: given a task, generate a plan. We investigate whether LLMs can serve as generalized planners: given a domain and training tasks, generate a program that efficiently produces plans for other tasks in the domain. In particular, we consider PDDL domains and use GPT-4 to synthesize Python programs. We also consider (1) Chain-of-Thought (CoT) summarization, where the LLM is prompted to summarize the domain and propose a strategy in words before synthesizing the program; and (2) automated debugging, where the program is validated with respect to the training tasks, and in case of errors, the LLM is re-prompted with four types of feedback. We evaluate this approach in seven PDDL domains and compare it to four ablations and four baselines. Overall, we find that GPT-4 is a surprisingly powerful generalized planner. We also conclude that automated debugging is very important, that CoT summarization has non-uniform impact, that GPT-4 is far superior to GPT-3.5, and that just two training tasks are often sufficient for strong generalization.

Technical
Generalized Planning for the Abstraction and Reasoning Corpus

Chao Lei, Nir Lipovetzky, Krista A. Ehinger

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The Abstraction and Reasoning Corpus (ARC) is a general artificial intelligence benchmark that poses difficulties for pure machine learning methods due to its requirement for fluid intelligence with a focus on reasoning and abstraction. In this work, we introduce an ARC solver, Generalized Planning for Abstract Reasoning (GPAR). It casts an ARC problem as a generalized planning (GP) problem, where a solution is formalized as a planning program with pointers. We express each ARC problem using the standard Planning Domain Definition Language (PDDL) coupled with external functions representing object-centric abstractions. We show how to scale up GP solvers via domain knowledge specific to ARC in the form of restrictions over the actions model, predicates, arguments and valid structure of planning programs. Our experiments demonstrate that GPAR outperforms the state-of-the-art solvers on the object-centric tasks of the ARC, showing the effectiveness of GP and the expressiveness of PDDL to model ARC problems. The challenges provided by the ARC benchmark motivate research to advance existing GP solvers and understand new relations with other planning computational models. Code is available at github.com/you68681/GPAR.

Technical
Generalized Bradley-Terry Models for Score Estimation from Paired Comparisons

Julien Fageot, Sadegh Farhadkhani, Lê-Nguyên Hoang, Oscar Villemaud

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Many applications, e.g. in content recommendation, sports, or recruitment, leverage the comparisons of alternatives to score those alternatives. The classical Bradley-Terry model and its variants have been widely used to do so. The historical model considers binary comparisons (victory/defeat) between alternatives, while more recent developments allow finer comparisons to be taken into account. In this article, we introduce a probabilistic model encompassing a broad variety of paired comparisons that can take discrete or continuous values. We do so by considering a well-behaved subset of the exponential family, which we call the family of generalized Bradley-Terry (GBT) models, as it includes the classical Bradley-Terry model and many of its variants. Remarkably, we prove that all GBT models are guaranteed to yield a strictly convex negative log-likelihood. Moreover, assuming a Gaussian prior on alternatives' scores, we prove that the maximum a posteriori (MAP) of GBT models, whose existence, uniqueness and fast computation are thus guaranteed, varies monotonically with respect to comparisons (the more A beats B, the better the score of A) and is Lipschitz-resilient with respect to each new comparison (a single new comparison can only have a bounded effect on all the estimated scores). These desirable properties make GBT models appealing for practical use. We illustrate some features of GBT models on simulations.

Technical
Generalize for Future: Slow and Fast Trajectory Learning for CTR Prediction

Jian Zhu, Congcong Liu, Xue Jiang, Changping Peng, Zhangang Lin, Jingping Shao

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Deep neural networks (DNNs) have achieved significant advancements in click-through rate (CTR) prediction by demonstrating strong generalization on training data. However, in real-world scenarios, the assumption of independent and identically distributed (i.i.d.) conditions, which is fundamental to this problem, is often violated due to temporal distribution shifts. This violation can lead to suboptimal model performance when optimizing empirical risk without access to future data, resulting in overfitting on the training data and convergence to a single sharp minimum. To address this challenge, we propose a novel model updating framework called Slow and Fast Trajectory Learning (SFTL) network. SFTL aims to mitigate the discrepancy between past and future domains while quickly adapting to recent changes in small temporal drifts. This mechanism entails two interactions among three complementary learners: (i) the Working Learner, which updates model parameters using modern optimizers (e.g., Adam, Adagrad) and serves as the primary learner in the recommendation system, (ii) the Slow Learner, which is updated in each temporal domain by directly assigning the model weights of the working learner, and (iii) the Fast Learner, which is updated in each iteration by assigning exponentially moving average weights of the working learner. Additionally, we propose a novel rank-based trajectory loss to facilitate interaction between the working learner and trajectory learner, aiming to adapt to temporal drift and enhance performance in the current domain compared to the past. We provide theoretical understanding and conduct extensive experiments on real-world CTR prediction datasets to validate the effectiveness and efficiency of SFTL in terms of both convergence speed and model performance. The results demonstrate the superiority of SFTL over existing approaches.

