AAAI 2023 Papers

AAAI Conference on Artificial Intelligence

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2,023papers

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Compressed Decentralized Learning of Conditional Mean Embedding Operators in Reproducing Kernel Hilbert Spaces

Boya Hou, Sina Sanjari, Nathan Dahlin, Subhonmesh Bose

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Conditional mean embedding (CME) operators encode conditional probability densities within Reproducing Kernel Hilbert Space (RKHS). In this paper, we present a decentralized algorithm for a collection of agents to cooperatively approximate CME over a network. Communication constraints limit the agents from sending all data to their neighbors; we only allow sparse representations of covariance operators to be exchanged among agents, compositions of which defines CME. Using a coherence-based compression scheme, we present a consensus-type algorithm that preserves the average of the approximations of the covariance operators across the network. We theoretically prove that the iterative dynamics in RKHS is stable. We then empirically study our algorithm to estimate CMEs to learn spectra of Koopman operators for Markovian dynamical systems and to execute approximate value iteration for Markov decision processes (MDPs).

Technical
Compositional Prototypical Networks for Few-Shot Classification

Qiang Lyu, Weiqiang Wang

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It is assumed that pre-training provides the feature extractor with strong class transferability and that high novel class generalization can be achieved by simply reusing the transferable feature extractor. In this work, our motivation is to explicitly learn some fine-grained and transferable meta-knowledge so that feature reusability can be further improved. Concretely, inspired by the fact that humans can use learned concepts or components to help them recognize novel classes, we propose Compositional Prototypical Networks (CPN) to learn a transferable prototype for each human-annotated attribute, which we call a component prototype. We empirically demonstrate that the learned component prototypes have good class transferability and can be reused to construct compositional prototypes for novel classes. Then a learnable weight generator is utilized to adaptively fuse the compositional and visual prototypes. Extensive experiments demonstrate that our method can achieve state-of-the-art results on different datasets and settings. The performance gains are especially remarkable in the 5-way 1-shot setting. The code is available at https://github.com/fikry102/CPN.

Technical
Complexity of Safety and coSafety Fragments of Linear Temporal Logic

Alessandro Artale, Luca Geatti, Nicola Gigante, Andrea Mazzullo, Angelo Montanari

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Linear Temporal Logic (LTL) is the de-facto standard temporal logic for system specification, whose foundational properties have been studied for over five decades. Safety and cosafety properties of LTL define notable fragments of LTL, where a prefix of a trace suffices to establish whether a formula is true or not over that trace. In this paper, we study the complexity of the problems of satisfiability, validity, and realizability over infinite and finite traces for the safety and cosafety fragments of LTL. As for satisfiability and validity over infinite traces, we prove that the majority of the fragments have the same complexity as full LTL, that is, they are PSPACE-complete. The picture is radically different for realizability: we find fragments with the same expressive power whose complexity varies from 2EXPTIME-complete (as full LTL) to EXPTIME-complete. Notably, for all cosafety fragments, the complexity of the three problems does not change passing from infinite to finite traces, while for all safety fragments the complexity of satisfiability (resp., realizability) over finite traces drops to NP-complete (resp., Πᴾ₂- complete).

Technical
Complexity of Reasoning with Cardinality Minimality Conditions

Nadia Creignou, Frédéric Olive, Johannes Schmidt

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Many AI-related reasoning problems are based on the problem of satisfiability of propositional formulas with some cardinality-minimality condition. While the complexity of the satisfiability problem (SAT) is well understood when considering systematically all fragments of propositional logic within Schaefer’s framework, this is not the case when such minimality condition is added. We consider the CardMinSat problem, which asks, given a formula φ and an atom x, whether x is true in some cardinality-minimal model of φ. We completely classify the computational complexity of the CardMinSat problem within Schaefer’s framework, thus paving the way for a better understanding of the tractability frontier of many AI-related reasoning problems. To this end we use advanced algebraic tools.