Technical
Generalization Analysis of Machine Learning Algorithms via the Worst-Case Data-Generating Probability Measure

Xinying Zou, Samir M. Perlaza, Iñaki Esnaola, Eitan Altman

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In this paper, the worst-case probability measure over the data is introduced as a tool for characterizing the generalization capabilities of machine learning algorithms. More specifically, the worst-case probability measure is a Gibbs probability measure and the unique solution to the maximization of the expected loss under a relative entropy constraint with respect to a reference probability measure. Fundamental generalization metrics, such as the sensitivity of the expected loss, the sensitivity of the empirical risk, and the generalization gap are shown to have closed-form expressions involving the worst-case data-generating probability measure. Existing results for the Gibbs algorithm, such as characterizing the generalization gap as a sum of mutual information and lautum information, up to a constant factor, are recovered. A novel parallel is established between the worst-case data-generating probability measure and the Gibbs algorithm. Specifically, the Gibbs probability measure is identified as a fundamental commonality of the model space and the data space for machine learning algorithms.

Technical
Generalizable Task Representation Learning for Offline Meta-Reinforcement Learning with Data Limitations

Renzhe Zhou, Chen-Xiao Gao, Zongzhang Zhang, Yang Yu

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Generalization and sample efficiency have been long-standing issues concerning reinforcement learning, and thus the field of Offline Meta-Reinforcement Learning (OMRL) has gained increasing attention due to its potential of solving a wide range of problems with static and limited offline data. Existing OMRL methods often assume sufficient training tasks and data coverage to apply contrastive learning to extract task representations. However, such assumptions are not applicable in several real-world applications and thus undermine the generalization ability of the representations. In this paper, we consider OMRL with two types of data limitations: limited training tasks and limited behavior diversity and propose a novel algorithm called GENTLE for learning generalizable task representations in the face of data limitations. GENTLE employs Task Auto-Encoder (TAE), which is an encoder-decoder architecture to extract the characteristics of the tasks. Unlike existing methods, TAE is optimized solely by reconstruction of the state transition and reward, which captures the generative structure of the task models and produces generalizable representations when training tasks are limited. To alleviate the effect of limited behavior diversity, we consistently construct pseudo-transitions to align the data distribution used to train TAE with the data distribution encountered during testing. Empirically, GENTLE significantly outperforms existing OMRL methods on both in-distribution tasks and out-of-distribution tasks across both the given-context protocol and the one-shot protocol.

Technical
Generalizable Sleep Staging via Multi-Level Domain Alignment

Jiquan Wang, Sha Zhao, Haiteng Jiang, Shijian Li, Tao Li, Gang Pan

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Automatic sleep staging is essential for sleep assessment and disorder diagnosis. Most existing methods depend on one specific dataset and are limited to be generalized to other unseen datasets, for which the training data and testing data are from the same dataset. In this paper, we introduce domain generalization into automatic sleep staging and propose the task of generalizable sleep staging which aims to improve the model generalization ability to unseen datasets. Inspired by existing domain generalization methods, we adopt the feature alignment idea and propose a framework called SleepDG to solve it. Considering both of local salient features and sequential features are important for sleep staging, we propose a Multi-level Feature Alignment combining epoch-level and sequence-level feature alignment to learn domain-invariant feature representations. Specifically, we design an Epoch-level Feature Alignment to align the feature distribution of each single sleep epoch among different domains, and a Sequence-level Feature Alignment to minimize the discrepancy of sequential features among different domains. SleepDG is validated on five public datasets, achieving the state-of-the-art performance.

Technical
Generalizable Policy Improvement via Reinforcement Sampling (Student Abstract)

Rui Kong, Chenyang Wu, Zongzhang Zhang

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Current policy gradient techniques excel in refining policies over sampled states but falter when generalizing to unseen states. To address this, we introduce Reinforcement Sampling (RS), a novel method leveraging a generalizable action value function to sample improved decisions. RS is able to improve the decision quality whenever the action value estimation is accurate. It works by improving the agent's decision on the fly on the states the agent is visiting. Compared with the historically experienced states in which conventional policy gradient methods improve the policy, the currently visited states are more relevant to the agent. Our method sufficiently exploits the generalizability of the value function on unseen states and sheds new light on the future development of generalizable reinforcement learning.