Technical
Complexity of Probabilistic Inference in Random Dichotomous Hedonic Games

Saar Cohen, Noa Agmon

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Hedonic games model cooperative games where agents desire to form coalitions, and only care about the composition of the coalitions of which they are members. Focusing on various classes of dichotomous hedonic games, where each agent either approves or disapproves a given coalition, we propose the random extension, where players have an independent participation probability. We initiate the research on the computational complexity of computing the probability that coalitions and partitions are optimal or stable. While some cases admit efficient algorithms (e.g., agents approve only few coalitions), they become computationally hard (#P-hard) in their complementary scenario. We then investigate the distribution of coalitions in perfect partitions and their performance in majority games, where an agent approves coalitions in which the agent is friends with the majority of its members. When friendships independently form with a constant probability, we prove that the number of coalitions of size 3 converges in distribution to a Poisson random variable.

Technical
Complex Dynamic Neurons Improved Spiking Transformer Network for Efficient Automatic Speech Recognition

Qingyu Wang, Tielin Zhang, Minglun Han, Yi Wang, Duzhen Zhang, bo xu

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The spiking neural network (SNN) using leaky-integrated-and-fire (LIF) neurons has been commonly used in automatic speech recognition (ASR) tasks. However, the LIF neuron is still relatively simple compared to that in the biological brain. Further research on more types of neurons with different scales of neuronal dynamics is necessary. Here we introduce four types of neuronal dynamics to post-process the sequential patterns generated from the spiking transformer to get the complex dynamic neuron improved spiking transformer neural network (DyTr-SNN). We found that the DyTr-SNN could handle the non-toy automatic speech recognition task well, representing a lower phoneme error rate, lower computational cost, and higher robustness. These results indicate that the further cooperation of SNNs and neural dynamics at the neuron and network scales might have much in store for the future, especially on the ASR tasks.

Technical
Complement Sparsification: Low-Overhead Model Pruning for Federated Learning

Xiaopeng Jiang, Cristian Borcea

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Federated Learning (FL) is a privacy-preserving distributed deep learning paradigm that involves substantial communication and computation effort, which is a problem for resource-constrained mobile and IoT devices. Model pruning/sparsification develops sparse models that could solve this problem, but existing sparsification solutions cannot satisfy at the same time the requirements for low bidirectional communication overhead between the server and the clients, low computation overhead at the clients, and good model accuracy, under the FL assumption that the server does not have access to raw data to fine-tune the pruned models. We propose Complement Sparsification (CS), a pruning mechanism that satisfies all these requirements through a complementary and collaborative pruning done at the server and the clients. At each round, CS creates a global sparse model that contains the weights that capture the general data distribution of all clients, while the clients create local sparse models with the weights pruned from the global model to capture the local trends. For improved model performance, these two types of complementary sparse models are aggregated into a dense model in each round, which is subsequently pruned in an iterative process. CS requires little computation overhead on the top of vanilla FL for both the server and the clients. We demonstrate that CS is an approximation of vanilla FL and, thus, its models perform well. We evaluate CS experimentally with two popular FL benchmark datasets. CS achieves substantial reduction in bidirectional communication, while achieving performance comparable with vanilla FL. In addition, CS outperforms baseline pruning mechanisms for FL.

Technical
Competition, Alignment, and Equilibria in Digital Marketplaces

Meena Jagadeesan, Michael I. Jordan, Nika Haghtalab

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Competition between traditional platforms is known to improve user utility by aligning the platform's actions with user preferences. But to what extent is alignment exhibited in data-driven marketplaces? To study this question from a theoretical perspective, we introduce a duopoly market where platform actions are bandit algorithms and the two platforms compete for user participation. A salient feature of this market is that the quality of recommendations depends on both the bandit algorithm and the amount of data provided by interactions from users. This interdependency between the algorithm performance and the actions of users complicates the structure of market equilibria and their quality in terms of user utility. Our main finding is that competition in this market does not perfectly align market outcomes with user utility. Interestingly, market outcomes exhibit misalignment not only when the platforms have separate data repositories, but also when the platforms have a shared data repository. Nonetheless, the data sharing assumptions impact what mechanism drives misalignment and also affect the specific form of misalignment (e.g. the quality of the best-case and worst-case market outcomes). More broadly, our work illustrates that competition in digital marketplaces has subtle consequences for user utility that merit further investigation.

Technical
Competition or Cooperation? Exploring Unlabeled Data via Challenging Minimax Game for Semi-supervised Relation Extraction

Yu Hong, Jiahang Li, Jianchuan Feng, Chenghua Huang, Zhixu Li, Jianfeng Qu, Yanghua Xiao, Wei Wang

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Semi-Supervised Relation Extraction aims at learning well-performed RE models with limited labeled and large-scale unlabeled data. Existing methods mainly suffer from semantic drift and insufficient supervision, which severely limit the performance. To address these problems, recent work tends to design dual modules to work cooperatively for mutual enhancement. However, the consensus of two modules greatly restricts the model from exploring diverse relation expressions in unlabeled set, which hinders the performance as well as model generalization. To tackle this problem, in this paper, we propose a novel competition-based method AdvSRE. We set up a challenging minimax game on unlabeled data between two modules, Generator and Discriminator, and assign them with conflicting objectives. During the competition game, one module may find any possible chance to beat the other, which develops two modules' abilities until relation expressions cannot be further explored. To exploit label information, Discriminator is further asked to predict specific relation for each sentence. Experiment results on two benchmarks show new state-of-the-art performance over baselines, demonstrating the effectiveness of proposed AdvSRE.

Technical
Compact Transformer Tracker with Correlative Masked Modeling

Zikai Song, Run Luo, Junqing Yu, Yi-Ping Phoebe Chen, Wei Yang

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Transformer framework has been showing superior performances in visual object tracking for its great strength in information aggregation across the template and search image with the well-known attention mechanism. Most recent advances focus on exploring attention mechanism variants for better information aggregation. We find these schemes are equivalent to or even just a subset of the basic self-attention mechanism. In this paper, we prove that the vanilla self-attention structure is sufficient for information aggregation, and structural adaption is unnecessary. The key is not the attention structure, but how to extract the discriminative feature for tracking and enhance the communication between the target and search image. Based on this finding, we adopt the basic vision transformer (ViT) architecture as our main tracker and concatenate the template and search image for feature embedding. To guide the encoder to capture the invariant feature for tracking, we attach a lightweight correlative masked decoder which reconstructs the original template and search image from the corresponding masked tokens. The correlative masked decoder serves as a plugin for the compact transformer tracker and is skipped in inference. Our compact tracker uses the most simple structure which only consists of a ViT backbone and a box head, and can run at 40 fps. Extensive experiments show the proposed compact transform tracker outperforms existing approaches, including advanced attention variants, and demonstrates the sufficiency of self-attention in tracking tasks. Our method achieves state-of-the-art performance on five challenging datasets, along with the VOT2020, UAV123, LaSOT, TrackingNet, and GOT-10k benchmarks. Our project is available at https://github.com/HUSTDML/CTTrack.

Technical
Communication-Efficient Collaborative Best Arm Identification

Nikolai Karpov, Qin ZHANG

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We investigate top-m arm identification, a basic problem in bandit theory, in a multi-agent learning model in which agents collaborate to learn an objective function. We are interested in designing collaborative learning algorithms that achieve maximum speedup (compared to single-agent learning algorithms) using minimum communication cost, as communication is frequently the bottleneck in multi-agent learning. We give both algorithmic and impossibility results, and conduct a set of experiments to demonstrate the effectiveness of our algorithms.

Technical
Common Knowledge of Abstract Groups

Merlin Humml, Lutz Schröder

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Epistemic logics typically talk about knowledge of individual agents or groups of explicitly listed agents. Often, however, one wishes to express knowledge of groups of agents specified by a given property, as in ‘it is common knowledge among economists’. We introduce such a logic of common knowledge, which we term abstract-group epistemic logic (AGEL). That is, AGEL features a common knowledge operator for groups of agents given by concepts in a separate agent logic that we keep generic, with one possible agent logic being ALC. We show that AGEL is EXPTIME-complete, with the lower bound established by reduction from standard group epistemic logic, and the upper bound by a satisfiability-preserving embedding into the full µ-calculus. Further main results include a finite model property (not enjoyed by the full µ-calculus) and a complete axiomatization.

Technical
Commitment Games with Conditional Information Disclosure

Anthony DiGiovanni, Jesse Clifton

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The conditional commitment abilities of mutually transparent computer agents have been studied in previous work on commitment games and program equilibrium. This literature has shown how these abilities can help resolve Prisoner’s Dilemmas and other failures of cooperation in complete information settings. But inefficiencies due to private information have been neglected thus far in this literature, despite the fact that these problems are pervasive and might also be addressed by greater mutual transparency. In this work, we introduce a framework for commitment games with a new kind of conditional commitment device, which agents can use to conditionally disclose private information. We prove a folk theorem for this setting that provides sufficient conditions for ex post efficiency, and thus represents a model of ideal cooperation between agents without a third-party mediator. Further, extending previous work on program equilibrium, we develop an implementation of conditional information disclosure. We show that this implementation forms program ε-Bayesian Nash equilibria corresponding to the Bayesian Nash equilibria of these commitment games.