Technical
Generalizable Fourier Augmentation for Unsupervised Video Object Segmentation

Huihui Song, Tiankang Su, Yuhui Zheng, Kaihua Zhang, Bo Liu, Dong Liu

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The performance of existing unsupervised video object segmentation methods typically suffers from severe performance degradation on test videos when tested in out-of-distribution scenarios. The primary reason is that the test data in real- world may not follow the independent and identically distribution (i.i.d.) assumption, leading to domain shift. In this paper, we propose a generalizable fourier augmentation method during training to improve the generalization ability of the model. To achieve this, we perform Fast Fourier Transform (FFT) over the intermediate spatial domain features in each layer to yield corresponding frequency representations, including amplitude components (encoding scene-aware styles such as texture, color, contrast of the scene) and phase components (encoding rich semantics). We produce a variety of style features via Gaussian sampling to augment the training data, thereby improving the generalization capability of the model. To further improve the cross-domain generalization performance of the model, we design a phase feature update strategy via exponential moving average using phase features from past frames in an online update manner, which could help the model to learn cross-domain-invariant features. Extensive experiments show that our proposed method achieves the state-of-the-art performance on popular benchmarks.

Technical
Generalising Planning Environment Redesign

Alberto Pozanco, Ramon Fraga Pereira, Daniel Borrajo

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In Environment Design, one interested party seeks to affect another agent's decisions by applying changes to the environment. Most research on planning environment (re)design assumes the interested party's objective is to facilitate the recognition of goals and plans, and search over the space of environment modifications to find the minimal set of changes that simplify those tasks and optimise a particular metric. This search space is usually intractable, so existing approaches devise metric-dependent pruning techniques for performing search more efficiently. This results in approaches that are not able to generalise across different objectives and/or metrics. In this paper, we argue that the interested party could have objectives and metrics that are not necessarily related to recognising agents' goals or plans. Thus, to generalise the task of Planning Environment Redesign, we develop a general environment redesign approach that is metric-agnostic and leverages recent research on top-quality planning to efficiently redesign planning environments according to any interested party's objective and metric. Experiments over a set of environment redesign benchmarks show that our general approach outperforms existing approaches when using well-known metrics, such as facilitating the recognition of goals, as well as its effectiveness when solving environment redesign tasks that optimise a novel set of different metrics.

Technical
Generalisation through Negation and Predicate Invention

David M. Cerna, Andrew Cropper

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The ability to generalise from a small number of examples is a fundamental challenge in machine learning. To tackle this challenge, we introduce an inductive logic programming (ILP) approach that combines negation and predicate invention. Combining these two features allows an ILP system to generalise better by learning rules with universally quantified body-only variables. We implement our idea in NOPI, which can learn normal logic programs with predicate invention, including Datalog programs with stratified negation. Our experimental results on multiple domains show that our approach can improve predictive accuracies and learning times.

Technical
General Commerce Intelligence: Glocally Federated NLP-Based Engine for Privacy-Preserving and Sustainable Personalized Services of Multi-Merchants

Kyoung Jun Lee, Baek Jeong, Suhyeon Kim, Dam Kim, Dongju Park

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One of the most crucial capabilities in the commercial sector is a personalized prediction of a customer's next purchase. We present a novel method of creating a commerce intelligence engine that caters to multiple merchants intended for the UB Platform, managed by e-payment company Harex InfoTech. To cultivate this intelligence, we utilized payment receipt data and created a Natural Language Processing (NLP)-based commerce model using a Transformer to accommodate multinational and merchant trade. Our model, called General Commerce Intelligence (GCI), provides a range of services for merchants, including product recommendations, product brainstorming, product bundling, event promotions, collaborative marketing, target marketing, and demand fore-casting etc. To bolster user privacy and foster sustainable business collaboration, especially among micro-, small-, and medium-sized enterprises (MSMEs), the GCI model was trained through federated learning, especially with glocalization. This study delves into the structure, development, and assessment of GCI, showcasing its transformative capacity to implement User Centric AI and re-shape the global commerce landscape to benefit MSMEs.

Technical
Gaze-Based Interaction Adaptation for People with Involuntary Head Movements (Student Abstract)

Cindy Tong, Rosanna Chan

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Gaze estimation is an important research area in computer vision and machine learning. Eye-tracking and gaze-based interactions have made assistive technology (AT) more accessible to people with physical limitations. However, a non-negligible proportion of existing AT users, including those having dyskinetic cerebral palsy (CP) or severe intellectual disabilities (ID), have difficulties in using eye trackers due to their involuntary body movements. In this paper, we propose an adaptation method pertaining to head movement prediction and fixation smoothing to stabilize our target users' gaze points on the screen and improve their user experience (UX) in gaze-based interaction. Our empirical experimentation shows that our method significantly shortens the users' selection time and increases their selection accuracy.

Technical
Gaze from Origin: Learning for Generalized Gaze Estimation by Embedding the Gaze Frontalization Process

Mingjie Xu, Feng Lu

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Gaze estimation aims to accurately estimate the direction or position at which a person is looking. With the development of deep learning techniques, a number of gaze estimation methods have been proposed and achieved state-of-the-art performance. However, these methods are limited to within-dataset settings, whose performance drops when tested on unseen datasets. We argue that this is caused by infinite and continuous gaze labels. To alleviate this problem, we propose using gaze frontalization as an auxiliary task to constrain gaze estimation. Based on this, we propose a novel gaze domain generalization framework named Gaze Frontalization-based Auxiliary Learning (GFAL) Framework which embeds the gaze frontalization process, i.e., guiding the feature so that the eyeball can rotate and look at the front (camera), without any target domain information during training. Experimental results show that our proposed framework is able to achieve state-of-the-art performance on gaze domain generalization task, which is competitive with or even superior to the SOTA gaze unsupervised domain adaptation methods.

Technical
Gaze Target Detection by Merging Human Attention and Activity Cues

Yaokun Yang, Yihan Yin, Feng Lu

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Despite achieving impressive performance, current methods for detecting gaze targets, which depend on visual saliency and spatial scene geometry, continue to face challenges when it comes to detecting gaze targets within intricate image backgrounds. One of the primary reasons for this lies in the oversight of the intricate connection between human attention and activity cues. In this study, we introduce an innovative approach that amalgamates the visual saliency detection with the body-part & object interaction both guided by the soft gaze attention. This fusion enables precise and dependable detection of gaze targets amidst intricate image backgrounds. Our approach attains state-of-the-art performance on both the Gazefollow benchmark and the GazeVideoAttn benchmark. In comparison to recent methods that rely on intricate 3D reconstruction of a single input image, our approach, which solely leverages 2D image information, still exhibits a substantial lead across all evaluation metrics, positioning it closer to human-level performance. These outcomes underscore the potent effectiveness of our proposed method in the gaze target detection task.

Technical
Gaussian Process Neural Additive Models

Wei Zhang, Brian Barr, John Paisley

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Deep neural networks have revolutionized many fields, but their black-box nature also occasionally prevents their wider adoption in fields such as healthcare and finance where interpretable and explainable models are required. The recent development of Neural Additive Models (NAMs) poses a major step in the direction of interpretable deep learning for tabular datasets. In this paper, we propose a new subclass of NAMs that utilize a single-layer neural network construction of the Gaussian process via random Fourier features, which we call Gaussian Process Neural Additive Models (GP-NAM). GP-NAMs have the advantage of a convex objective function and number of trainable parameters that grows linearly with feature dimensions. It suffers no loss in performance compared with deeper NAM approaches because GPs are well-suited to learning complex non-parametric univariate functions. We demonstrate the performance of GP-NAM on several tabular datasets, showing that it achieves comparable performance in both classification and regression tasks with a massive reduction in the number of parameters.

Technical
Gaussian Mixture Proposals with Pull-Push Learning Scheme to Capture Diverse Events for Weakly Supervised Temporal Video Grounding

Sunoh Kim, Jungchan Cho, Joonsang Yu, YoungJoon Yoo, Jin young Choi

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In the weakly supervised temporal video grounding study, previous methods use predetermined single Gaussian proposals which lack the ability to express diverse events described by the sentence query. To enhance the expression ability of a proposal, we propose a Gaussian mixture proposal (GMP) that can depict arbitrary shapes by learning importance, centroid, and range of every Gaussian in the mixture. In learning GMP, each Gaussian is not trained in a feature space but is implemented over a temporal location. Thus the conventional feature-based learning for Gaussian mixture model is not valid for our case. In our special setting, to learn moderately coupled Gaussian mixture capturing diverse events, we newly propose a pull-push learning scheme using pulling and pushing losses, each of which plays an opposite role to the other. The effects of components in our scheme are verified in-depth with extensive ablation studies and the overall scheme achieves state-of-the-art performance. Our code is available at https://github.com/sunoh-kim/pps.