Technical
Combining Slow and Fast: Complementary Filtering for Dynamics Learning

Katharina Ensinger, Sebastian Ziesche, Barbara Rakitsch, Michael Tiemann, Sebastian Trimpe

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Modeling an unknown dynamical system is crucial in order to predict the future behavior of the system. A standard approach is training recurrent models on measurement data. While these models typically provide exact short-term predictions, accumulating errors yield deteriorated long-term behavior. In contrast, models with reliable long-term predictions can often be obtained, either by training a robust but less detailed model, or by leveraging physics-based simulations. In both cases, inaccuracies in the models yield a lack of short-time details. Thus, different models with contrastive properties on different time horizons are available. This observation immediately raises the question: Can we obtain predictions that combine the best of both worlds? Inspired by sensor fusion tasks, we interpret the problem in the frequency domain and leverage classical methods from signal processing, in particular complementary filters. This filtering technique combines two signals by applying a high-pass filter to one signal, and low-pass filtering the other. Essentially, the high-pass filter extracts high-frequencies, whereas the low-pass filter extracts low frequencies. Applying this concept to dynamics model learning enables the construction of models that yield accurate long- and short-term predictions. Here, we propose two methods, one being purely learning-based and the other one being a hybrid model that requires an additional physics-based simulator.

Technical
Combining Runtime Monitoring and Machine Learning with Human Feedback

Anna Lukina

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State-of-the-art machine-learned controllers for autonomous systems demonstrate unbeatable performance in scenarios known from training. However, in evolving environments---changing weather or unexpected anomalies---, safety and interpretability remain the greatest challenges for autonomous systems to be reliable and are the urgent scientific challenges. Existing machine-learning approaches focus on recovering lost performance but leave the system open to potential safety violations. Formal methods address this problem by rigorously analysing a smaller representation of the system but they rarely prioritize performance of the controller. We propose to combine insights from formal verification and runtime monitoring with interpretable machine-learning design for guaranteeing reliability of autonomous systems.

Technical
Combining Adversaries with Anti-adversaries in Training

Xiaoling Zhou, Nan Yang, Ou Wu

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Adversarial training is an effective learning technique to improve the robustness of deep neural networks. In this study, the influence of adversarial training on deep learning models in terms of fairness, robustness, and generalization is theoretically investigated under more general perturbation scope that different samples can have different perturbation directions (the adversarial and anti-adversarial directions) and varied perturbation bounds. Our theoretical explorations suggest that the combination of adversaries and anti-adversaries (samples with anti-adversarial perturbations) in training can be more effective in achieving better fairness between classes and a better tradeoff between robustness and generalization in some typical learning scenarios (e.g., noisy label learning and imbalance learning) compared with standard adversarial training. On the basis of our theoretical findings, a more general learning objective that combines adversaries and anti-adversaries with varied bounds on each training sample is presented. Meta learning is utilized to optimize the combination weights. Experiments on benchmark datasets under different learning scenarios verify our theoretical findings and the effectiveness of the proposed methodology.

Technical
Combinatorial Civic Crowdfunding with Budgeted Agents: Welfare Optimality at Equilibrium and Optimal Deviation

Sankarshan Damle, Manisha Padala, Sujit Gujar

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Civic Crowdfunding (CC) uses the ``power of the crowd" to garner contributions towards public projects. As these projects are non-excludable, agents may prefer to ``free-ride," resulting in the project not being funded. Researchers introduce refunds for single project CC to incentivize agents to contribute, guaranteeing the project's funding. These funding guarantees are applicable only when agents have an unlimited budget. This paper focuses on a combinatorial setting, where multiple projects are available for CC and agents have a limited budget. We study specific conditions where funding can be guaranteed. Naturally, funding the optimal social welfare subset of projects is desirable when every available project cannot be funded due to budget restrictions. We prove the impossibility of achieving optimal welfare at equilibrium for any monotone refund scheme. Further, given the contributions of other agents, we prove that it is NP-Hard for an agent to determine its optimal strategy. That is, while profitable deviations may exist for agents instead of funding the optimal welfare subset, it is computationally hard for an agent to find its optimal deviation. Consequently, we study different heuristics agents can use to contribute to the projects in practice. We demonstrate the heuristics' performance as the average-case trade-off between the welfare obtained and an agent's utility through simulations.