Technical
Gated Attention Coding for Training High-Performance and Efficient Spiking Neural Networks

Xuerui Qiu, Rui-Jie Zhu, Yuhong Chou, Zhaorui Wang, Liang-Jian Deng, Guoqi Li

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Spiking neural networks (SNNs) are emerging as an energy-efficient alternative to traditional artificial neural networks (ANNs) due to their unique spike-based event-driven nature. Coding is crucial in SNNs as it converts external input stimuli into spatio-temporal feature sequences. However, most existing deep SNNs rely on direct coding that generates powerless spike representation and lacks the temporal dynamics inherent in human vision. Hence, we introduce Gated Attention Coding (GAC), a plug-and-play module that leverages the multi-dimensional gated attention unit to efficiently encode inputs into powerful representations before feeding them into the SNN architecture. GAC functions as a preprocessing layer that does not disrupt the spike-driven nature of the SNN, making it amenable to efficient neuromorphic hardware implementation with minimal modifications. Through an observer model theoretical analysis, we demonstrate GAC's attention mechanism improves temporal dynamics and coding efficiency. Experiments on CIFAR10/100 and ImageNet datasets demonstrate that GAC achieves state-of-the-art accuracy with remarkable efficiency. Notably, we improve top-1 accuracy by 3.10% on CIFAR100 with only 6-time steps and 1.07% on ImageNet while reducing energy usage to 66.9% of the previous works. To our best knowledge, it is the first time to explore the attention-based dynamic coding scheme in deep SNNs, with exceptional effectiveness and efficiency on large-scale datasets. Code is available at https://github.com/bollossom/GAC.

Technical
Game-Theoretic Unlearnable Example Generator

Shuang Liu, Yihan Wang, Xiao-Shan Gao

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Unlearnable example attacks are data poisoning attacks aiming to degrade the clean test accuracy of deep learning by adding imperceptible perturbations to the training samples, which can be formulated as a bi-level optimization problem. However, directly solving this optimization problem is intractable for deep neural networks. In this paper, we investigate unlearnable example attacks from a game-theoretic perspective, by formulating the attack as a nonzero sum Stackelberg game. First, the existence of game equilibria is proved under the normal setting and the adversarial training setting. It is shown that the game equilibrium gives the most powerful poison attack in that the victim has the lowest test accuracy among all networks within the same hypothesis space when certain loss functions are used. Second, we propose a novel attack method, called the Game Unlearnable Example (GUE), which has three main gradients. (1) The poisons are obtained by directly solving the equilibrium of the Stackelberg game with a first-order algorithm. (2) We employ an autoencoder-like generative network model as the poison attacker. (3) A novel payoff function is introduced to evaluate the performance of the poison. Comprehensive experiments demonstrate that GUE can effectively poison the model in various scenarios. Furthermore, the GUE still works by using a relatively small percentage of the training data to train the generator, and the poison generator can generalize to unseen data well. Our implementation code can be found at https://github.com/hong-xian/gue.

Technical
GaLileo: General Linear Relaxation Framework for Tightening Robustness Certification of Transformers

Yunruo Zhang, Lujia Shen, Shanqing Guo, Shouling Ji

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Transformers based on attention mechanisms exhibit vulnerability to adversarial examples, posing a substantial threat to the security of their applications. Aiming to solve this problem, the concept of robustness certification is introduced to formally ascertain the presence of any adversarial example within a specified region surrounding a given sample. However, prior works have neglected the dependencies among inputs of softmax (the most complex function in attention mechanisms) during linear relaxations. This oversight has consequently led to imprecise certification results. In this work, we introduce GaLileo, a general linear relaxation framework designed to certify the robustness of Transformers. GaLileo effectively surmounts the trade-off between precision and efficiency in robustness certification through our innovative n-dimensional relaxation approach. Notably, our relaxation technique represents a pioneering effort as the first linear relaxation for n-dimensional functions such as softmax. Our novel approach successfully transcends the challenges posed by the curse of dimensionality inherent in linear relaxations, thereby enhancing linear bounds by incorporating input dependencies. Our evaluations encompassed a thorough analysis utilizing the SST and Yelp datasets along with diverse Transformers of different depths and widths. The experimental results demonstrate that, as compared to the baseline method CROWN-BaF, GaLileo achieves up to 3.24 times larger certified radii while requiring similar running times. Additionally, GaLileo successfully attains certification for Transformers' robustness against multi-word lp perturbations, marking a notable accomplishment in this field.

Technical