Technical
Combinatorial Causal Bandits

Shi Feng, Wei Chen

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In combinatorial causal bandits (CCB), the learning agent chooses at most K variables in each round to intervene, collects feedback from the observed variables, with the goal of minimizing expected regret on the target variable Y. We study under the context of binary generalized linear models (BGLMs) with a succinct parametric representation of the causal models. We present the algorithm BGLM-OFU for Markovian BGLMs (i.e., no hidden variables) based on the maximum likelihood estimation method and give regret analysis for it. For the special case of linear models with hidden variables, we apply causal inference techniques such as the do calculus to convert the original model into a Markovian model, and then show that our BGLM-OFU algorithm and another algorithm based on the linear regression both solve such linear models with hidden variables. Our novelty includes (a) considering the combinatorial intervention action space and the general causal graph structures including ones with hidden variables, (b) integrating and adapting techniques from diverse studies such as generalized linear bandits and online influence maximization, and (c) avoiding unrealistic assumptions (such as knowing the joint distribution of the parents of Y under all interventions) and regret factors exponential to causal graph size in prior studies.

Technical
Combating Unknown Bias with Effective Bias-Conflicting Scoring and Gradient Alignment

Bowen Zhao, Chen Chen, Qian-Wei Wang, Anfeng He, Shu-Tao Xia

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Models notoriously suffer from dataset biases which are detrimental to robustness and generalization. The identify-emphasize paradigm shows a promising effect in dealing with unknown biases. However, we find that it is still plagued by two challenges: A, the quality of the identified bias-conflicting samples is far from satisfactory; B, the emphasizing strategies just yield suboptimal performance. In this work, for challenge A, we propose an effective bias-conflicting scoring method to boost the identification accuracy with two practical strategies --- peer-picking and epoch-ensemble. For challenge B, we point out that the gradient contribution statistics can be a reliable indicator to inspect whether the optimization is dominated by bias-aligned samples. Then, we propose gradient alignment, which employs gradient statistics to balance the contributions of the mined bias-aligned and bias-conflicting samples dynamically throughout the learning process, forcing models to leverage intrinsic features to make fair decisions. Experiments are conducted on multiple datasets in various settings, demonstrating that the proposed solution can alleviate the impact of unknown biases and achieve state-of-the-art performance.

Technical
Combating Mode Collapse via Offline Manifold Entropy Estimation

Haozhe Liu, Bing Li, Haoqian Wu, Hanbang Liang, Yawen Huang, Yuexiang Li, Bernard Ghanem, Yefeng Zheng

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Generative Adversarial Networks (GANs) have shown compelling results in various tasks and applications in recent years. However, mode collapse remains a critical problem in GANs. In this paper, we propose a novel training pipeline to address the mode collapse issue of GANs. Different from existing methods, we propose to generalize the discriminator as feature embedding and maximize the entropy of distributions in the embedding space learned by the discriminator. Specifically, two regularization terms, i.e., Deep Local Linear Embedding (DLLE) and Deep Isometric feature Mapping (DIsoMap), are introduced to encourage the discriminator to learn the structural information embedded in the data, such that the embedding space learned by the discriminator can be well-formed. Based on the well-learned embedding space supported by the discriminator, a non-parametric entropy estimator is designed to efficiently maximize the entropy of embedding vectors, playing as an approximation of maximizing the entropy of the generated distribution. By improving the discriminator and maximizing the distance of the most similar samples in the embedding space, our pipeline effectively reduces the mode collapse without sacrificing the quality of generated samples. Extensive experimental results show the effectiveness of our method which outperforms the GAN baseline, MaF-GAN on CelebA (9.13 vs. 12.43 in FID) and surpasses the recent state-of-the-art energy-based model on the ANIMEFACE dataset (2.80 vs. 2.26 in Inception score).

Technical